State v. Ferreira

463 A.2d 129, 1983 R.I. LEXIS 1023
CourtSupreme Court of Rhode Island
DecidedJuly 20, 1983
Docket82-61-C.A.
StatusPublished
Cited by2 cases

This text of 463 A.2d 129 (State v. Ferreira) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ferreira, 463 A.2d 129, 1983 R.I. LEXIS 1023 (R.I. 1983).

Opinion

OPINION

MURRAY, Justice.

This is an appeal from a Superior Court conviction wherein a jury found the defendant guilty of attempting to obtain money under false pretenses.

During the years 1977 and 1978, defendant, Louis F. Ferreira, was the owner of two bakeries located in Pawtucket, Rhode Island. One was known as Mary’s Bakery and the other was known as Central Avenue Bakery. The defendant obtained two policies of fire insurance for Mary’s Bakery. The first policy was with the United States Fidelity and Guaranty Company and it provided $8,000 worth of coverage. The second policy was with the Rhode Island Joint Re-Insurance Association (association). This second policy provided coverage in the amount of $52,000.

On the evening of June 18, 1978, a fire broke out inside Mary’s Bakery, causing fire, smoke, and water damage. After this fire, defendant filed a proof-of-loss claim with the association for $42,839. The association assigned defendant’s claim to an adjuster who found that many specific items, for which loss was claimed, were falsely represented. As a result of these false representations, defendant was indicted for attempting to obtain money from the association by false pretenses, in violation of G.L. 1956 (1969 Reenactment) §§ 11-41-4, -5, and -6.

This case was tried before a Superior Court justice and a jury from May 11, 1981 until May 19,1981. The evidence presented indicated that defendant falsely represented his losses concerning the following items: a large machine called a “Moline Dough Sheeter”; an oven; an air conditioner; *131 large quantities of raw materials; and various other pieces of equipment. Upon this evidence, the jury found defendant guilty of attempting to obtain money by false pretenses from the association policy.

I

The defendant’s first two arguments allege that the trial justice erred by admitting certain evidence, namely, the declaration page of the association’s policy and certain business records of Kayata Bros., Inc. (Kayata), a supplier of baking products for defendant. In light of our recent adoption of Rule 803(6) of the Federal Rules of Evidence in State v. Acquisto, No. 82-2-C.A., 463 A.2d 122 (R.I.1983), we must decide whether or not the records referred to meet the requirements of that rule.

Rule 803(6) of the Federal Rules of Evidence provides as follows:

“Records of regularly conducted activity. A memorandum, report, record, or data compilation, in any form, of acts, events, conditions, opinions, or diagnoses, made at or near the time by, or from information transmitted by, a person with knowledge, if kept in the course of a regularly conducted business activity, and if it was the regular practice of that business activity to make the memorandum, report, record, or data compilation, all as shown by the testimony of the custodian or other qualified witness, unless the source of information or the method or circumstances of preparation indicate lack of trustworthiness. The term ‘business’ as used in this paragraph includes business, institution, association, profession, occupation, and calling of every kind, whether or not conducted for profit.”

The defendant maintains that the state did not lay a proper foundation for the introduction of the insurance face sheet and for the introduction of the business records of Kayata. We disagree.

With respect to the business records of Kayata, we are of the opinion that Kayata’s attorney was a “qualified witness” within the meaning of the rule. Our conclusion is supported by the testimony elicited. Specifically, Kayata’s attorney testified that he was the supervisor of the records at Kaya-ta; that he had actual physical custody and control over the particular records since the fire; and that he was more closely associated with the company’s business than an attorney would normally be because of his close relationship with Mr. Kayata. Further support can be gleaned from federal caselaw on this matter. Ford Motor Co. v. Auto Supply Co., 661 F.2d 1171, 1175-76 (8th Cir.1981); United States v. Grossman, 614 F.2d 295, 297 (1st Cir.1980) (held that foundation requirement may be satisfied by anyone who is familiar with the manner in which the record was prepared, used, and issued); Peter Eckrich and Sons, Inc. v. Selected Meat Co., 512 F.2d 1158, 1159 (7th Cir.1975) (held that testimony of supervisor of records is sufficient as a foundation).

The defendant also asserts that the testimony of Richard Sneeden, the claims manager for the association, was not sufficient as a foundation for the introduction of the policy face sheet. Sneeden testified that his duties included overall supervision of the claims department for the Fair Plan as well as supervision of independent adjusters who handle the losses. In light of this testimony, we conclude that Sneeden was sufficiently familiar with the circumstances in which the face sheet was stored and retrieved to be able to say that the face sheet is what it purports to be and that it was prepared in the ordinary course of business. Accordingly, we decide that Sneeden was a “qualified witness” as that term is used in Rule 803(6) of the Federal Rules of Evidence.

II

The defendant next asserts that the trial justice erred by refusing his requested jury instruction that an accused cannot be guilty of an attempt to commit an act which would not have constituted a crime if it had *132 been accomplished. It is urged by defendant that the evidence could have been interpreted to show that the association might not have been liable for the full amount which defendant claimed as a loss. Thus, the crime of obtaining money that was not due him would not have been accomplished. In sum, defendant argues that the jury should have been permitted to find that he was not guilty of attempting an act that might not be criminal.

In State v. Latraverse, R.I., 443 A.2d 890, 893 (1982), we recently adopted § 5.01 of the American Law Institute’s Model Penal Code (Proposed Official Draft 1962) (the code), which reads in part as follows:

“Criminal Attempt.
“(1) Definition of Attempt. A person is guilty of an attempt to commit a crime if, acting with the kind of culpability otherwise required for commission of the crime, he:
(a) purposely engages in conduct which would constitute the crime if the attendant circumstances were as he believes them to be; or

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Related

State v. Markarian
551 A.2d 1178 (Supreme Court of Rhode Island, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
463 A.2d 129, 1983 R.I. LEXIS 1023, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ferreira-ri-1983.