State v. Field

347 N.W.2d 365, 118 Wis. 2d 269, 1984 Wisc. LEXIS 2453
CourtWisconsin Supreme Court
DecidedMay 2, 1984
Docket82-1330-CR
StatusPublished
Cited by18 cases

This text of 347 N.W.2d 365 (State v. Field) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Field, 347 N.W.2d 365, 118 Wis. 2d 269, 1984 Wisc. LEXIS 2453 (Wis. 1984).

Opinions

WILLIAM A. BABLITCH, J.

Thomas Field was found guilty of first-degree murder after the first phase of his trial, and not guilty by reason of mental disease after the second phase. He appeals from a commitment order which was issued after the third phase at which he was found to be presently mentally ill and a danger to others. Field argues that because the state produced [271]*271no evidence concerning his present mental condition during the third phase of the trial but instead relied solely on the evidence produced at the prior two phases, he was denied his constitutional rights to due process and equal protection of the laws. We conclude that the commitment order may stand regardless of any error that might have occurred during the third phase of the trial because, despite a previous holding to the contrary, a third phase of the trial following a finding of not guilty by reason of mental disease or defect is not constitutionally required.

The issue for review is: notwithstanding our prior holding in State ex rel. Kovach v. Schubert, 64 Wis. 2d 612, 219 N.W.2d 341 (1974), does sec. 971.17(1), Stats. 1981-82, which allows a defendant found not guilty by reason of mental disease or defect to automatically be committed, violate the due process or equal protection clauses of the fourteenth amendment to the United States Constitution, or Art. I, sec. 1 of the Wisconsin Constitution ?

We overrule our prior holding in Kovach that sec. 971.17(1), Stats., violates the due process and equal protection clauses of the fourteenth amendment to the United States Constitution. We hold that sec. 971.17(1) does not violate the due process or equal protection clauses of the fourteenth amendment, or Art. I, sec. 1 of the Wisconsin Constitution. Because sec. 971.17(1) allows a defendant to be automatically committed after he or she is found not guilty by reason of mental disease or defect, we affirm the order of the circuit court.

On September 26, 1981, Field shot and killed Dorian Lavey at the home of Field’s estranged wife. The Fields had been separated since June of 1981 after a divorce action had been filed. Mrs. Field had been dating Mr. Lavey since May, 1981.

[272]*272The state issued a criminal complaint against Field, charging him with first-degree murder, contrary to sec. 940.01(1), Stats. Field made his initial appearance on September 28, 1981. On October 14, a preliminary hearing was held and Field was bound over for trial. Field appeared for arraignment on October 29, and entered a plea of not guilty, reserving the right to enter a special plea later. On November 16, Field appeared and entered a special plea of not guilty by reason of mental disease or defect. The matter was set for a trifurcated jury trial.

The “trifurcated criminal trial’* was introduced in Kovach. The first portion of a trial following a plea of not guilty by reason of insanity is devoted to the question of guilt or innocence of the charge. If the defendant is found guilty, the second portion is to determine whether the defendant is not guilty by reason of mental disease or defect. If the defendant is so found, the third portion of the trial is to determine whether the defendant is presently suffering from mental illness and is in need of institutionalized treatment, that is, whether he is a danger to himself or others. See State v. Gebarski, 90 Wis. 2d 754, 769, 280 N.W.2d 672 (1979).

The first phase of the trial concluded on March 12, 1982, with the jury returning a verdict finding Field guilty of first-degree murder, contrary to sec. 940.01 (1), Stats. The second phase of the trial began on March 13, 1982, and ended with the return of a jury verdict finding Field not guilty by reason of mental disease. During the first two phases of the trial, Field and the state had presented testimony and evidence concerning Field’s mental condition to and at the time he committed the crime. Prior to the verdict of not guilty by reason of mental disease, both parties had consented to a waiver of a jury trial for the third phase of the [273]*273trial if a third phase was needed. After the verdict, the third phase was set for a hearing on March 16, 1982.

At the March 16 hearing, the state offered no testimony or evidence concerning whether Field was presently suffering from mental illness and was dangerous. The state indicated that it was relying on the testimony and evidence adduced during the first and second phases of the trial to support its position that Field was presently suffering from a mental disease and was dangerous. The defense also offered no new testimony or evidence. Citing testimony presented during the first two phases, the trial court found that Field “. . . is presently mentally ill and possesses a potential of being dangerous to others.” The court therefore ordered that Field be committed under sec. 971.17, Stats., to the Wisconsin Department of Health and Social Services far treatment at an appropriate institution. Field subsequently was committed to the Mental Health Institute— Winnebago.

Field appealed the trial court’s order to the court of appeals, which certified the case to this court pursuant to sec. 809.61, Stats. We accepted the certification.

As noted above, after the jury returned the verdict finding Field not guilty by reason of mental disease, the trial court held a hearing to determine whether he was presently suffering from mental illness and was in need of institutionalized treatment. This “third phase” of the trial was conducted to comply with the requirements of Kovach.

Field argues that the trial court erred and denied him due process and equal protection of the laws by finding him presently mentally ill and dangerous following the verdict of not guilty by reason of mental disease without taking testimony at the third phase hearing concerning his present mental condition and dangerousness. He contends that it was the state’s burden at that hearing to prove to a reasonable certainty by evidence that [274]*274is clear, satisfactory and convincing that he was presently mentally ill and in need of institutionalized treatment because he was presently a danger to others. Field asserts that the state did not meet this burden and the evidence was insufficient to support the trial court's finding.

The state argues that although there was no testimony or evidence presented at the third phase hearing concerning Field’s present mental condition, there was sufficient evidence adduced during the first two phases to support the trial court’s finding that Field was presently mentally ill and dangerous. However, the state additionally argues that in light of the recent United States Supreme Court decision in Jones v. United States, - U.S. -, 103 S. Ct. 3043 (1983), we should overrule Kovach and uphold the constitutionality of sec. 971.17 (1), Stats. 1981-82, which provides for automatic commitment upon a finding of not guilty by reason of mental disease or defect after the second phase of the trial.

Although in Kovach we held that the automatic commitment procedure of sec. 971.17, Stats. 1973, was unconstitutional, the legislature has not eliminated this procedure to conform to the holding of Kovach. Section 971.17(1), 1981-82, cited in full below,1

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State v. Field
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Bluebook (online)
347 N.W.2d 365, 118 Wis. 2d 269, 1984 Wisc. LEXIS 2453, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-field-wis-1984.