[Cite as State v. Dillon, 2024-Ohio-1768.]
COURT OF APPEALS STARK COUNTY, OHIO FIFTH APPELLATE DISTRICT
STATE OF OHIO : JUDGES: : Hon. Patricia A. Delaney, P.J. Plaintiff-Appellee : Hon. Craig R. Baldwin, J. : Hon. Andrew J. King, J. -vs- : : MIKEL J. DILLON : Case No. 2023 CA 00065 : Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Appeal from the Court of Common Pleas, Case No. 2023 CR 0403
JUDGMENT: Affirmed
DATE OF JUDGMENT: May 7, 2024
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
KYLE L. STONE D. COLEMAN BOND PROSECUTING ATTORNEY 116 Cleveland Avenue NW Suite 600 By: LISA A. NEMES Canton, OH 44702 110 Central Plaza South, Suite 510 Stark County, Case No. 2023 CA 00065 2
Canton, OH 44702-1413 Canton, OH 44702 King, J.
{¶ 1} Defendant-Appellant Mikel Dillon appeals the April 25, 2023 judgment of the
Stark County Court of Common Pleas. Plaintiff-Appellee is the state of Ohio.
Facts and Procedural History
{¶ 2} Between January 2022 and December 2022, Dillon surreptitiously filmed a
juvenile family member in various states of nudity. During the same time period, Dillon
engaged in sexual conduct with the juvenile. During that time period, the child was ten
and eleven years old.
{¶ 3} Dillon was arrested on February 14, 2023. He was initially charged in the
Canton Municipal Court with 21 counts of pandering obscenity involving a minor, felonies
of the second degree. After the matter was bound over to the grand jury, but before
indictment, Dillon requested that the state file a bill of information against him and that the
trial court permit him to be prosecuted by information. On March 30, 2023, Dillon
appeared before the trial court and executed a Waiver of Prosecution by Indictment and
Request for Prosecution by Information. He then entered pleas of guilty to six counts of
pandering obscenity involving a minor, felonies of the second degree, and one count of
sexual battery, a felony of the third degree. He was subsequently sentenced to an
indefinite term of incarceration of 13 to 17 years, and classified as a Tier III sex offender.
{¶ 4} On July 13, 2023, we granted Dillon's motion for delayed appeal. He raises
one assignment of error for our consideration.
I
{¶ 5} "THE TRIAL COURT IN ACCEPTING THE APPELLANT'S GUILTY PLEAS
BECAUSE THEY WERE NOT MADE KNOWINGLY, INTELLIGENTLY, AND Stark County, Case No. 2023 CA 00065 3
VOLUNTARILY AS THE TRIAL COURT FAILED TO FOLLOW THE REQUIRED
PROCEDURE SET FORTH IN R.C. 2929.43, AND THEREFORE APPELLANT'S PLEAS
AND CONVICTIONS MUST BE VACATED AND THIS MATTER BE REMANDED FOR
FURTHER PROCEEDINGS. "
{¶ 6} In his sole assignment of error, Dillon argues his plea was not knowingly,
intelligently, or voluntarily made because the trial court failed to comply with the
procedures set forth in R.C. 2929.43(B)(1). Specifically, Dillon argues the trial court was
required to advise him that if he pled guilty, his employment as a police officer would be
terminated and he would be decertified.
{¶ 7} When reviewing a plea's compliance with Crim.R. 11(C), we apply a de novo
standard of review. State v. Nero, 56 Ohio St.3d 106, 108-109, 564 N.E.2d 474 (1990);
State v. Groves, 5th Dist. Fairfield Nos. 2019 CA 00032, 2019-Ohio-5025, ¶7.
{¶ 8} Criminal Rule 11 requires guilty pleas to be made knowingly, intelligently,
and voluntarily. Although literal compliance with Crim.R. 11 is preferred, the trial court
need only "substantially comply" with the rule when dealing with the non-constitutional
elements of Crim.R. 11(C), and strictly comply with the constitutional notifications. State
v. Ballard, 66 Ohio St.2d 473, 475, 423 N.E.2d 115 (1981), citing State v. Stewart, 51
Ohio St.2d 86, 364 N.E.2d 1163 (1977); State v. Veney, 120 Ohio St.3d 176, 2008-Ohio-
5200, 897 N.E.2d 621, ¶ 31.
{¶ 9} As to the constitutional notifications, before accepting a plea, a trial court
must inform a defendant that by entering his plea, he waives important constitutional
rights, specifically: (1) the right to a jury trial; (2) the right to confront witnesses against
him; (3) compulsory process for obtaining witnesses in his favor; (4) the right to require Stark County, Case No. 2023 CA 00065 4
the state to prove the defendant's guilt beyond a reasonable doubt at trial; and (5) that
the defendant cannot be compelled to testify against himself. Veney, ¶ 19. If the trial court
fails to strictly comply with these requirements, the defendant's plea is invalid. Id. at ¶ 31.
{¶ 10} As to the non-constitutional rights, a trial court must notify a defendant of:
(1) the nature of the charges; (2) the maximum penalty involved, which includes, if
applicable, an advisement on post-release control; (3) if applicable, that the defendant is
not eligible for probation or the imposition of community control sanctions; and (4) that
after entering a guilty plea or a no contest plea, the court may proceed directly to judgment
and sentencing. Crim.R. 11(C)(2)(a)(b); Veney at ¶ 10-13. For these non-constitutional
rights, the trial court must substantially comply with the mandates of Crim.R. 11. State v.
Nero, 56 Ohio St.3d 106, 108, 564 N.E.2d 474 (1990). "Substantial compliance means
that under the totality of the circumstances the defendant subjectively understands the
implications of his plea and the rights he is waiving." Veney at ¶ 15. When a trial court
fails to advise a non-constitutional matter in its plea colloquy, a defendant must show
prejudice in order to invalidate the plea. Id at 17.
{¶ 11} In this instance, Dillon argues that because the trial court failed to comply
with R.C. 2929.43, a violation of his right to due process has taken place. Specifically, he
states his plea resulted in the termination of his employment as a police officer and his
decertification as a peace officer. But as we discuss below, this information is not
preserved in the record.
{¶ 12} R.C. 2929.43 addresses guilty pleas and convictions involving a defendant
who is a peace officer. The section states in relevant part: Stark County, Case No. 2023 CA 00065 5
(B)(1) Prior to accepting a plea of guilty to an indictment, information,
or complaint charging a felony, the court shall determine whether the
defendant is a peace officer. If the court determines that the
defendant is a peace officer, it shall address the defendant
personally and provide the following advisement to the defendant
that shall be entered in the record of the court.
"You are hereby advised that conviction of the felony offense to
which you are pleading guilty will result in the termination of your
employment as a peace officer and in your decertification as a peace
officer pursuant to the laws of Ohio."
Upon the request of the defendant, the court shall allow the
defendant additional time to consider the appropriateness of the plea
of guilty in light of the advisement described in division (B)(1) of this
section.
The court shall not accept a plea of guilty of a defendant who is a
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[Cite as State v. Dillon, 2024-Ohio-1768.]
COURT OF APPEALS STARK COUNTY, OHIO FIFTH APPELLATE DISTRICT
STATE OF OHIO : JUDGES: : Hon. Patricia A. Delaney, P.J. Plaintiff-Appellee : Hon. Craig R. Baldwin, J. : Hon. Andrew J. King, J. -vs- : : MIKEL J. DILLON : Case No. 2023 CA 00065 : Defendant-Appellant : OPINION
CHARACTER OF PROCEEDING: Appeal from the Court of Common Pleas, Case No. 2023 CR 0403
JUDGMENT: Affirmed
DATE OF JUDGMENT: May 7, 2024
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
KYLE L. STONE D. COLEMAN BOND PROSECUTING ATTORNEY 116 Cleveland Avenue NW Suite 600 By: LISA A. NEMES Canton, OH 44702 110 Central Plaza South, Suite 510 Stark County, Case No. 2023 CA 00065 2
Canton, OH 44702-1413 Canton, OH 44702 King, J.
{¶ 1} Defendant-Appellant Mikel Dillon appeals the April 25, 2023 judgment of the
Stark County Court of Common Pleas. Plaintiff-Appellee is the state of Ohio.
Facts and Procedural History
{¶ 2} Between January 2022 and December 2022, Dillon surreptitiously filmed a
juvenile family member in various states of nudity. During the same time period, Dillon
engaged in sexual conduct with the juvenile. During that time period, the child was ten
and eleven years old.
{¶ 3} Dillon was arrested on February 14, 2023. He was initially charged in the
Canton Municipal Court with 21 counts of pandering obscenity involving a minor, felonies
of the second degree. After the matter was bound over to the grand jury, but before
indictment, Dillon requested that the state file a bill of information against him and that the
trial court permit him to be prosecuted by information. On March 30, 2023, Dillon
appeared before the trial court and executed a Waiver of Prosecution by Indictment and
Request for Prosecution by Information. He then entered pleas of guilty to six counts of
pandering obscenity involving a minor, felonies of the second degree, and one count of
sexual battery, a felony of the third degree. He was subsequently sentenced to an
indefinite term of incarceration of 13 to 17 years, and classified as a Tier III sex offender.
{¶ 4} On July 13, 2023, we granted Dillon's motion for delayed appeal. He raises
one assignment of error for our consideration.
I
{¶ 5} "THE TRIAL COURT IN ACCEPTING THE APPELLANT'S GUILTY PLEAS
BECAUSE THEY WERE NOT MADE KNOWINGLY, INTELLIGENTLY, AND Stark County, Case No. 2023 CA 00065 3
VOLUNTARILY AS THE TRIAL COURT FAILED TO FOLLOW THE REQUIRED
PROCEDURE SET FORTH IN R.C. 2929.43, AND THEREFORE APPELLANT'S PLEAS
AND CONVICTIONS MUST BE VACATED AND THIS MATTER BE REMANDED FOR
FURTHER PROCEEDINGS. "
{¶ 6} In his sole assignment of error, Dillon argues his plea was not knowingly,
intelligently, or voluntarily made because the trial court failed to comply with the
procedures set forth in R.C. 2929.43(B)(1). Specifically, Dillon argues the trial court was
required to advise him that if he pled guilty, his employment as a police officer would be
terminated and he would be decertified.
{¶ 7} When reviewing a plea's compliance with Crim.R. 11(C), we apply a de novo
standard of review. State v. Nero, 56 Ohio St.3d 106, 108-109, 564 N.E.2d 474 (1990);
State v. Groves, 5th Dist. Fairfield Nos. 2019 CA 00032, 2019-Ohio-5025, ¶7.
{¶ 8} Criminal Rule 11 requires guilty pleas to be made knowingly, intelligently,
and voluntarily. Although literal compliance with Crim.R. 11 is preferred, the trial court
need only "substantially comply" with the rule when dealing with the non-constitutional
elements of Crim.R. 11(C), and strictly comply with the constitutional notifications. State
v. Ballard, 66 Ohio St.2d 473, 475, 423 N.E.2d 115 (1981), citing State v. Stewart, 51
Ohio St.2d 86, 364 N.E.2d 1163 (1977); State v. Veney, 120 Ohio St.3d 176, 2008-Ohio-
5200, 897 N.E.2d 621, ¶ 31.
{¶ 9} As to the constitutional notifications, before accepting a plea, a trial court
must inform a defendant that by entering his plea, he waives important constitutional
rights, specifically: (1) the right to a jury trial; (2) the right to confront witnesses against
him; (3) compulsory process for obtaining witnesses in his favor; (4) the right to require Stark County, Case No. 2023 CA 00065 4
the state to prove the defendant's guilt beyond a reasonable doubt at trial; and (5) that
the defendant cannot be compelled to testify against himself. Veney, ¶ 19. If the trial court
fails to strictly comply with these requirements, the defendant's plea is invalid. Id. at ¶ 31.
{¶ 10} As to the non-constitutional rights, a trial court must notify a defendant of:
(1) the nature of the charges; (2) the maximum penalty involved, which includes, if
applicable, an advisement on post-release control; (3) if applicable, that the defendant is
not eligible for probation or the imposition of community control sanctions; and (4) that
after entering a guilty plea or a no contest plea, the court may proceed directly to judgment
and sentencing. Crim.R. 11(C)(2)(a)(b); Veney at ¶ 10-13. For these non-constitutional
rights, the trial court must substantially comply with the mandates of Crim.R. 11. State v.
Nero, 56 Ohio St.3d 106, 108, 564 N.E.2d 474 (1990). "Substantial compliance means
that under the totality of the circumstances the defendant subjectively understands the
implications of his plea and the rights he is waiving." Veney at ¶ 15. When a trial court
fails to advise a non-constitutional matter in its plea colloquy, a defendant must show
prejudice in order to invalidate the plea. Id at 17.
{¶ 11} In this instance, Dillon argues that because the trial court failed to comply
with R.C. 2929.43, a violation of his right to due process has taken place. Specifically, he
states his plea resulted in the termination of his employment as a police officer and his
decertification as a peace officer. But as we discuss below, this information is not
preserved in the record.
{¶ 12} R.C. 2929.43 addresses guilty pleas and convictions involving a defendant
who is a peace officer. The section states in relevant part: Stark County, Case No. 2023 CA 00065 5
(B)(1) Prior to accepting a plea of guilty to an indictment, information,
or complaint charging a felony, the court shall determine whether the
defendant is a peace officer. If the court determines that the
defendant is a peace officer, it shall address the defendant
personally and provide the following advisement to the defendant
that shall be entered in the record of the court.
"You are hereby advised that conviction of the felony offense to
which you are pleading guilty will result in the termination of your
employment as a peace officer and in your decertification as a peace
officer pursuant to the laws of Ohio."
Upon the request of the defendant, the court shall allow the
defendant additional time to consider the appropriateness of the plea
of guilty in light of the advisement described in division (B)(1) of this
section.
The court shall not accept a plea of guilty of a defendant who is a
peace officer unless, in addition to any other procedures required
under the Rules of Criminal Procedure, the court determines that the
defendant voluntarily and intelligently enters that plea after being
given the advisement described in division (B)(1) of this section.
(2) After accepting under division (B)(1) of this section a plea of guilty
to an indictment, information, or complaint charging a felony, the
court shall provide to the clerk of the court of common pleas a written
notice of the plea of guilty of the defendant peace officer, the name Stark County, Case No. 2023 CA 00065 6
and address of the peace officer, the law enforcement agency or
other governmental entity that employs the peace officer and its
address, the date of the plea, the nature of the felony offense, and
certified copies of court entries in the action. Upon receiving the
written notice required by division (B)(2) of this section, the clerk of
the court of common pleas shall transmit to the employer of the
peace officer and to the Ohio peace officer training council a report
that includes the information contained in the written notice and the
certified copies of the court entries in the action.
{¶ 13} First, there is no dispute that the trial court did not provide Dillon with this
advisement. Our analysis therefore begins with the nature of the advisement. Dillon
argues this advisement is a constitutional aspect of a plea colloquy. The state argues it
is not.
{¶ 14} Dillon argues his continued employment and certification as a police officer
is a protected liberty or property interest, but provides no direct authority to support this
argument. Instead, Dillon cites State v. Hochhausler, 76 Ohio St.3d 455, 1996-Ohio-374,
668 N.E.2d 457 which addressed whether administrative suspension of a driver's license
was unconstitutional for lack of due process.
{¶ 15} The state argues the advisement is non-constitutional and cites
State v. Clark, 119 Ohio St.3d 239, 2008-Ohio-3748 and State v. Monaco, 5th Dist.
Tuscarawas No. 2003AP070040, 2024-Ohio-535. In Clark, the Supreme Court of Ohio
addressed a trial court's notification obligations under Crim.R. 11. Monaco contains a Stark County, Case No. 2023 CA 00065 7
general discussion of the constitutional and non-constitutional rights a trial court must
provide to a defendant in its plea colloquy.
{¶ 16} How R.C. 2929.43(B)(1) fits into a Crim.R. 11 plea colloquy, however,
appears to be a case of first impression. But we find we cannot address that question in
this matter. While Dillon argues he was a peace officer at the time of his plea, the only
hints in the record to support such a conclusion come from the victim impact statement
wherein the victim states Dillon was a "cop" at the time he committed the indicted offenses
and the trial court's mention that Dillon was in a position of trust in his community.
Transcript of Plea 17, 20. In both instances the past tense is used. There is nothing in the
record to shed light on when Dillon's employment was terminated, and if he therefore had
a property interest at stake the day he entered his pleas. While we acknowledge R.C.
2929.43(B)(1) contains mandatory language, the trial court's failure to inquire is harmless
if Dillon's employment was terminated prior to his pleas.
{¶ 17} Because there is insufficient information contained in the record to support
Dillon's arguments, the sole assignment of error is overruled.
{¶ 18} The judgment off the Stark County Court of Common Pleas is affirmed.
By King, J.,
Delaney, P.J. and
Baldwin, J. concur.