State v. Ehlers

631 N.W.2d 471, 262 Neb. 247, 2001 Neb. LEXIS 130
CourtNebraska Supreme Court
DecidedJuly 20, 2001
DocketS-00-216
StatusPublished
Cited by58 cases

This text of 631 N.W.2d 471 (State v. Ehlers) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Ehlers, 631 N.W.2d 471, 262 Neb. 247, 2001 Neb. LEXIS 130 (Neb. 2001).

Opinions

Connolly, J.

Michael L. Ehlers appeals from an order of the Sarpy County District Court sustaining the State of Nebraska’s motion to disqualify Michael N. Schirber, his privately retained counsel. We determine that because a criminal defendant has a Sixth Amendment interest in representation by the counsel of his or her choice, irrebuttable presumptions that we have applied in favor of disqualification in civil cases cannot be applied in a criminal case. Instead, when making disqualification decisions in a criminal case involving privately retained counsel, a court must balance the defendant’s Sixth Amendment right to be represented by counsel of choice against the defendant’s right to a defense conducted by an attorney who is free from conflicts of interest. After considering Ehlers’ Sixth Amendment interests, we conclude that the district court erred in disqualifying his privately retained counsel, and we reverse, and remand to allow Ehlers to make a knowing and voluntary waiver of his Sixth Amendment right to representation by counsel who is free from conflicts of interest.

I. BACKGROUND

On February 5, 1999, Regina M. Ehlers (Regina) filed a petition for dissolution of her marriage to Ehlers in the Sarpy County District Court. The parties had one minor child affected by the dissolution proceedings. During the course of the dissolution proceedings, Regina sought a restraining order against Ehlers. Regina alleged that Ehlers had threatened to kill the parties’ child and had choked the child on two separate occasions.

Regina was initially represented by private counsel in the dissolution action but was later represented by Robert A. Sanford at the Legal Aid Society of Omaha, Nebraska. Jeffrey A. Wagner was employed by the Legal Aid Society and supervised Sanford until October 15, 1999, at which time he became employed by Schirber. Schirber was later disqualified from representing Ehlers in the dissolution action.

[250]*250On June 11, 1999, Ehlers was charged by amended information with attempted first degree sexual assault, two counts of child abuse, two counts of terroristic threats, and two counts of third degree sexual assault. The victim described in the amended information is the child of Regina and Ehlers, and both Regina and the victim are listed as witnesses.

Ehlers privately retained Schirber to represent him in the criminal action. On January 4, 2000, the State moved to disqualify Schirber from representing Ehlers. The State alleged that Regina was a material witness in its case in chief against Ehlers and that the matters at issue in the dissolution action were similar to those in the criminal case against Ehlers. The State further alleged that Wagner’s association with Schirber created an appearance of impropriety that would disqualify Schirber from the criminal case.

The State entered into evidence an affidavit from Sanford. In the affidavit, Sanford averred that he had represented Regina in the dissolution action and had sought a protection order against Ehlers on her behalf. Sanford averred that Wagner had worked as his immediate supervisor and that Wagner was involved in deciding to accept Regina’s case. Sanford further averred that he discussed with Wagner the relationship between the dissolution action and the criminal charges against Ehlers. Wagner, however, testified at the disqualification hearing that he did not know Regina, had never met her, and did not have any personal knowledge of her domestic, financial, or legal affairs. Wagner also testified that he never conveyed any confidences about Regina to Schirber. Wagner admitted it was possible that he discussed the merits of Regina’s case with Sanford, but testified that he had no recollection of doing so. Regina did not testify at the disqualification hearing.

Relying in part on our decisions in previous civil cases, the district court concluded that the criminal action included issues which were material to the dissolution action. The court further determined that Wagner was presumed to have received confidences about Regina and was presumed to have shared those confidences with Schirber. The court then disqualified Schirber from representing Ehlers in the criminal case. Ehlers appeals.

[251]*251II. ASSIGNMENTS OF ERROR

Ehlers assigns that the district court erred in granting the State’s motion to disqualify his privately retained counsel and in denying his motion for attorney fees.

III. STANDARD OF REVIEW

In an appeal from an order disqualifying counsel, an appellate court reviews the trial court’s factual findings for clear error and ultimately makes its disqualification decision independent of the trial court’s ruling. Mutual Group U.S. v. Higgins, 259 Neb. 616, 611 N.W.2d 404 (2000).

A jurisdictional question which does not involve a factual dispute is determined by an appellate court as a matter of law, which requires the appellate court to reach a conclusion independent of the lower court’s decision. State v. Lauck, 261 Neb. 145, 621 N.W.2d 515 (2001).

IV. ANALYSIS

1. Jurisdiction

We first consider whether the trial court’s order disqualifying Ehlers’ privately retained counsel is a final, appealable order. It is the duty of an appellate court to determine whether it has jurisdiction over the matter before it. State v. Lauck, supra.

We have not previously considered whether an order disqualifying privately retained counsel in a criminal case is a final, appealable order. We have held that an order disqualifying court-appointed counsel in a criminal case is not a final, appeal-able order. See State v. Schlund, 249 Neb. 173, 542 N.W.2d 421 (1996) . State v. Schlund, however, is applicable only in a criminal case involving court-appointed counsel. When a defendant in a criminal case chooses to privately retain counsel, he or she has a constitutional right to representation by the counsel of his or her choice. Wheat v. United States, 486 U.S. 153, 108 S. Ct. 1692, 100 L. Ed. 2d 140 (1988).

In the civil context, we have held that an order disqualifying privately retained counsel generally is not a final order. See Richardson v. Griffiths, 251 Neb. 825, 560 N.W.2d 430 (1997) . But, we have also held in civil cases that if an appeal from an order of disqualification involves issues collateral to the [252]*252basic controversy and if an appeal from a judgment dispositive of the entire case would not be likely to protect the client’s interests, interlocutory review is appropriate. Id. See, Mutual Group U.S. v. Higgins, supra; Detter v. Schreiber, 259 Neb. 381, 610 N.W.2d 13 (2000); Hawkes v. Lewis, 255 Neb. 447, 586 N.W.2d 430 (1998). We conclude that this rule is applicable to the disqualification of privately retained counsel in a criminal case.

In this case, delaying the appeal until after a dispositive judgment on the criminal charges would not protect Ehlers’ constitutional interest in the counsel of his own choosing. We conclude that interlocutory review is appropriate and that we have jurisdiction over this appeal.

2.

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State v. Ehlers
631 N.W.2d 471 (Nebraska Supreme Court, 2001)

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Bluebook (online)
631 N.W.2d 471, 262 Neb. 247, 2001 Neb. LEXIS 130, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-ehlers-neb-2001.