State v. Doe

683 P.2d 45, 101 N.M. 363
New Mexico Court of Appeals·Decided April 24, 1983·No. 5774·Published·Cited by 27 cases

Opinion

OPINION

MINZNER, Judge.

The respondent appeals the trial court’s denial of her motion for a new trial. This court reversed the adjudication of delinquency on the ground the trial court failed to give the jury instruction for general criminal intent. The supreme court reversed that decision and remanded the case to us for consideration of other issues raised in the appeal. See State v. Doe, 100 N.M. 481, 672 P.2d 654 (1983).

Issues raised in the docketing statement but not briefed by the defendant on appeal are deemed abandoned. State v. Vogenthaler, 89 N.M. 150, 548 P.2d 112 (Ct.App.1976). The remaining issues concern (1) respondent’s claim that prejudicial extraneous information reached the jury and (2) her claim of error in the jury instructions. We reverse the trial court and remand for further proceedings on the first issue. We affirm the trial court with respect to the second issue.

1. Improper Juror Communication.

In preparation for a hearing on his motion for a new trial, respondent’s counsel contacted several jurors. On Wednesday, April 21, 1982, in response to juror complaints, the district attorney’s office moved ex parte for an order prohibiting respondent’s counsel from harassing, intimidating, threatening, or annoying members of the jury, and the trial court ordered him not to contact members of the jury. The order was to remain in effect until April 26, 1982.

At a hearing on Friday, April 23, 1982, the trial court dissolved the protective order. At that hearing, respondent’s counsel informed those present that he had subpoenaed several jurors to appear on April 30 at the motions hearing. At that time the State requested, on behalf of one juror, that his examination take place in chambers. The court postponed ruling on the request.

On Friday, April 30,1982, after one day’s notice to respondent’s counsel, a hearing was held on the State’s motion to quash the subpoenas. The motion was granted.

Three days later, on Monday, May 3, 1982, the trial court heard the motion for a new trial. The court denied the motion for lack of prejudice. A request that the jurors be required to appear for a further hearing on improper communication was effectively denied.

In his argument for a new trial, respondent’s counsel claimed that a story of witness intimidation, not part of the evidence in the case, had reached the jury. Based on telephone conversations with the jury foreman and three other jurors after the verdict was rendered, counsel advised the court that the information reached one jur- or during a recess and that juror subsequently disclosed it to the jury during deliberation. The story concerned a witness who had identified the child in court only after an initial hesitation. Respondent’s counsel suggested that the story may have originated in an Albuquerque Journal article which appeared prior to the verdict. Counsel also advised the court that the juror refused to disclose the name of her informant.

The court’s ruling quashing the subpoenas and its decision to deny a new trial were based upon an erroneous application of the long-standing rule that affidavits and testimony of jurors, presented after the jury has been discharged, cannot be considered for purposes of impeaching the jury verdict. That rule must be considered in connection with NMSA 1978, Evid.Rule 606(b) (Repl.Pamp.1983), which was amended in 1976 to conform to the federal rule. Duran v. Lovato, 99 N.M. 242, 656 P.2d 905 (Ct.App.1982), cert. denied, 99 N.M. 226, 656 P.2d 889 (1983). At the present time, a juror may testify that “extraneous prejudicial information was improperly brought to the jury’s attention or whether any outside influence was improperly brought to bear upon any juror.” Rule 606(b). See also State v. Perea, 95 N.M. 777, 626 P.2d 851 (Ct.App.1981).

The party seeking a new trial on the basis that extraneous evidence reached the jury must make a preliminary showing that movant has competent evidence that material extraneous to the trial actually reached the jury. See C. Mueller, Jurors’ Impeachment of Verdicts and Indictments in Federal Court Under Rule 606(b), 57 Neb.L.Rev. 920, 960 (1978). If the party makes such a showing, and if there is a reasonable possibility the material prejudiced the defendant, the trial court should grant a new trial. United States v. Castello, 526 F.Supp. 847 (W.D.Tex.1981); Duran v. Lovato. The trial court has a duty to inquire into the possibility of prejudice. Durr v. Cook, 589 F.2d 891 (5th Cir.1979). In an appropriate case, the trial court should conduct an evidentiary hearing. State v. Barela, 91 N.M. 634, 578 P.2d 335 (Ct.App.), cert. denied, 91 N.M. 610, 577 P.2d 1256 (1978). See also United States v. Bassler, 651 F.2d 600 (8th Cir. 1981); State v. Perea.

Under the facts of this case, the trial court erred in denying the request for an evidentiary hearing on the issue of improper communication. Counsel’s allegations were based on statements to counsel by jurors that extraneous material had reached them. The court found that counsel had not acted improperly in approaching the jury. Counsel’s allegations did not concern the jurors’ mental processes and emotions, about which the judge may not inquire under Rule 606(b). Cf. Burgos v. United States Lines, Inc., 547 F.Supp. 830 (S.D.N.Y.1982) (jury verdict will not be disturbed on basis of counsel’s conversations with jurors that revealed they had not understood the judge’s instructions).

Under the facts of this case, the trial court’s decision to quash counsel’s subpoenas precluded him from showing what he alleged had occurred. If his allegations are substantiated, however, there was an unauthorized communication with a juror. Such communications, which must be judged under federal requirements of due process, are presumptively prejudicial. State v. Gutierrez, 78 N.M. 529, 433 P.2d 508 (Ct.App.1967). The trial court had a duty to investigate the issue. Id.

The Rule does not distinguish affidavit testimony and testimony given in court. The trial court may put questions to jurors, within the ambit of the jurors’ competence under Rule 606, or may receive affidavits. See Llewellyn v. Stynchcombe, 609 F.2d 194 (5th Cir.1980). A subpoena may be necessary for a reluctant witness. We hold that Rule 606(b) does not preclude testimony by jurors subject to subpoena.

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State v. Doe, 683 P.2d 45, 101 N.M. 363 (N.M. Ct. App. 1983).

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