State v. Fromme

930 N.E.2d 1169, 2010 Ind. App. LEXIS 1251
CourtIndiana Court of Appeals
DecidedJuly 15, 2010
DocketNo. 19A05-0910-CR-602
StatusPublished
Cited by1 cases

This text of 930 N.E.2d 1169 (State v. Fromme) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Fromme, 930 N.E.2d 1169, 2010 Ind. App. LEXIS 1251 (Ind. Ct. App. 2010).

Opinion

OPINION

CRONE, Judge.

Case Summary

Crisis Connection, Inc., is a nonprofit organization that provides services, including counseling, to victims of domestic violence and sexual assault. In connection with a criminal case in which Ronald Keith Fromme is the defendant, Crisis Connection was ordered to produce records to the court for an in camera review. Crisis Connection appeals, requiring us, as a matter of first impression, to interpret Indiana's victim-advocate privilege and to determine whether it must be limited by a criminal defendant's constitutional rights. Concluding that an in camera review properly balances Fromme's constitutional rights and the victims' interest in privacy, we affirm.

Issues

I Are the records sought by Fromme subject to the viectim-advocate privilege?

II. If so, is Fromme constitutionally entitled to have the trial court review the records in camera, notwithstanding the victim-advocate privilege?

Facts and Procedural History1

Fromme has been charged with two counts of class A felony child molesting. Fromme served a subpoena duces tecum on Crisis Connection, seeking all records relating to the alleged victims, M.Y. and D.Y., and their mother. On February 28, 2008, Crisis Connection moved to quash the subpoena, arguing that the records sought are privileged. See Ind.Code § 35-37-6-9 (viectim-advocate privilege).2

On August 4, 2008, Fromme filed a motion to compel Crisis Connection to produce the records. On August 14, 2008, the trial court held a hearing on the motion and ordered the parties to file responses. On December 22, 2008, Fromme filed a renewed motion to compel, and thereafter, both parties filed their responses. Another hearing was held, and on May 27, 2009, the trial court granted Fromme's motions in part:

[1172]*11721. Defendant's above motions shall be granted as to information requested regarding any reports made to Crisis Connection by or on behalf of [redacted], subject to the restrictions below, and shall be denied as to Defendant's request regarding similar information regarding [redacted].
2. The response of Crisis Connection shall be delivered to the Court, and the Court shall review said records to determine the relevance of any such records. The Court will then inform the parties of its decision.
3. In finding as above, the Court has determined that the items being sought are sufficiently identified, may be essential for the Defendant in determining the credibility of the complaining witnesses, and may be material to the Defendant's defense.

Appellant's App. at 17.

On June 9, 2009, Crisis Connection filed a motion to reconsider, or in the alternative, to certify the May 27 order for interlocutory appeal. A hearing on that motion was held on June 16, 2009, and Fromme filed a response on June 23, 2009. On October 5, 2009, the trial court denied the motion to reconsider and certified the May 27 order for interlocutory appeal. On November 18, 2009, we accepted jurisdiction.

Discussion and Decision

I. Structure and Scope of the Victimn-Advocate Privilege

"Our standard of review in discovery matters is abuse of discretion." Williams v. State, 819 N.E.2d 381, 384 (Ind.Ct.App.2004), trans. denied. This standard of review also applies to requests for in camera review to determine whether the evidence sought is discoverable. In re WTHR-TV, 693 N.E.2d 1, 6 (Ind.1998). An abuse of discretion occurs if the decision is clearly against the logic and effect of the facts of the case. Williams, 819 N.E.2d at 384. When a criminal defendant seeks access to confidential information, appellate courts " 'rely particularly heavily on the sound discretion of the trial judge to protect the rights of the accused'" as well as the party seeking to keep the information confidential Rubalcada v. State, 781 N.E.2d 1015, 1018 (Ind.2000) (quoting United States v. Plescia, 48 F.3d 1452, 1457 (7th Cir.1995), cert. denied). "We may affirm the trial court's ruling if it is sustainable on any legal basis in the record, even though this was not the reason enunciated by the trial court." Williams, 819 at 384-85.

However, to the extent the court's order is based on interpretation of a statute, our review is de movo. See Jacks v. State, 853 N.E.2d 520, 522 (Ind.Ct.App.2006) (holding admissibility of evidence is normally within the trial court's discretion, but ruling would be reviewed de novo when it turned on the interpretation of a statute). Indiana Code § 35-87-6-9, which establishes the viectim-advocate privilege, has never been interpreted. "When a statute has not previously been interpreted, the express language of the statute and the rules of statutory construction control the statute's interpretation. Pursuant to these rules, an unambiguous statute must be construed to mean what it plainly expresses." Orban v. Krull, 805 N.E.2d 450, 453 (Ind.Ct.App.2004) (citations omitted). Every word should be given effect, and "no part of the statute is to be construed so as to be meaningless, if it can be reconciled with the rest of the statute." State v. Rumple, 723 N.E.2d 941, 944 (Ind.Ct.App.2000). "Our goal in statutory construction is to determine, give effect to, and implement the intent of the legislature." State v. Prater, 922 N.E.2d 746, 748 (Ind.Ct.App.2010). Even when supported by sound public policy, eviden-[1173]*11736606 tiary privileges "'are not lightly created nor expansively construed, for they are in derogation of the search for truth'" Hulett v. State, 552 N.E.2d 47, 49 (Ind.Ct.App.1990) (quoting United States v. Nixon, 418 U.S. 683, 710, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974)), trans. denied.

Indiana Code $ 35-37-6-9 provides, in relevant part:

(a) The following persons or entities may not be compelled to give testimony, to produce records, or to disclose any information concerning confidential communications and confidential information to anyone or in any judicial, legislative, or administrative proceeding:
(1) A victim.
(2) A victim advocate or victim service provider unless the victim specifically consents to the disclosure in a written authorization that contains the date the consent expires.
(b) A victim advocate, victim service provider, or victim may not be compelled to provide testimony in any judicial, legislative, or administrative proceeding that would identify the name, address, location, or telephone number of any facility that provided temporary emergency shelter to the victim of the offense or transaction that is the subject of the proceeding unless the facility is a party to the proceeding.

The statute does not contain a statement of purpose, but other jurisdictions have compared their victim-advocate privilege to the psychotherapist-patient privilege. See, e.g., People v. Turner, 109 P.3d 639, 643 (Colo.2005).

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Related

In Re Crisis Connection, Inc.
930 N.E.2d 1169 (Indiana Court of Appeals, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
930 N.E.2d 1169, 2010 Ind. App. LEXIS 1251, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-fromme-indctapp-2010.