State v. Curtis

912 P.2d 1341, 185 Ariz. 112, 199 Ariz. Adv. Rep. 11, 1995 Ariz. App. LEXIS 208
CourtCourt of Appeals of Arizona
DecidedSeptember 12, 1995
Docket1 CA-CR 95-0030 PR
StatusPublished
Cited by12 cases

This text of 912 P.2d 1341 (State v. Curtis) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Curtis, 912 P.2d 1341, 185 Ariz. 112, 199 Ariz. Adv. Rep. 11, 1995 Ariz. App. LEXIS 208 (Ark. Ct. App. 1995).

Opinions

FIDEL, Judge.

Defendants are precluded from seeking post-conviction relief on grounds that were adjudicated, or could have been raised and adjudicated, in a prior appeal or prior petition for post-conviction relief (“PCR”). See Ariz.R.Crim.P. 32.2, 17 Ariz.Rev.Stat. Ann. (“AR.S.”). But the State can waive preclusion if, when responding to a PCR, the State fails to “plead and prove ... preclusion by a preponderance of the evidence.” Id.; State v. Hursey, 176 Ariz. 330, 332, 861 P.2d 615, 617 (1993).

This petition for review presents the question whether, when preclusion is evident from the petition and from the court’s own files, a trial court may screen and summarily dismiss a PCR on grounds of preclusion without putting the State to the burden of a response. That question is one of first impression. Our answer is yes.

I.

In 1988 a jury found petitioner guilty of one count of sexual assault, a class 2 felony, with one prior felony conviction. On appeal, petitioner asserted ineffective assistance of counsel1 among other grounds. In a 1991 PCR, Petitioner argued on different grounds that he had been denied effective assistance of counsel.2 After an evidentiary hearing, the trial court found that trial counsel had [114]*114been ineffective in one respect—the failure to object to hearsay testimony—but that defendant had suffered no prejudice. We upheld the trial court’s ruling on review. State v. Curtis, 1 CA-CR 91-1499-PR (filed June 9, 1992).

Petitioner then filed the present petition, from which he preserves three issues in this petition for review: (1) that the trial court gave an unconstitutional jury instruction concerning petitioner’s alibi defense; (2) that the trial court erred by failing to instruct on sexual abuse as a lesser-ineluded offense; and (3) that his trial counsel was ineffective for failure to object to the alibi instruction or to request a lesser-ineluded sexual abuse instruction.3 Anticipating the preclusion issue, petitioner also argued that his appellate and PCR counsel were ineffective for failing to raise these issues on appeal or in the first PCR.

The trial court did not await the State’s response before denying the present petition. The trial court denied petitioner’s request for appointed counsel because, in the course of his first PCR, petitioner had “the benefit of an evidentiary hearing at which his appointed counsel was able to thoroughly explore the allegation of ineffective counsel.”4 In dismissing the petition, the trial court cited Rule 32.2(a)(2-3), which precludes relief for claims

based upon any ground ... [flinally adjudicated on the merits on appeal or in any previous collateral proceeding [or] [t]hat has been waived at trial, on appeal, or in any previous collateral proceeding.

The validity of that ruling is our subject of review.

II.

We first consider whether a trial court has discretion to dismiss a petition on the grounds of preclusion without awaiting the State’s response. We hold that it does.

Rule 32.6(c) provides:

The court shall review the petition within twenty days after the defendant’s reply was due. On reviewing the petition, response, reply, files and records, and disregarding defects of form, the court shall identify all claims that are procedurally precluded under this rule. If the court, after identifying all precluded claims, determines that no remaining claim presents a material issue of fact or law which would entitle the defendant to relief under this rule and that no purpose would be served by any further proceedings, the court shall order the petition dismissed.

(Emphasis added.) Although the rule requires the court to act no later than twenty days after the expiration of petitioner’s time to reply to the State’s response, it does not specify whether the court may screen and dismiss precluded claims without requiring a response.

Appellate courts have “inherent authority, wholly aside from any statutory warrant, to dismiss an appeal or petition for review as frivolous.” Pillay v. Immigration and Naturalization Serv., 45 F.3d 14, 17 (2d Cir.1995). Courts may exercise this authority to preserve “scarce judicial resources,” though they must be careful not to overreach and summarily dismiss potentially meritorious claims. Id.

Trial courts, plagued by crowded dockets, also have inherent power to dismiss facially invalid claims. See LaBounty v. Adler, 933 F.2d 121, 124 (2d Cir.1991) (trial court’s dismissal of an eighth amendment claim was proper when conduct complained of was not punishment). Prompt summary [115]*115dismissal of a facially insufficient PCR spares the State the allocation of scarce prosecutorial resources to an unnecessary response, the victim unnecessary delay in moving proceedings to finality, and the court the administrative burden of maintaining a matter unnecessarily on its docket.

When the State responds to a PCR, Rule 32.2(c) requires it to plead and prove preclusion by preponderant evidence. And when the State fails to assert preclusion in its response, the court cannot reach the issue on its own.5 State v. Hursey, 176 Ariz. at 332, 861 P.2d at 617; see also State v. Rockefeller, 117 Ariz. 151, 153, 571 P.2d 297, 299 (App.1977); State v. Perez, 26 Ariz.App. 500, 502, 549 P.2d 595, 597 (1976), vacated on other grounds, 115 Ariz. 30, 563 P.2d 285 (1977). No past decision, however, has considered whether the court may consider preclusion when exercising its inherent screening power. We hold that it may. We do not read the rule or interpretive case law to prevent a trial court from screening and dismissing facially non-meritorious petitions, including those obviously precluded, without awaiting a response from the State. The trial court determined that each of the claims raised by petitioner “falls squarely within the grounds for preclusion under Rule 32.2(a)(2 or 3).” To the merits of that assessment, we now turn.

III.

Petitioner argues that the alibi instruction given by the trial court was constitutionally infirm.6 The instruction, he claims, failed to adequately pinpoint the parties’ shifting burdens of presenting and disproving the defense. Petitioner did not challenge the alibi instruction on appeal. And though on appeal he attacked trial counsel’s failure to object to certain instructions, he did not identify the alibi instruction as one to which trial counsel should have objected. Nor in his first PCR did he attack trial counsel’s acceptance of this instruction or appellate counsel’s failure to raise the issue on appeal.

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Cite This Page — Counsel Stack

Bluebook (online)
912 P.2d 1341, 185 Ariz. 112, 199 Ariz. Adv. Rep. 11, 1995 Ariz. App. LEXIS 208, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-curtis-arizctapp-1995.