State v. Dowling

656 P.2d 497, 98 Wash. 2d 542, 1983 Wash. LEXIS 1338
CourtWashington Supreme Court
DecidedJanuary 6, 1983
Docket48280-2
StatusPublished
Cited by29 cases

This text of 656 P.2d 497 (State v. Dowling) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Dowling, 656 P.2d 497, 98 Wash. 2d 542, 1983 Wash. LEXIS 1338 (Wash. 1983).

Opinions

Dore, J.

We reverse and dismiss the defendant's theft conviction, as it violates the double jeopardy clauses of the United States and Washington State Constitutions.

On August 3, 1979, 11-year-old James Dowling was taken to the Kitsap County Sheriff's office where he signed a statement admitting to the theft of a purse. At the conclusion of the Kitsap County Superior Court case against Dowling, the defense moved to dismiss. On November 14, 1979, the court granted defendant's motion to dismiss, concluding that pursuant to RCW 9A.04.050 defendant was presumed incapable of committing a crime and the State had not presented sufficient evidence to overcome that presumption. The State filed a motion to reconsider, and on March 12, 1980, the judge found the defendant guilty of theft. On April 16, 1980, the court entered a formal order wherein it granted the State's motion for reconsideration, set aside its dismissal order, and found the minor defendant guilty of theft.

The double jeopardy clause protects a citizen from being placed in the hazardous position of standing trial more than once for the same offense. Green v. United States, 355 U.S. 184, 187, 2 L. Ed. 2d 199, 78 S. Ct. 221, 61 A.L.R.2d 1119 (1957). If the appellate court reverses a conviction and remands for a new trial, the double jeopardy clause is ordinarily not offended. United States v. Tateo, 377 U.S. 463, 12 L. Ed. 2d 448, 84 S. Ct. 1587 (1964). Nor is the protection offended when the first trial is on a defective information. State v. Burns, 54 Wash. 113, 102 P. 886 (1909). [544]*544However, if an appellate court reverses a conviction based upon insufficiency of the evidence, a retrial is not permissible. Hudson v. Louisiana, 450 U.S. 40, 67 L. Ed. 2d 30, 101 S. Ct. 970 (1981); Burks v. United States, 437 U.S. 1, 57 L. Ed. 2d 1, 98 S. Ct. 2141 (1978).

The United States Supreme Court addressed the question of double jeopardy in United States v. Scott, 437 U.S. 82, 91, 57 L. Ed. 2d 65, 98 S. Ct. 2187 (1978) when it stated:

To permit a second trial after an acquittal, however mistaken the acquittal may have been, would present an unacceptably high risk that the Government, with its vastly superior resources, might wear down the defendant so that "even though innocent he may be found guilty." Green, 355 U. S., at 188.

See also Sanabria v. United States, 437 U.S. 54, 68-69, 57 L. Ed. 2d 43, 98 S. Ct. 2170 (1978). An acquittal is defined by the Supreme Court as a resolution, correct or not, of some or all of the factual elements of the offense charged. Lee v. United States, 432 U.S. 23, 30 n.8, 53 L. Ed. 2d 80, 97 S. Ct. 2141 (1977); United States v. Martin Linen Supply Co., 430 U.S. 564, 571, 51 L. Ed. 2d 642, 97 S. Ct. 1349 (1977).

The trial court's original ruling on the presumption of incapacity may have been erroneous. As the State sought a different judgment, however, the dismissal on November 14, 1979, operated to bar resubjecting the defendant to jeopardy. As the Supreme Court stated in United States v. Scott, supra at 98: [545]*545See also Fong Foo v. United States, 369 U.S. 141, 143, 7 L. Ed. 2d 629, 82 S. Ct. 671 (1962); Sanabria v. United States, supra at 68-69; Lee v. United States, supra at 29-30; United States v. Martin Linen Supply Co., supra at 571.

[544]*544[A] factual finding does "necessarily establish the criminal defendant's lack of criminal culpability," post, at 106 (Brennan, J., dissenting), under the existing law; the fact that "the acquittal may result from erroneous evidentiary rulings or erroneous interpretations of governing legal principles," ibid., affects the accuracy of that determination, but it does not alter its esr;, atial character. By contrast, the dismissal of an indic ment for preindictment delay represents a legal judgment that a defendant, although criminally culpable, may not be punished because of a supposed constituti ial violation.

[545]*545The trial judge herein had determined that the evidence was legally insufficient to support a guilty verdict, even though he may have done so under an erroneous application of the law. In State v. Matuszewski, 30 Wn. App. 714, 717-18, 637 P.2d 994 (1981), the court quoted Justice Hicks' concurring opinion in State v. Rhinehart, 92 Wn.2d 923, 929, 602 P.2d 1188 (1979):

When a trial court dismisses a criminal case for insufficient evidence at the close of the State's case, no matter how erroneous that ruling may be, retrial of the defendant is precluded by the rule that one may not be twice placed in jeopardy for the same offense.

See also State v. Bundy, 21 Wn. App. 697, 587 P.2d 562 (1978), citing United States v. Scott, supra.

The Bundy court stated at pages 702-03:

Since a factual resolution was made, the order of dismissal is the legal equivalent of an acquittal and the double jeopardy clause of the United States Constitution and also of the Constitution of the State of Washington bars this appeal under the authority not only of United States v. Scott, supra, but of State v. Ridgley, 70 Wn.2d 555, 424 P.2d 632 (1967).
It makes no difference that the ruling of the court may have resulted from an erroneous interpretation of governing legal principles. Such an error affects the accuracy of a determination, but it does not alter its essential character as a judgment of acquittal.

See also State v. Motycka, 21 Wn. App. 798, 586 P.2d 913 (1978).

When the judge orally entered the motion to dismiss in the record, both the double jeopardy clause of the fifth amendment to the United States Constitution and article 1, section 9 of the Washington State Constitution prohibited further proceedings. The State cannot obtain, via a motion to reconsider, something prohibited by RAP 2.2(b)(1) and [546]*546the United States and Washington State Constitutions.

We do not find our holding in State v. Aleshire, 89 Wn.2d 67, 568 P.2d 799 (1977), which respondent relies upon, applicable in the present case. In Aleshire, the alleged dismissal was in the form of a letter from the judge to counsel. There was no formal order or judgment, nor dismissal in open court.

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Bluebook (online)
656 P.2d 497, 98 Wash. 2d 542, 1983 Wash. LEXIS 1338, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-dowling-wash-1983.