State v. Davis

587 P.2d 1352, 92 N.M. 341
CourtNew Mexico Court of Appeals
DecidedNovember 21, 1978
Docket3492
StatusPublished
Cited by11 cases

This text of 587 P.2d 1352 (State v. Davis) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Davis, 587 P.2d 1352, 92 N.M. 341 (N.M. Ct. App. 1978).

Opinion

OPINION

WOOD, Chief Judge.

Convicted of conspiring to have a public officer or public employee solicit or accept a bribe, defendant appeals. We reverse because the evidence is insufficient to sustain the conviction. We review the pleadings and the evidence to show what was not submitted to the jury, and to illustrate the limited charge that was submitted. We also review the evidence to show its insufficiency as to the limited charge submitted.

The object of the alleged conspiracy involved a public officer or public employee. That public officer or public employee was Ortiz who was executive director and chairman of the Employment Security Commission. Cottrill was in the insurance business. Davis was an acquaintance of both Ortiz and Cottrill.

There are two statutes involving the bribery of a public officer or public employee. Section 40A-24-1, N.M.S.A.1953 (2d Repl. Vol. 6) states bribery of such an official:

[Cjonsists of any person giving or offering to give, directly or indirectly, anything of value to any public officer or public employee, with intent to induce or influence such public officer or public employee to:
* * * * * $
D. execute any of the powers in him vested; or
E. perform any public duty otherwise than as required by law .

Section 40A — 24—2, N.M.S.A.1953 (2d Repl. Vol. 6) states that bribery by such an officer:

[ Cjonsists of any public officer or public employee soliciting or accepting, directly or indirectly, anything of value, with intent to have his decision or action on any question, matter, cause, proceeding or appointment influenced thereby, and which by law is pending or might be brought before him in his official capacity.

The crime of conspiracy is defined in § 40A — 28—2, N.M.S.A.1953 (2d Repl. Vol. 6) to consist “of knowingly combining with another for the purpose of committing a felony”. For there to be a “knowing combination”, there must be a common design or agreement which may be no more than a mutually implied understanding. This mutually implied understanding may be established by circumstantial evidence. State v. Thoreen, 91 N.M. 624, 578 P.2d 325 (Ct.App.1978).

There is evidence that Cottrill sold bogus workmen’s compensation insurance policies to the State. He also sold a valid policy insuring the Economic Security Commission Building and a valid policy of “polic.e professional liability”* insurance covering a number of political subdivisions. Other than as evidentiary items, neither the validity nor invalidity of these policies was involved in the subsequent criminal proceedings.

There is evidence that Davis solicited, and Cottrill agreed to pay to Davis, a portion of Cottrill’s commissions on the insurance policies. The evidence is uncontradicted that Cottrill did pay money to Davis. Most of these payments were made soon after Cottrill received payment from the State in connection with the insurance policies. According to Cottrill, these payments were in exchange for Davis’ “influence” in connection with State insurance business and also, according to Cottrill, the payments were for Davis and Ortiz.

There is evidence that Davis solicited, and Cottrill agreed to, a loan of $10,000. This loan was to Davis but was for the benefit of Ortiz. According to Cottrill, he made the loan “to continue doing business and keep the ongoing relationship”.

The grand jury indictment, subsequently quashed, see Davis v. Traub, 90 N.M. 498, 565 P.2d 1015 (1977), charged six offenses against Davis and Ortiz. Five of the counts charged bribery by Ortiz, aided and abetted by Davis, in violation of § 40A-24-2, supra. Four of these five counts involved payments made in connection with insurance policies; one involved the $10,000 loan. The only charge in the indictment involving bribery of a public officer or public employee in violation of § 40A-24-1, supra, was a conspiracy count. The conspiracy count charged that Ortiz and Davis combined with Cottrill for the purpose of violating either § 40A — 24-1, supra, or § 40A-24-2, supra.

After the grand jury indictment was quashed, a criminal information was filed against Ortiz and Davis. The information had five counts. Four of the counts charged bribery by Ortiz, aided and abetted by Davis, in violation of § 40A — 24—2, supra. One of the four counts went to the $10,000 loan. These four counts were among the five substantive counts of the quashed indictment.

The fifth count of the information, a conspiracy charge, enlarged the conspiracy charged in the indictment by charging a conspiracy between Davis and Ortiz or, alternatively, a conspiracy between Ortiz, Davis, and Cottrill. The conspiracy charged was to violate either § 40A — 24—1, supra, or § 40A-24-2, supra.

Subsequently an amended criminal information was filed. The counts were now down to four. Three of the counts charged Ortiz and Davis of violating § 40A-24-2, supra. The fourth count charged conspiracy, either between Ortiz and Davis, or between Ortiz, Davis, and Cottrill, to violate § 40A-24-2, supra.

The case went to trial on the four counts of the amended criminal information. As amended, there was no charge of violating § 40A-24-1, supra. The conspiracy charged in the amended information still alleged in the alternative as to the participants in the conspiracy; however, the charged conspiracy no longer alleged a conspiracy to bribe Ortiz. The alleged conspiracy was a conspiracy to have Ortiz demand or accept a bribe.

At the close of the State’s case-in-chief, the trial court dismissed two of the four counts being tried. These dismissals involved the payments made by Cottrill in connection with the insurance policies. After these dismissals, the alleged “kickback” scheme in connection with Cottrill’s insurance commissions was no longer in the case. After these dismissals, two charges remained — a bribery charge against Ortiz and Davis in connection with the $10,000 loan, and a conspiracy charge against Ortiz and Davis. In addition, the trial court dismissed the conspiracy charge'against Ortiz.

As a result of the dismissals referred to in the preceding paragraph, only three charges were submitted to the jury. One of the three charges accused Ortiz of soliciting or accepting the $10,000 loan in violation of § 40A-24-2, supra, and one charge accused Davis of aiding and abetting Ortiz. The jury acquitted Davis and Ortiz of these charges. The third charge submitted was the conspiracy charge, modified to reflect the dismissal of that charge against Ortiz.

The conspiracy charge submitted to the jury was that Davis and Cottrill agreed to have Ortiz solicit or accept the $10,000 loan. The jury convicted Davis of this charge. We quote the instruction in its entirety because it aids in understanding the contentions of the parties on appeal.

The instruction reads:

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Cite This Page — Counsel Stack

Bluebook (online)
587 P.2d 1352, 92 N.M. 341, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-davis-nmctapp-1978.