State v. Gaitan

17 A.3d 227, 419 N.J. Super. 365
CourtNew Jersey Superior Court Appellate Division
DecidedFebruary 7, 2011
DocketA-0197-09T4
StatusPublished
Cited by8 cases

This text of 17 A.3d 227 (State v. Gaitan) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Gaitan, 17 A.3d 227, 419 N.J. Super. 365 (N.J. Ct. App. 2011).

Opinion

17 A.3d 227 (2011)
419 N.J. Super. 365

STATE of New Jersey, Plaintiff-Respondent,
v.
Frensel GAITAN, Defendant-Appellant.

No. A-0197-09T4.

Superior Court of New Jersey, Appellate Division.

Submitted December 1, 2010.
Decided February 7, 2011.

*228 Yvonne Smith Segars, Public Defender, attorney for appellant (Gregory P. Jordan, Designated Counsel, on the brief).

Paula T. Dow, Attorney General, attorney for respondent (Frank J. Ducoat, Deputy Attorney General, of counsel and on the brief).

Before Judges CUFF, FISHER and SIMONELLI.

The opinion of the court was delivered by

FISHER, J.A.D.

In this appeal, we consider whether the recent decisions in Padilla v. Kentucky, 559 U.S. ___, 130 S.Ct. 1473, 176 L.Ed.2d 284 (2010), and State v. Nuñez-Valdéz, 200 N.J. 129, 975 A.2d 418 (2009), should apply to this noncitizen defendant's argument, raised for the first time in his post-conviction relief (PCR) petition, that his attorney failed to discuss with him the deportation consequences of his guilty plea.

I

On June 27, 2005, defendant pled guilty to third-degree distribution of a controlled dangerous substance within 1000 feet of a school, N.J.S.A. 2C:35-7, and, on October 7, 2005, was sentenced to a five-year probationary term. Defendant did not file a direct appeal. Instead, on May 28, 2008, defendant filed a PCR petition claiming the ineffectiveness of his counsel.

The PCR judge denied defendant's petition, and he appealed, raising the following issues for our consideration:

I. THE COURT ERRED BY NOT ALLOWING ORAL ARGUMENT WHEREIN THE PETITIONER COULD HAVE MORE FULLY EXPLAINED THE PRIMA FACIE CASE OF INEFFECTIVE ASSISTANCE OF COUNSEL.
II. IT WAS ERROR NOT TO ALLOW THE DEFENDANT AN EVIDENTIARY HEARING OR GRANT HIS APPLICATION FOR POST-CONVICTION RELIEF.
A. THE PETITIONER SHOULD BE PERMITTED TO WITHDRAW HIS PLEA.
III. PETITIONER WAS DENIED EFFECTIVE ASSISTANCE OF COUNSEL.
A. TRIAL COUNSEL FAILED TO ADVISE THE PETITIONER OF THE COLLATERAL CONSEQUENCES OF HIS PLEA.
IV. THE TRIAL COURT ERRED BY FAILING TO ASCERTAIN WHETHER DEFENDANT UNDERSTOOD THE CONSEQUENCES OF HIS PLEA.

We agree defendant was erroneously denied an evidentiary hearing concerning whether he received the effective assistance of counsel regarding the deportation consequences of his guilty plea and remand for that purpose.[1]

*229 II

The PCR judge denied relief based on defendant's affirmative response to the plea form's Question 17, which inquired whether he understood "that if you are not a United States citizen or national, you may be deported by virtue of your plea of guilty." The judge also relied on the colloquy at the plea hearing, concluding that defendant's statements at that time demonstrated he "entered into [the plea] agreement with full knowledge that there could be collateral immigration consequences."

A few months after the PCR judge rendered his decision, our Supreme Court decided Nuñez-Valdéz, which not only rejected application of the traditional direct/collateral methodology[2] in this context, but also determined that a simple "yes" answer to Question 17 was not conclusive in determining whether an attorney was effective, 200 N.J. at 141-42, 975 A.2d 418, and, in fact, concluded Question 17 required further "refinement," id. at 144, 975 A.2d 418. As a result, the PCR judge's considerable reliance on defendant's affirmative response to Question 17 was erroneous.

As mentioned, the PCR judge also relied on the following colloquy during defendant's plea hearing:

Q. You have no difficulty reading or writing?
A. No.
. . . .
Q. Did you then with your attorney read and discuss the four pages that make up the plea agreement?
A. Yes.
Q. Did you read, understand, truthfully answer all questions on each page?
A. Yes.
Q. Were those answers circled as you gave them?
A. Yes.
Q. When each page had been filled in, completed, did you understand what it said?
A. Yes.
Q. Did you put your initials at the bottom of pages 1 and 2?
A. Yes.
Q. Sign your name to page 3 and 4?
A. Yes.
Q. Did you do that voluntarily?
A. Yes.

At first blush, this testimony may seem inconsistent with defendant's certification in support of post-conviction relief; however, closer examination of the latter suggests otherwise:

5. In discussing the plea form with me[,] [my attorney] asked me "Are you a citizen" to which I replied "No, I'm a [l]awful [p]ermanent [r]esident."
6. [My attorney] did not discuss with me the possible implications of a guilty plea on my immigration status. Specifically, he did not advise me that I might become subject to removal as a result of *230 a guilty plea to the offer made by the Office of the Prosecutor.
7. I had no personal knowledge that a guilty plea might result in the initiation of removal proceedings against me.

Defendant's testimony during the plea hearing and the PCR certification are not incompatible. The words "deportation," "removal" or "citizen" were never uttered at the plea hearing. The closest the judge came to inquiring about the potential for deportation or about any such discussions between defendant and his attorney was when he asked defendant whether his attorney discussed the four pages of the plea form. Defendant does not deny in his PCR certification that his attorney asked whether he was a citizen, but when defendant said he was a legal permanent resident, defendant claims there was no discussion about the deportation possibilities. The sworn statements given at both the plea hearing and in the PCR certification are not inconsistent and the PCR judge was mistaken in holding otherwise.[3]

Because neither defendant's response to Question 17 nor his testimony at the plea hearing are inconsistent with his contentions in the PCR certification—the two bases upon which post-conviction relief was denied—we conclude that defendant was entitled to an evidentiary hearing as to the content and scope of his attorney's advice, if any, regarding his potential removal from the country.

III

The only potential obstacle to a remand for an evidentiary hearing is the State's argument that Nuñez-Valdéz and Padilla should not be applied here. This argument is convoluted by the fact that these recent decisions contain or presuppose multiple principles, some of which are undoubtedly new and some of which are not. In any given case, whether or to what extent those principles may be given retroactive effect turns on the nature of the ineffectiveness argument, that is, whether the attorney gave incorrect advice, no advice, or only forecasted the possibility or probability of deportation. For the reasons that follow, we conclude that what is relevant about these recent decisions is not new and what is new about them is not relevant to the matter at hand.

The State concedes that insofar as Nuñez-Valdéz

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Bluebook (online)
17 A.3d 227, 419 N.J. Super. 365, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-gaitan-njsuperctappdiv-2011.