State v. Dorsey

532 P.2d 912, 87 N.M. 323
CourtNew Mexico Court of Appeals
DecidedMarch 11, 1975
Docket1469
StatusPublished
Cited by33 cases

This text of 532 P.2d 912 (State v. Dorsey) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Dorsey, 532 P.2d 912, 87 N.M. 323 (N.M. Ct. App. 1975).

Opinions

OPINION

WOOD, Chief Judge.

Defendant appeals his conviction of murder in the second degree. Section 40A-2-l(B), N.M.S.A.1953 (2d Repl.Vol. 6). Seven issues are presented. Only one of the issues has merit. That one issue is whether the trial court erred in granting the Assistant District Attorney’s motion to exclude opinion evidence concerning the results of a polygraph examination. We hold the exclusion of this evidence was error because of the New Mexico Rules of Evidence, see §§ 20-4 — 101 to 20-4-1102, N.M.S.A.1953 (Repl.Vol. 4, Supp.1973), and because of the requirements of due process in criminal trials.

State v. Lucero, 86 N.M. 686, 526 P.2d 1091 (1974) states:

“This court has held to the rule which admits polygraph test results when each’ of these requirements are met: 1. The tests were stipulated to by both parties to the case; 2. When no objection is offered at trial; 3. When the court has evidence of the qualifications of the polygraph operator to establish his expertise; 4. Testimony to establish the reliability of the testing procedure employed as approved by the authorities in the field; and 5. The validity of the tests made on the subject. State v. Chavez, 82 N.M. 238, 478 P.2d 566 (Ct.App.1970); State v. Chavez, 80 N.M. 786, 461 P.2d 919 (Ct.App.1969); Chavez v. State, 456 F. 2d 1072 (10th Cir. 1972); State v. Varos, 69 N.M. 19, 363 P.2d 629 (1961); State v. Trimble, 68 N.M. 406, 362 P.2d 788 (1961).”

The trial court’s order excluding the evidence contains detailed findings. Unchallenged findings are to the effect that items 3, 4 and 5 of Lucero were met. Concerning the qualifications of the polygraph operator, the order contains an extensive recitation of the operator’s training and experience. The order states: “The person who administered the polygraph examination to the Defendant is a person skilled in this art and science and is qualified to interpret the results and to state that interpretation in the form of an opinion.” Concerning the reliability of the testing procedure, the order states that the test was “well conducted” and was “conducted under controlled circumstances”. Concerning the validity of the test results, the order states that not more than six percent of well conducted tests result in an inconclusive interpretation, that is, “the examiner cannot tell if the subject is or is not telling the truth.”

The contested issue in this appeal concerns items 1 and 2 of Lucero. Those items require that the tests be stipulated to by the parties and that there be no objection when the test results are offered at trial. In this case there was no stipulation and it was the Assistant District Attorney who successfully sought the order excluding the evidence.

Items 1 and 2 of Lucero provide for the mechanical exclusion of evidence. Why should the evidence be excluded once items 3, 4 and 5 are met? The decisions cited in Lucero indicate the exclusionary rule applies because the test: (a) has not gained sufficient standing and scientific recognition among physiological and psychological authorities, State v. Trimble, supra; and (b) has not gained general acceptance in the particular field in which it belongs, State v. Chavez, 80 N.M. 786, 461 P.2d 919, supra. See also State v. Chavez, 82 N.M. 238, 478 P.2d 566, supra.

The reasons for the exclusionary rule are answered in this case on two grounds —the trial court’s order and the concession of the Assistant Attorney General during oral argument.

The trial court found: “The polygraph is a scientific device that measures and records a number of involuntary body responses to stress. It measures and records blood pressure changes, pulse changes, respiration changes, as well as changes in the skin’s resistance to electricity.” The trial court also found: “The basis for the polygraph examination are recognised physiological and psychological autonomic responses.” (Our emphasis.) As to “general acceptance”, the trial court’s order lists federal and state agencies that utilize polygraph examinations. In addition, the trial court found: “That private industry regularly relies on the polygraph examination in the screening of prospective job applicants.” None of the above findings are challenged.

At oral argument, the Assistant Attorney General stated that he could not justify items 1 and 2 of Lucero because neither item goes to the truth or to the reliability or validity of polygraph tests.

The trial court’s findings and the concession at oral argument accord with the opinions by three judges of this Court in State v. Alderete, 86 N.M. 176, 521 P.2d 138 (Ct.App.1974). Lucero, however, overruled the opinions in Alderete, supra, to the extent they depart from the above quotation from Lucero. We are bound by the Lucero decision. Alexander v. Delgado, 84 N.M. 717, 507 P.2d 778 (1973). Being bound by Lucero we may not consider the validity of the reasoning behind items 1 and 2. Accordingly, we may apply neither the trial court’s findings nor the concession at oral argument, which are to the effect that no reasons exist in this case for the exclusionary rule of items 1 and 2.

Our inquiry then is whether the Lucero decision covers the circumstances of this case. Lticero neither discusses nor decides two matters raised in this case. Those matters are the effect of the New Mexico Rules of Evidence and the effect of Chambers v. Mississippi, 410 U.S. 284, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973).

The New Mexico Rules of Evidence apply in this case; they did not apply in Lucero. Section 20-4-702, supra, states:

“If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.”

On appeal, defendant asserts the test results were admissible under this rule. No such claim was raised in the trial court and will not be considered here.

The trial court found that certain tendered questions and answers (to be discussed subsequently) “are relevant to the issues raised by the charges and the defenses thereto.” It also ruled that § 20-4— 401, supra, did not change existing law. We agree since § 20-4-401, supra, does no more than define “relevant evidence.” Section 20-4-402, supra, states:

“All relevant evidence is admissible, except as otherwise provided by constitution, by statute, by these rules, or by other rules adopted by the Supreme Court. Evidence which is not relevant is not admissible.”

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Bluebook (online)
532 P.2d 912, 87 N.M. 323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-dorsey-nmctapp-1975.