State v. D.P.L.

2024 Ohio 3314
CourtOhio Court of Appeals
DecidedAugust 29, 2024
Docket23AP-649
StatusPublished
Cited by1 cases

This text of 2024 Ohio 3314 (State v. D.P.L.) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. D.P.L., 2024 Ohio 3314 (Ohio Ct. App. 2024).

Opinion

[Cite as State v. D.P.L., 2024-Ohio-3314.]

IN THE COURT OF APPEALS OF OHIO

TENTH APPELLATE DISTRICT

State of Ohio, :

Plaintiff-Appellee, : No. 23AP-649 v. : (C.P.C. No. 13CR-3774)

[D.P.L.], : (REGULAR CALENDAR)

Defendant-Appellant. :

D E C I S I O N

Rendered on August 29, 2024

On brief: G. Gary Tyack, Prosecuting Attorney, and Kimberly M. Bond, for appellee. Argued: Kimberly M. Bond.

On brief: Hoague Law Office, and Michael Christopher Hoague, for appellant. Argued: Michael Christopher Hoague.

APPEAL from the Franklin County Court of Common Pleas

EDELSTEIN, J.

{¶ 1} Defendant-appellant, D.P.L., appeals from the September 26, 2023 judgment of the Franklin County Court of Common Pleas denying motions filed in connection with his attempt to obtain a refund of restitution he paid but has not yet been distributed to the victims of his financial crimes—and may never be. This is because many of the victims eligible to receive restitution have not been located by plaintiff-appellee, the State of Ohio, to date. As a result, some of the unclaimed restitution funds D.P.L. voluntarily paid into the clerk’s restitution escrow account, pursuant to plea agreement, may ultimately be treated as forfeited and/or abandoned and may be disposed of at the discretion of the state, as provided by the terms of the plea agreement executed in the case below. Notwithstanding the agreement and the fact that the case below was sealed in 2021 on D.P.L.’s application, D.P.L. filed various motions in the trial court in 2023 seeking to No. 23AP-649 2

recover the $346,385.32 currently held in the clerk’s escrow account as unclaimed restitution owed to victims in this case. {¶ 2} Because we find the trial court correctly determined it lacked jurisdiction to consider D.P.L.’s motions, we affirm the judgment below. I. FACTS AND PROCEDURAL OVERVIEW {¶ 3} In 2013, the state charged D.P.L. with 24 counts of various financial crimes in connection with a complex mortgage fraud scheme spanning over a 12-month period and resulting in the issuance of fraudulent loans exceeding $1.2 million. We need not belabor the nature of these offenses, as it is not relevant to the issue before us in this case. {¶ 4} In April 2014, D.P.L. entered a counseled guilty plea to one count of second- degree felony theft and three counts of money laundering, all felonies of the third degree. As part of that plea agreement, the parties jointly recommended that D.P.L. serve a four- year prison term, with eligibility for judicial release after two years. And, most notably, the state agreed it would not seek restitution. However, D.P.L. failed to appear for sentencing in July 2014 and a capias was issued for his arrest. {¶ 5} On February 23, 2016, D.P.L. moved to withdraw his guilty plea and requested the trial court set aside the capias. In that motion, D.P.L. stated that, if the capias was set aside, he would “prepay an agreed amount of restitution” into the clerk’s restitution escrow account in “an amount sufficient to cover all agreed restitution to the satisfaction of the state” even before the specific terms of a new plea agreement were negotiated. (Mot. to Withdraw at 1-2.) On February 29, 2016, the trial court recalled the capias and scheduled the matter for a hearing on April 5, 2016. {¶ 6} D.P.L. deposited $620,000 into the clerk’s restitution escrow account on March 1, 2016. In anticipation of the scheduled hearing, counsel met and came to an agreement on acceptable terms for a renegotiated plea. (See July 26, 2023 Memo Contra at Ex. B.) As part of that renegotiated agreement, D.P.L. agreed to plead guilty to theft, a third-degree felony, and pay $577,549.48 in restitution. (See July 26, 2023 Memo Contra at Ex. A.) The parties further agreed that, of the $620,000 D.P.L. paid into the clerk’s restitution escrow account, “the difference of $42,450.52, less any costs or fines, fees or expenses ordered by the court, shall be refunded to [D.P.L.],” with the remaining balance being distributed to the appropriate entities, as determined by the prosecutor’s office. No. 23AP-649 3

(July 26, 2023 Memo Contra at Ex. A, ¶ 2.) And, most significantly, the plea agreement signed by both parties stated as follows:

[D.P.L.] understands and agrees that the State is still in the process of determining eligible recipients for the restitution and will continue to do so after the plea. [D.P.L.] agrees that the Franklin County Prosecutor’s Office will be the sole entity responsible for the determination of restitution recipients and the manner of distribution of the restitution funds and [D.P.L.] relinquishes all right, title and interest in and to the funds. * * * In the event that the State is unable to locate one of more recipients of the restitution funds after a diligent search, [D.P.L.] agrees that the remaining funds shall be treated as forfeited and/or abandoned and shall be disposed of at the state’s discretion accordingly.

(Emphasis added.) (July 26, 2023 Memo Contra at Ex. A, ¶ 2.) {¶ 7} On April 5, 2016, the parties appeared before the trial court for a hearing on D.P.L.’s motion to withdraw his 2014 plea and to proceed on the renegotiated plea agreement and sentencing. After the trial court permitted D.P.L. to withdraw his previously entered plea of guilty, counsel presented the terms of the parties’ renegotiated plea agreement. In relevant part, the trial prosecutor conveyed the parties’ understanding that, “[a]s part of this plea agreement and as part of the State[] * * * not [] object[ing] to [D.P.L.’s] withdrawal of the previous plea, the State has requested that [D.P.L.] relinquish all rights or control over those funds” he voluntarily paid into the clerk’s restitution escrow account, less the agreed-upon $42,450.52. (Apr. 5, 2016 Tr. at 3-5. See July 26, 2023 Memo Contra at Ex. A, ¶ 2.) D.P.L. agreed with the trial prosecutor’s oral recitation of the plea agreement terms and the authenticity and accuracy of the written plea agreement executed by the parties. (See Tr. at 5-12.) More precisely, D.P.L. affirmed that, by entering into renegotiated plea agreement on April 5, 2016, he was relinquishing all rights and control over the $577,549.48 in restitution funds he voluntarily paid into the clerk’s restitution escrow account. (See Tr. at 3-8.) {¶ 8} After accepting D.P.L.’s guilty plea, the trial court proceeded to sentencing. During allocution, D.P.L.’s counsel emphasized that “full and complete” restitution had been made in arguing for a sentence of community control. (See Tr. at 14-15.) In imposing sentence, the trial court noted D.P.L.’s lack of any prior criminal history and pronounced No. 23AP-649 4

that “[g]iven your restitution, I will grant you community control on this matter.” (Emphasis added.) (Tr. at 16-17.) As such, D.P.L. was placed on community control for a period of two years. On April 19, 2016, the trial court entered its final judgment memorializing D.P.L.’s conviction and sentence. {¶ 9} D.P.L. was successfully terminated and released from community control in April 2017. Over three years later, D.P.L. timely applied for sealing of the record of the case below. Notwithstanding the state’s objection to that motion, the trial court entered a judgment on March 25, 2021 granting D.P.L.’s application and ordering all official records pertaining to his conviction in the case below sealed. {¶ 10} This appeal concerns the trial court’s September 26, 2023 denial of D.P.L.’s July 2023 motions concerning the $346,385.32 currently held in the clerk’s restitution escrow account. This is the amount that remains at this time based on the state’s identification, location, and compensation of the victims of D.P.L.’s mortgage fraud scheme, to date, from the $577,549.48 restitution payment D.P.L.

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Bluebook (online)
2024 Ohio 3314, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-dpl-ohioctapp-2024.