State v. Escalante

458 N.W.2d 787, 1990 S.D. LEXIS 94, 1990 WL 96462
CourtSouth Dakota Supreme Court
DecidedJuly 11, 1990
Docket16689, 16720 and 16744
StatusPublished
Cited by10 cases

This text of 458 N.W.2d 787 (State v. Escalante) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Escalante, 458 N.W.2d 787, 1990 S.D. LEXIS 94, 1990 WL 96462 (S.D. 1990).

Opinions

WUEST, Chief Justice.

This is a consolidated appeal of the convictions of three defendants as DWI1 habitual offenders. We affirm.

FACTS

Each of the defendants was convicted of DWI and each had prior DWI convictions in his record. Accordingly, state sought to enhance the punishment for each defendant’s most recent DWI by alleging his prior convictions in a Part II information filed under SDCL 32-23-4.2.2 Following trial on the Part II information, each of the defendants was convicted as an habitual DWI offender. Jose Escalante and Michael Larsen were both convicted of felony third offense DWI (SDCL 32-23-4) and Craig Neiger was convicted of misdemean- or second offense DWI (SDCL 32-23-3).

During the trial court proceedings on the Part II information, each defendant raised an appropriate challenge to the validity of one of the prior convictions state was alleging for enhancement purposes. Each defendant argued that one of his prior convictions was invalid due to the signature of an unlicensed prosecuting attorney on the charging document leading to the conviction. In Escalante’s case, the questioned charging document was a complaint. In [789]*789Neiger’s and Larsen’s cases, the questioned charging document was an information.

In all three cases, the person who signed the charging document was employed as a Pennington County Deputy State’s Attorney. In Escalante’s case, the complaint was signed by Gary Sokoll. Sokoll had completed all requirements to practice law and had taken his oath of office the same day he signed the complaint. However, Sokoll was not issued his license to practice law by this court until two days after he signed the complaint.

In Neiger’s case, the information was also signed by Gary Sokoll. Sokoll took his oath of office one day after he signed the information and was not issued his license to practice law until three days after he signed the information.

Finally, in Larsen’s case, the information was signed by Jay Miller. Miller had completed all requirements to practice law and had taken his oath of office before signing the information. However, Miller was not issued his license to practice law until nine days after he signed the information.

The defendants’ challenges to the validity of their prior convictions were rejected by the trial court and each was convicted as a DWI habitual offender as previously noted. Because of the similarity of the issue involved, this consolidated appeal followed.

ISSUE

WHETHER THE DEFENDANTS WERE ERRONEOUSLY CONVICTED AS DWI HABITUAL OFFENDERS DUE TO USE OF INVALID PRIOR CONVICTIONS FOR ENHANCEMENT PURPOSES?

At the outset, we observe that Esca-lante’s case is distinguishable because it involves a challenge to a signature on a complaint rather than an information. For that reason we will separately address his case below. The following discussion is confined to the Neiger and Larsen cases.

APPELLANTS NEIGER AND LARSEN

We begin with the well settled rule that a judgment of conviction rendered by a court without subject matter jurisdiction is wholly void and without any force or effect whatever. See, Honomichl v. State, 333 N.W.2d 797 (S.D.1983). Invalid convictions cannot be used to enhance a sentence for a subsequent criminal offense under the habitual offender statutes. State v. King, 383 N.W.2d 854 (S.D.1986). This principle applies equally to DWI habitual offender proceedings. See, Petition of Brockmueller, 374 N.W.2d 135 (S.D.1985). Thus, a conviction rendered by a court without subject matter jurisdiction cannot be used to enhance punishment for a subsequent criminal offense under either the habitual offender statutes or the DWI habitual offender provisions.

A trial court in a criminal case does not acquire subject matter jurisdiction unless state files a formal and sufficient indictment or information. Brockmueller, supra; Honomichl, supra. To be “valid,” an information must be signed by a, “prosecuting attorney.” SDCL 23A-6-4.

Neiger and Larsen argue that the informations leading to their prior DWI convictions were not signed by, “prosecuting attomey[s]” because the deputy state’s attorneys who signed them were not licensed attorneys. Therefore, they argue those convictions are invalid and were erroneously used to convict them as DWI habitual offenders.

The term, “prosecuting attorney,” in South Dakota includes assistant state’s attorneys. SDCL 23A-45-9(14). To serve as a deputy state’s attorney a person must be a, “duly licensed attorney and counselor at law_” SDCL 7-16-3 (emphasis added). Further: [790]*790SDCL 16-16-1. These provisions make clear that a person cannot act as an attorney or deputy state’s attorney in South Dakota without having, “previously obtained,” a license to practice law from this court.3

[789]*789[n]o person ... shall be permitted to practice as an attorney and counselor at law in any court of record within this state ... without having previously obtained a license for that purpose from the Supreme Court of this state and having become an active member in good standing of the state bar of South Dakota. (emphasis added).

[790]*790At the time Sokoll and Miller signed the informations at issue in this appeal, they had not yet been issued their licenses to practice law. Accordingly, they could not act as attorneys or deputy state’s attorneys and, thus, did not fit within the definition of a, “prosecuting attorney,” capable of signing an information. However, we decline to hold that this must necessarily invalidate the convictions obtained on the informations they signed. In the interest of justice, we accept state’s argument that the doctrine of the de facto officer should be applied as a means of validating Sokoll’s and Miller’s signatures on the informa-tions.

A de facto officer, “is one whose acts, though not those of a lawful officer, the law, upon principles of policy and justice, will hold valid, so far as they involve the interests of the public and third persons....” Merchants’ Nat. Bank v. McKinney, 2 S.D. 106, 120-21, 48 N.W. 841, 845 (1891).

[A] de facto officer has possession and performs the duties [of an office] under color of right, without being technically qualified in all points of the law to act.

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State v. Escalante
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Cite This Page — Counsel Stack

Bluebook (online)
458 N.W.2d 787, 1990 S.D. LEXIS 94, 1990 WL 96462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-escalante-sd-1990.