State v. Cummings

386 N.W.2d 468, 1986 N.D. LEXIS 311
CourtNorth Dakota Supreme Court
DecidedApril 23, 1986
DocketCr. 1130
StatusPublished
Cited by65 cases

This text of 386 N.W.2d 468 (State v. Cummings) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Cummings, 386 N.W.2d 468, 1986 N.D. LEXIS 311 (N.D. 1986).

Opinions

LEVINE, Justice.

Terry Cummings appeals his sentences for driving while under the influence (DUI) and driving while license suspended (DUS) in violation of North Dakota Century Code § 39-08-01 and § 39-06-42. We reverse and remand.

[469]*469DUI

Cummings was charged with DUI with two prior convictions within five years, a class A misdemeanor. NDCC § 39-08-01(3). Cummings moved to suppress evidence of his two prior DUI convictions upon the ground that they resulted from uncounseled guilty pleas without valid waivers of counsel. Subsequently, the State conceded it could not show Cummings had waived counsel in his 1983 DUI conviction and Cummings acknowledged that he had validly waived counsel in his 1984 DUI conviction. As a result, the State amended its complaint to charge Cummings with DUI with one prior conviction within five years, a class B misdemeanor. NDCC § 39-08-01(3).

Cummings pleaded guilty to this charge and the trial judge imposed the maximum sentence for a class B misdemeanor, 30 days in jail (15 days were suspended) and a mandatory $500.00 fine. NDCC § 12.1-32-01(6) and § 39-08-01(5)(b). At sentencing the trial judge announced that she had imposed a harsher sentence because of Cummings’ 1983 uncounseled DUI conviction. Since the $500 fine was mandatory, NDCC § 39-08-01(5)(b), it is clear that the trial court increased Cummings’ term of incarceration solely because of his 1983 DUI conviction.

We will set aside a trial judge’s sentencing decision only on a showing that she substantially relied on an impermissible factor in determining the severity of the sentence. State v. Rudolph, 260 N.W.2d 13 (N.D.1977).

The issue thus presented is whether or not Cummings’ 1983 uncounseled DUI conviction is an impermissible factor which the trial judge may not substantially rely on to increase Cummings’ term of incarceration.

In fixing sentences, a trial judge is allowed the widest possible range of information in exercising her discretion. State v. Wells, 265 N.W.2d 239 (N.D.1978); State v. Smith, 238 N.W.2d 662 (N.D.1976); see also North Dakota Rule of Criminal Procedure 32. Despite this broad latitude, there are constitutional limitations on what may be relied on in sentencing decisions. See State v. Wells, supra (exercise of sentencing discretion must be within constitutional limitations); e.g., United States v. Tucker, 404 U.S. 443, 92 S.Ct. 589, 30 L.Ed.2d 592 (1972), and Townsend v. Burke, 334 U.S. 736, 68 S.Ct. 1252, 92 L.Ed. 1690 (1948) (due process violated by sentences imposed on the basis of “misinformation of constitutional magnitude”).

Cummings argues that State v. Orr, 375 N.W.2d 171 (N.D.1985), precludes the trial judge from considering his 1983 uncoun-seled DUI conviction in imposing the sentence of incarceration.

In Orr, we held that, absent a valid waiver of the right to counsel, the resulting uncounseled DUI conviction could not, under Art. I, § 12, North Dakota Constitution, be used to enhance a term of incarceration for a subsequent DUI offense. 375 N.W.2d at 178-179. We concluded that uncounseled convictions are too unreliable to support the sanction of imprisonment. 375 N.W.2d at 178.

We see nothing that distinguishes this ease from Orr. As a result of Cummings’ prior uncounseled conviction, his term of imprisonment was enhanced. Cummings thus suffered the same deprivation of his liberty because of his prior uncounseled conviction as did Orr. Therefore, we hold that a prior uncounseled conviction without waiver of counsel, is an impermissible factor which may not be substantially relied on by a trial judge in sentencing a defendant.

In this case, it is undisputed that the trial judge relied exclusively on Cummings’ 1983 uncounseled DUI conviction in increasing his term of incarceration. Accordingly, Cummings’ DUI sentence is vacated and this case remanded with instructions that he be sentenced without substantial reliance upon his 1983 uncounseled DUI conviction.

DUS

Cummings also pleaded guilty to the charge of DUS in violation of NDCC [470]*470§ 39-06-42. Cummings was sentenced to fifteen days’ imprisonment (fifteen days were suspended). This was the mandatory minimum sentence under NDCC § 39-06-42 prior to its amendment in 1985. The 1985 amendment reduced the mandatory minimum sentence to four days’ consecutive incarceration. S.L.1985, ch. 429, § 4.

Cummings committed the offense on June 15, 1985, after passage of the 1985 amendment to § 39-06-42, but prior to its effective date, July 1, 1985. Cummings pleaded guilty and was sentenced after the 1985 amendment had taken effect.

The trial judge sentenced Cummings to the fifteen-day penalty mandated by the 1983 statute because the offense occurred before the mitigating 1985 amendment took effect. Cummings claims this was error and argues that the law in effect at the time of his sentencing should govern.

The issue presented is which statute applies: the statute in effect when the offense was committed (fifteen days’ mandatory imprisonment) or the statute in effect when Cummings pleaded guilty and was sentenced (mandatory four days’ consecutive imprisonment).

The question is one of ascertaining legislative intent — did the Legislature intend the 1983 statute or the 1985 amended statute to apply. State v. Ziesemer, 93 N.W.2d 803 (N.D.1958); In re Estrada, 63 Cal.2d 740, 48 Cal.Rptr. 172, 408 P.2d 948 (1965). The Legislature did not expressly state, nor can we discern from a review of the legislative history, which statute should apply. Consequently, we must determine legislative intent from other factors. See NDCC § 1-02-39; Apple Creek Tp. v. City of Bismarck, 271 N.W.2d 583 (N.D.1978).

The State argues that the Legislature, by enacting a saving clause in NDCC § 12.1-01-01, indicated its intention that “in criminal prosecutions, the defendant should be both charged and sentenced under the law in effect at the time the crime was committed.”

NDCC § 12.1-01-01 provides in part:

“2. This title, except as provided in subsection 3, shall not apply to offenses committed prior to its effective date. Prosecutions for such offenses shall be governed by prior law, which is continued in effect for that purpose. For the purposes of this section, an offense was committed prior to the effective date of this title if any of the elements of the offense occurred prior thereto.
“3. In cases pending on or after the effective date of this title, and involving offenses committed prior thereto:
a. The provisions of this title according a defense or mitigation shall apply, with the consent of the defendant.
b. The court, with the consent of the defendant, may impose sentence under the provisions of this title which are applicable to the offense and the offender.”

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Bluebook (online)
386 N.W.2d 468, 1986 N.D. LEXIS 311, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-cummings-nd-1986.