State v. Gales

721 N.E.2d 497, 131 Ohio App. 3d 56
CourtOhio Court of Appeals
DecidedFebruary 1, 1999
DocketCase No. 97 C.A. 253.
StatusPublished
Cited by22 cases

This text of 721 N.E.2d 497 (State v. Gales) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Gales, 721 N.E.2d 497, 131 Ohio App. 3d 56 (Ohio Ct. App. 1999).

Opinion

Gene Donofrio, Presiding Judge.

Defendant-appellant, Lively Gales, appeals from the judgment of the Mahoning County Common Pleas Court entered upon his guilty plea to two counts of felonious assault.

On September 2, 1996, Harry Watkins and Dorothy Horton, a woman whom appellant dated, were traveling in an automobile on Plum Street in Youngstown when a man ran out of a wooded area and fired shots at the car. Watkins was shot in the head. Two days later, appellant was arrested for the shooting. The Youngstown Municipal Court bound appellant over to the Mahoning County Grand Jury, which indicted appellant on two counts of felonious assault in violation of R.C. 2903.11(A)(2) and two firearm specifications.

On October 29, 1997, the day the trial was to begin, appellant and the state reached an agreement. Appellant pled guilty to two counts of felonious assault. The state recommended concurrent sentences of two years on each count and dismissed the gun specifications. The trial court accepted appellant’s guilty pleas and set the case for sentencing.

At the December 19 sentencing hearing, over appellant’s declaration of innocence, the court sentenced appellant to four years on each count and ordered appellant to pay prosecution costs, medical expenses, and restitution. The within appeal followed.

*60 Appellant sets forth seven assignments of error, the first of which alleges:

“The trial court erred in ignoring defendant’s assertions of innocence at sentencing.”

Appellant contends that the trial court had the duty to question him about his declaration of innocence and determine whether he made a rational decision to plead guilty. Appellant alternatively argues that, after hearing his assertions of innocence, the court should have asked appellant whether he wished to file a motion to withdraw his guilty plea.

It is true that a guilty plea may not be accepted after a defendant claims he is innocent unless the court determines that defendant’s decision to plead guilty is based on a rational conclusion that there is a real chance a jury would find him guilty. See North Carolina v. Alford (1970), 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162. See, also, State v. McCuen (June 16, 1995), Columbiana App. No. 92-C-83, unreported, 1995 WL 360764. However, Alford does not apply if the protestations of innocence are made after and not contemporaneously with the guilty plea. State v. Johnson (Dec. 13, 1994), Mahoning App. No. 93 C.A. 15, unreported, 1994 WL 705068.

Accordingly, a court is not required to inquire into a defendant’s reasons for pleading guilty despite his assertions of innocence when such assertions occur at sentencing, after a guilty plea has been accepted. Nor is a court required to inform a defendant about the existence of Crim.R. 32.1, which allows the filing of a motion to withdraw a plea. Appellant’s first assignment of error is without merit.

Appellant’s second assignment of error provides:

“The trial court erred in misstating defendant’s maximum potential sentence under law.”

At the plea hearing and in the written plea agreement, an error was made regarding the maximum fine for a conviction of felonious assault, a second-degree felony. The court stated, “[Y]ou could be sentenced for a term of two, three, four, five, six, seven, or eight years on each count in a state penitentiary and/or a fine of up to $20,000 on each count.” Under R.C. 2929.18(A)(3)(b), the maximum fine for a second-degree felony is $15,000.

Appellant contends that this misinformation prevented him from understanding the effect of his plea. Crim.R. 11(C)(2)(a) requires the court to advise a pleading defendant of the maximum penalty involved. However, compliance with Crim.R. 11(C)(2)(a) need not be exact; substantial compliance is sufficient. State v. Johnson (1988), 40 Ohio St.3d 130, 133, 532 N.E.2d 1295, 1298. “Substantial compliance means that under the totality of the circumstances, the defendant *61 subjectively understands the implications of his plea and the rights he is waiving.” State v. Nero (1990), 56 Ohio St.3d 106, 108, 564 N.E.2d 474, 476. The test is whether the court’s error prejudiced the defendant in that he would not have pled guilty had the error not been made. Id. See, also, State v. Stewart (1977), 51 Ohio St.2d 86, 5 O.O.3d 52, 364 N.E.2d 1163.

Appellant cites cases holding that a plea is invalid when entered after the court misstated the maximum prison term. See State v. Caplinger (1995), 105 Ohio App.3d 567, 664 N.E.2d 959; State v. Carroll (1995), 104 Ohio App.3d 372, 662 N.E.2d 65; State v. Calvillo (1991), 76 Ohio App.3d 714, 603 N.E.2d 325. These cases concluded that had the defendant been aware of the true maximum penalty, it is conceivable that the defendant may have elected not to plead guilty. Id.

However, the state argues that a misstated prison term is distinguishable from a misstated fine. The state cites State v. Harper (1988), 47 Ohio App.3d 109, 547 N.E.2d 395, which held that the trial court did not commit prejudicial error by informing an indigent defendant who was pleading guilty that the fine is $10,000 rather than stating that the maximum fine is $10,000. We agree that Harper is more applicable to the present scenario than the cases cited by appellant.

It is highly unlikely that appellant, who was indigent, would have gone to trial instead of pleading guilty had he known that his potential fine was $5,000 less per count than what the court informed him. Moreover, the court did not impose a fine upon appellant. Accordingly, the court’s misstatement was not prejudicial. This assignment of error is overruled.

Appellant’s third assignment of error contends:

“The trial court erred in misstating the law regarding ‘bad time’ under R.C. 2967.11.”

R.C. 2967.11 gives the parole board administrative authority to extend a prisoner’s sentence for crimes committed in prison. Pursuant to R.C. 2943.032, the court is required to inform a defendant pleading to a felony about the following provisions:

“(A) The parole board may extend the stated prison term if the defendant commits any criminal offense under the law of this state or the United States while serving the prison term.

“(B) Any such extension will be done administratively as part of the defendant’s sentence in accordance with [R.C. 2967.11] and may be for thirty, sixty, or ninety days for each violation.

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Bluebook (online)
721 N.E.2d 497, 131 Ohio App. 3d 56, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-gales-ohioctapp-1999.