Opinion
ZARELLA, J.
The defendant, Sanjeeb Das, appeals
from the trial court’s dismissal of his motion to vacate the judgment of conviction and to withdraw his plea of nolo contendere in connection with the charges of sexual assault in the fourth degree; see General Statutes (Rev. to 2005) § 53a-73a; and criminal trespass in the first degree; see General Statutes § 53a-107; and the court’s denial of his petition for a writ of error coram nobis. The defendant challenges the court’s determination that it lacked subject matter jurisdiction to consider his motion to vacate the judgment and to withdraw his plea. The defendant also contests the court’s conclusion that a writ of error coram nobis is not available because its judgment was not void orvoidable. Finally, the defendant claims that the trial court improperly declined to terminate several special conditions of probation on the ground that these conditions were not contemplated by the defendant at the time of his plea.
The state urges us to affirm the decision of the trial court on these issues. Alternatively, with regard to the jurisdictional issue, the state claims that there is no “constitutional violation” exception to the general rule that the trial court’s jurisdiction over a criminal case terminates upon execution of the sentence. We agree with the state’s alternate ground regarding the issue of jurisdiction, and, although we proceed by a slightly different route than the trial court, we affirm as to the remaining issues.
The following undisputed facts and procedural history are relevant to this appeal. On May 16, 2007, the defendant, pursuant to an agreement with the state, entered a plea of nolo contendere to the charges of
sexual assault in the fourth degree and criminal trespass in the first degree. After canvassing the defendant in accordance with Practice Book § 39-19,
the trial court accepted the plea. The court sentenced the defendant to one year incarceration on each count, to run consecu
tively, execution suspended, and three years of probation. At sentencing, the court also imposed several special conditions of probation “in addition to the usual terms . . . .” Specifically, the court ordered that the defendant “undergo whatever sex offender evaluation and treatment that [would be] deemed appropriate by the probation department” and “have no contact . . . with the [victim] . . . .”
On May 21, 2007, the office of adult probation advised the defendant that he would be required to comply with certain additional “[s]ex [o]ffender [conditions of [probation,” including a requirement that he notify his employer of his conviction. In response, on May 24, 2007, the defendant filed a motion to modify the conditions of his probation, specifically asking the court to terminate the special sex offender conditions. At a hearing conducted on May 31, 2007, the court suspended the application of several of these conditions and stayed several others. Specifically, the court extended the deadline for the defendant to notify his employer of his conviction in order to afford the defendant and his counsel additional time to determine how to comply with the requirement in a way that would minimize any negative impact on the defendant’s employment.
Dissatisfied with the trial court’s refusal to terminate several of these conditions, particularly, the employer notification requirement, the defendant, on July 26, 2007, filed a motion to vacate the judgment and to withdraw his plea, and a petition for a writ of error coram nobis in the alternative. On August 1, 2007, the court heard arguments on the motion and petition. The state challenged the court’s jurisdiction to consider the motion and disputed all of the defendant’s arguments on the merits. At this hearing, defense counsel reminded the court that the defendant’s motion for modification
of May 24, 2007, never had been withdrawn or definitively decided, and the court stated that it would treat that motion as an alternative prayer for relief and issue a single decision addressing all of the defendant’s claims. On August 23, 2007, the court issued a lengthy and thorough memorandum of decision, in which it dismissed, on jurisdictional grounds, the defendant’s motion to vacate the judgment and to withdraw his plea, rejecting the defendant’s claim that the constitutional violation exception applied under the facts of the case. The court also denied both his petition for a writ of error coram nobis and his motion to modify the conditions of his probation. This appeal ensued.
We first must address the threshold matter of the trial court’s jurisdiction to consider the defendant’s motion to vacate the judgment and to withdraw his plea. Questions regarding subject matter jurisdiction are purely legal in nature and subject to plenary review. E.g.,
Pritchard
v.
Pritchard,
281 Conn. 262, 270, 914 A.2d 1025 (2007) (“[a] determination regarding . . . subject matter jurisdiction is a question of law . . . [and, therefore] our review is plenary” [internal quotation marks omitted]). We conclude that the trial court did not have jurisdiction to entertain the defendant’s motion and, moreover, conclude that there is no constitutional violation exception to this rule extant in our law.
“The Superior Court is a constitutional court of general jurisdiction. In the absence of statutory or constitutional provisions, the limits of its jurisdiction are delineated by the common law. ... It is well established that under the common law a trial court has the discretionary power to modify or vacate a criminal judgment before the sentence has been executed. . . . This is so because the court loses jurisdiction over the case when the defendant is committed to the custody of the commissioner of correction and begins serving
the sentence.” (Citations omitted.)
State
v.
Luzietti,
230 Conn. 427, 431-32, 646 A.2d 85 (1994). The present case does not present a challenge to this general premise. The dispute centers on whether our common law has established an exception to this rule when a defendant claims that his plea was the product of an alleged constitutional violation.
We begin with the well established premise that “the jurisdiction of the sentencing court terminates once a defendant’s sentence has begun, and, therefore, that court may no longer take any action affecting a defendant’s sentence unless it expressly has been authorized to act.”
Cobham
v.
Commissioner of Correction,
258 Conn. 30, 37, 779 A.2d 80 (2001); accord
State
v.
Reid,
277 Conn. 764, 775, 894 A.2d 963 (2006); see also
State
v.
Walzer,
208 Conn.
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Opinion
ZARELLA, J.
The defendant, Sanjeeb Das, appeals
from the trial court’s dismissal of his motion to vacate the judgment of conviction and to withdraw his plea of nolo contendere in connection with the charges of sexual assault in the fourth degree; see General Statutes (Rev. to 2005) § 53a-73a; and criminal trespass in the first degree; see General Statutes § 53a-107; and the court’s denial of his petition for a writ of error coram nobis. The defendant challenges the court’s determination that it lacked subject matter jurisdiction to consider his motion to vacate the judgment and to withdraw his plea. The defendant also contests the court’s conclusion that a writ of error coram nobis is not available because its judgment was not void orvoidable. Finally, the defendant claims that the trial court improperly declined to terminate several special conditions of probation on the ground that these conditions were not contemplated by the defendant at the time of his plea.
The state urges us to affirm the decision of the trial court on these issues. Alternatively, with regard to the jurisdictional issue, the state claims that there is no “constitutional violation” exception to the general rule that the trial court’s jurisdiction over a criminal case terminates upon execution of the sentence. We agree with the state’s alternate ground regarding the issue of jurisdiction, and, although we proceed by a slightly different route than the trial court, we affirm as to the remaining issues.
The following undisputed facts and procedural history are relevant to this appeal. On May 16, 2007, the defendant, pursuant to an agreement with the state, entered a plea of nolo contendere to the charges of
sexual assault in the fourth degree and criminal trespass in the first degree. After canvassing the defendant in accordance with Practice Book § 39-19,
the trial court accepted the plea. The court sentenced the defendant to one year incarceration on each count, to run consecu
tively, execution suspended, and three years of probation. At sentencing, the court also imposed several special conditions of probation “in addition to the usual terms . . . .” Specifically, the court ordered that the defendant “undergo whatever sex offender evaluation and treatment that [would be] deemed appropriate by the probation department” and “have no contact . . . with the [victim] . . . .”
On May 21, 2007, the office of adult probation advised the defendant that he would be required to comply with certain additional “[s]ex [o]ffender [conditions of [probation,” including a requirement that he notify his employer of his conviction. In response, on May 24, 2007, the defendant filed a motion to modify the conditions of his probation, specifically asking the court to terminate the special sex offender conditions. At a hearing conducted on May 31, 2007, the court suspended the application of several of these conditions and stayed several others. Specifically, the court extended the deadline for the defendant to notify his employer of his conviction in order to afford the defendant and his counsel additional time to determine how to comply with the requirement in a way that would minimize any negative impact on the defendant’s employment.
Dissatisfied with the trial court’s refusal to terminate several of these conditions, particularly, the employer notification requirement, the defendant, on July 26, 2007, filed a motion to vacate the judgment and to withdraw his plea, and a petition for a writ of error coram nobis in the alternative. On August 1, 2007, the court heard arguments on the motion and petition. The state challenged the court’s jurisdiction to consider the motion and disputed all of the defendant’s arguments on the merits. At this hearing, defense counsel reminded the court that the defendant’s motion for modification
of May 24, 2007, never had been withdrawn or definitively decided, and the court stated that it would treat that motion as an alternative prayer for relief and issue a single decision addressing all of the defendant’s claims. On August 23, 2007, the court issued a lengthy and thorough memorandum of decision, in which it dismissed, on jurisdictional grounds, the defendant’s motion to vacate the judgment and to withdraw his plea, rejecting the defendant’s claim that the constitutional violation exception applied under the facts of the case. The court also denied both his petition for a writ of error coram nobis and his motion to modify the conditions of his probation. This appeal ensued.
We first must address the threshold matter of the trial court’s jurisdiction to consider the defendant’s motion to vacate the judgment and to withdraw his plea. Questions regarding subject matter jurisdiction are purely legal in nature and subject to plenary review. E.g.,
Pritchard
v.
Pritchard,
281 Conn. 262, 270, 914 A.2d 1025 (2007) (“[a] determination regarding . . . subject matter jurisdiction is a question of law . . . [and, therefore] our review is plenary” [internal quotation marks omitted]). We conclude that the trial court did not have jurisdiction to entertain the defendant’s motion and, moreover, conclude that there is no constitutional violation exception to this rule extant in our law.
“The Superior Court is a constitutional court of general jurisdiction. In the absence of statutory or constitutional provisions, the limits of its jurisdiction are delineated by the common law. ... It is well established that under the common law a trial court has the discretionary power to modify or vacate a criminal judgment before the sentence has been executed. . . . This is so because the court loses jurisdiction over the case when the defendant is committed to the custody of the commissioner of correction and begins serving
the sentence.” (Citations omitted.)
State
v.
Luzietti,
230 Conn. 427, 431-32, 646 A.2d 85 (1994). The present case does not present a challenge to this general premise. The dispute centers on whether our common law has established an exception to this rule when a defendant claims that his plea was the product of an alleged constitutional violation.
We begin with the well established premise that “the jurisdiction of the sentencing court terminates once a defendant’s sentence has begun, and, therefore, that court may no longer take any action affecting a defendant’s sentence unless it expressly has been authorized to act.”
Cobham
v.
Commissioner of Correction,
258 Conn. 30, 37, 779 A.2d 80 (2001); accord
State
v.
Reid,
277 Conn. 764, 775, 894 A.2d 963 (2006); see also
State
v.
Walzer,
208 Conn. 420, 424-25, 545 A.2d 559 (1988). This principle is memorialized in Practice Book § 39-26, which provides: “A defendant may withdraw his or her plea of guilty or nolo contendere as a matter of right until the plea has been accepted. After acceptance, the judicial authority shall allow the defendant to withdraw his or her plea upon proof of one of the grounds in Section 39-27.
A defendant may not withdraw his or her plea after the conclusion of the proceeding at which the sentence was
imposed.” (Emphasis added.)
Although there are several exceptions to this rule that afford the trial court jurisdiction over a defendant’s challenge to his
sentence,
we find it instructive that none of these exceptions extends the trial court’s jurisdiction to consider a postsentencing attack on the plea itself. For instance, one such exception is expressed in Practice Book § 43-22: “The judicial authority may at any time correct an illegal sentence or other illegal disposition, or it may correct a sentence imposed in an illegal manner or any other disposition made in an illegal
manner. ”
Another example is found in General Statutes § 53a-30 (c), which grants the trial court the authority to “modify or enlarge” the conditions of a defendant’s probation “[a]t any time . . . .” Practice Book § 43-21 provides yet another example of an explicit exception to the trial court’s lack of postsentencing jurisdiction, providing: “At any time during the period of a definite sentence of three years or less, the judicial authority may, after a hearing and for good cause shown, reduce the sentence or order the defendant discharged or released on probation or on a conditional discharge for a period not to exceed that to which the defendant could have been sentenced originally.” None of these explicitly codified exceptions is relevant, however, to a trial court’s jurisdiction to consider a defendant’s postsentencing request to withdraw his plea.
The trial court, relying on Appellate Court precedent; e.g.,
State
v.
Falcon,
84 Conn. App. 429, 434, 853 A.2d 607 (2004); determined that there is another “narrow” exception pursuant to which the trial court retains jurisdiction after the imposition of sentence. The court explained: “[Another] situation in which the trial court may retain jurisdiction is in those cases [in which] ‘it is apparent on the record that a defendant’s constitutional rights were infringed during the plea taking proceeding or that the defendant was not advised of the consequences of his plea and was therefore denied due pro
cess.’ ” Although we recognize that the trial court was obligated to follow this precedent of the Appellate Court, we conclude that the precedent is based on a flawed understanding of prior cases and is inconsistent with our recent opinion in
State
v.
Reid,
supra, 277 Conn. 764.
The case that appears to be the source of the so-called constitutional violation exception to the jurisdiction rules is
State
v.
Schaeffer,
5 Conn. App. 378, 498 A.2d 134 (1985). In
Schaeffer,
the defendant sought to withdraw his plea of nolo contendere two days after sentencing on the ground that the court had exceeded the state’s sentencing recommendation without affording him an opportunity to withdraw his plea. Id., 379, 381. While noting that Practice Book, 1978-97, § 720, now Practice Book § 39-26, provides that “ ‘[a] defendant may not withdraw his plea after the conclusion of the proceeding at which sentence was imposed’
State
v.
Schaeffer,
supra, 385; the Appellate Court nevertheless declared that “[pjostsentence attacks on the voluntary and intelligent nature of a plea . . . may be made if the defendant has not been made aware of the true nature of the charge against him because the court failed to apprise him of a crucial element of the charge ... or if the court failed to explain to the defendant [that] his plea operated as a waiver of constitutional rights. ... If it is apparent on the record that a defendant’s constitutional rights were infringed during the plea taking proceeding or that the defendant was not advised of the consequences of his plea and was there
fore denied due process, a plea may be withdrawn even after the sentence proceeding has concluded.” (Citations omitted.) Id., 385-86.
In carving out this exception,
Schaeffer
relied on three cases, namely,
State
v.
Childree,
189 Conn. 114, 454 A.2d 1274 (1983),
State
v.
Martin,
197 Conn. 17, 495 A.2d 1028 (1985), and
State
v.
Anonymous (1980-9),
36 Conn. Sup. 578, 421 A.2d 557 (1980).
A fundamental misunderstanding of
Childree
has created confusion in our law with respect to whether there is an exception to the rule depriving the trial court of jurisdiction to consider a motion to withdraw a plea once the sentence has been executed. In
Childree,
unlike in the present case, the defendant had timely appealed from the judgment of conviction, and, therefore, this court undoubtedly had jurisdiction over the appeal. See
State
v.
Childree,
supra, 119.
Childree
concerned only the availability of
appellate review
for a defendant’s claim that his guilty plea had been constitutionally deficient when such a claim was raised for the first time on appeal. See id. The court stated: “We begin our analysis by noting that the proper procedure for raising a claim that a guilty plea was not knowingly and voluntarily made is to make that claim in the trial court in the first instance. . . . There is no explanation on the record why this procedure was not followed. Nonetheless, because the error claimed by the defendant involves the violation of a fundamental constitutional right,
we will consider it for the first time on appeal.”
(Citation omitted; emphasis added.) Id. Thus, it is apparent that the defendant in
Childree
was not seeking to challenge his plea by way of a motion to withdraw in the trial
court but, rather, via a direct and timely appeal.
See id. The issues of subject matter jurisdiction and preservation of claims for appellate review are separate and independent considerations. See footnote 6 of this opinion.
In
Childree,
this court was applying the well established exception to the general rule of nonreviewability for unpreserved claims rather than establishing a new exception affording trial courts subject matter jurisdiction over postsentencing plea challenges. Our decision to review the defendant’s unpreserved claims in
Childree
was premised on the
pre-Golding
framework set forth in
State
v.
Evans,
165 Conn. 61, 70, 327 A.2d 576 (1973) (“There appear ... to exist only two situations that may constitute ‘exceptional circumstances’ such that newly raised claims can and will be considered by this court. The first is . . . [when] a new constitutional right not readily foreseeable has arisen between the time of trial and appeal. . . . The second ‘exceptional circumstance’ may arise [when] the record adequately supports a claim that a litigant has clearly been deprived of a fundamental constitutional right and a
fair trial.” [Citation omitted.]).
This fact was made explicit in
Childree
when we cited to
Evans
in support of our determination to review “for the first time on appeal” the defendant’s claim that his plea was unknowing and involuntary.
State
v.
Childree,
supra, 189 Conn. 119.
The most we can extrapolate from
Childree,
therefore, is that a defendant who seeks to challenge his plea after being taken in execution of his sentence may do so if he directly appeals from the judgment of conviction in a timely manner and convinces the reviewing court that he is entitled to review of his claim under the
Golding
doctrine.
In other words, such claims are
to be treated on par with all other unpreserved claims. The mere fact that the constitutional validity of a defendant’s plea is not necessarily immune from appellate review, however, does not alter the fact that once a defendant’s sentence is executed, the trial court lacks jurisdiction to entertain any claims regarding the validity of that plea in the absence of a statute or rule of practice to the contrary.
See
State
v.
Reid,
supra, 277 Conn. 773-76.
To the extent that cases such as
State
v.
Martin,
supra, 197 Conn. 21-22,
State
v.
Anonymous (1980-9),
supra, 36 Conn. Sup. 579-80,
State
v.
Falcon,
supra, 84 Conn. App. 433-36,
State
v.
Perez,
85 Conn. App. 27, 37-38, 856 A.2d 452, cert. denied, 271 Conn. 933, 859 A.2d 931 (2004),
and
State
v.
Schaeffer,
supra, 5 Conn. App. 385-86, suggest that there exists in our jurisprudence a constitutional violation exception to the trial court’s lack of jurisdiction over a defendant’s motion to withdraw his plea after the sentence has been executed, those cases are hereby overruled. In fact, that aspect of these cases was implicitly overruled by our decision
in
Reid.
The essential facts and procedural posture in
Reid
are strikingly similar to those presently before us.
In that case, the defendant, Mark Reid, filed a motion to withdraw his plea on the ground that it was not knowing and voluntary. See
State
v.
Reid,
supra, 277 Conn. 771. Reid filed the motion several years after his sentence was executed.
See id., 770-71. “The trial court . . . noted that [Reid’s] motion to withdraw the plea was untimely . . . but concluded that, because [Reid] had asserted constitutional claims that could be reviewed, it would consider the motion.” Id., 771. The trial court ultimately denied the motion on the merits; id.; concluding that Reid had failed to demonstrate “a clear constitutional violation” or “a clear deprivation of his right to a fair hearing.” Id., 772.
Reid appealed from the trial court’s denial of his motion to withdraw his plea. See id. On appeal, the state asserted that the trial court lacked subject matter jurisdiction to consider Reid’s motion. Id. Despite the ostensibly constitutional basis for Reid’s challenge, we held that “the trial court lacked jurisdiction to hear1 and determine [Reid’s] motion to withdraw.” Id., 776. We stated that, “[u]nder well established law, it is clear that the trial court’s lack of subject matter jurisdiction to hear the motion to withdraw rendered void its denial of that motion.” Id. Consistent with our settled jurispru
dence regarding jurisdiction, we reached this conclusion
before
considering the merits of the underlying claim, thereby foreclosing the possibility of the existence of a constitutional violation exception to the trial court’s lack of jurisdiction.
The unmistakable implication of
Reid
is its refutation of the exception contemplated by the trial court and urged by the defendant in the present case.
Having determined that the trial court lacked jurisdiction to consider the defendant’s postsentencing motion to withdraw his plea,
we must nevertheless address the defendant’s claim that the trial court improperly denied his petition for a writ of error coram nobis. The trial court denied the defendant’s petition on the ground that he had “not proven that the judgment [of conviction] complained of was void or voidable.” Although, in our view, the court improperly considered the merits of the defendant’s petition, we nevertheless agree that a writ of error coram nobis is inappropriate in this case.
“A writ of error coram nobis is an ancient common-law remedy which authorized the trial judge, within three years, to vacate the judgment of the same court if the party aggrieved by the judgment could present facts, not appearing in the record, which, if true, would show that such judgment was void or voidable.
Montville
v.
Alpha Mills Co.,
86 Conn. 229, 233, 84 A. 933 (1912). . . . The facts must be unknown at the time of the trial without fault of the party seeking relief.
State
v.
Becker,
263 Minn. 168, 115 N.W.2d 920 (1962). . . .
State
v.
Grisgraber,
[183 Conn. 383, 385, 439 A.2d 377 (1981)]. A writ of error coram nobis lies only in the unusual situation [in which] no adequate remedy is provided by law. . . . Moreover, when habeas corpus affords a proper and complete remedy the writ of error coram nobis will not lie. . . . Id.” (Internal quotation marks omitted.)
State
v. Henderson, 259 Conn. 1, 3, 787 A.2d 514 (2002).
A defendant seeking to withdraw his plea after his sentence has been executed has several avenues available to challenge the constitutionality of his plea. First, a defendant may file a timely appeal in accordance with Practice Book § 63-1 and request review of his unpreserved claims under
Golding
or the plain error doctrine.
Alternately, a defendant may file a petition for a writ of habeas corpus to challenge the constitutionality of his plea. See, e.g.,
Wilson
v.
Office of Adult Probation,
67 Conn. App. 142, 143, 786 A.2d 1120 (2001). Of course, if this claim is not first raised on direct appeal, the defendant must satisfy “the cause and prejudice standard of
Wainwright
v.
Sykes,
433 U.S. 72, 97 S. Ct. 2497, 53 L. Ed. 2d 594 (1977), for determining the reviewability of habeas claims that were not properly pursued on direct appeal. . . . Unless the [defendant] can satisfy that standard, [he is] not entitled to review of [his] claims on the merits.” (Internal quotation marks omitted.) Id., 144; see also
Johnson
v.
Commissioner,
218 Conn. 403, 417, 589 A.2d 1214 (1991) (adopting federal cause and prejudice standard for “habeas review with respect to constitutional claims not properly preserved because of a trial court default”).
We conclude that the defendant has failed to demonstrate that this case presents us with the extraordinary circumstances necessary to justify the issuance of a writ of error coram nobis. We reach this conclusion because the defendant may yet avail himself of a writ of habeas corpus and, therefore, has not met his burden of demonstrating that he has no adequate remedy available to him. Thus, we conclude that the trial court properly denied the defendant’s petition for a writ of error coram nobis.
We turn now to address the defendant’s final claim that the trial court improperly denied his motion to modify the conditions of his probation. First, to the extent that the defendant grounds his claim on the allegation that the conditions imposed were not in accord with his understanding of his plea, it is precluded by the same jurisdictional bar as his more direct attempt to withdraw the plea itself. The trial court, however, treated this claim as a motion to modify the conditions of probation and denied it on the merits.
Before this court, the defendant does not challenge the substance of the trial court’s decision; in fact, the defendant “concedes that the office of probation has the statutory
authority to impose the special sex offender conditions of probation and [the] requirement of employer notification” pursuant to § 53a-30. Rather, the defendant seeks to have certain conditions modified on the basis of his claims regarding the plea agreement, claims that the trial court had no jurisdiction to consider. To the extent that the trial court exercised its statutory authority to review and modify conditions of probation under § 53a-30 (c), we find no abuse of discretion.
The dismissal of the defendant’s motion to vacate the judgment of conviction and to withdraw his plea of nolo contendere, and the denial of the defendant’s petition for a writ of error coram nobis and motion to modify the conditions of his probation are affirmed.
In this opinion the other justices concurred.