State v. Cotto

305 S.W.3d 420, 2010 Tex. App. LEXIS 672, 2010 WL 325932
CourtCourt of Appeals of Texas
DecidedJanuary 29, 2010
Docket08-08-00056-CR
StatusPublished

This text of 305 S.W.3d 420 (State v. Cotto) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Cotto, 305 S.W.3d 420, 2010 Tex. App. LEXIS 672, 2010 WL 325932 (Tex. Ct. App. 2010).

Opinion

OPINION

GUADALUPE RIVERA, Justice.

The State of Texas appeals the trial court’s order dismissing the case against Andrew Cotto on grounds of collateral es-toppel. We reverse.

BACKGROUND

Andrew Cotto, Roberto Corral, and Joseph Jones were indicted for manslaughter. After a jury acquitted Jones of the offense, Cotto filed a motion to dismiss the case against him based on collateral estop-pel. According to his argument, because Jones, the principal actor, was acquitted, and because Cotto’s trial would be based upon the same evidence and expert opinion surrounding the cause of death, the State’s failure to prove death by homicide at Jones’ trial collaterally estops the State from trying him for the same crime.

The evidence presented at Jones’ trial was that Jones choked the victim while Corral held the victim’s feet and Cotto held the victim’s arms. Although the medical examiner initially testified that the cause of death was strangulation, he later testified that the victim suffered from asthma or some other respiratory condition, which the medical examiner could not rule out as also being the cause of death.

At the motion-to-dismiss hearing, Cotto argued that the jury’s acquittal was a finding, based on the medical examiner’s testimony, that the victim’s death was not a homicide. Therefore, he asserted that because the evidence presented at Jones’ trial showed that Jones, being the one that choked the victim, was the principal actor, and because Jones was acquitted of manslaughter, he could not also be prosecuted for manslaughter as a party, that is, for aiding and abetting Jones in committing the offense.

The State disagreed, noting that although the medical examiner testified that the cause of death was strangulation, the jury’s acquittal was not a finding of no *422 homicide: “According to [counsel] the jury-says [the victim] didn’t die by homicide. That’s not what they said, they said they didn’t find beyond a reasonable doubt that Joseph Jones is the one that killed [the victim].” The State also pointed out that Section 7.03 of the Texas Penal Code provides that it is no defense under the law of parties that the person for whose conduct the defendant is criminally responsible has been acquitted. 1 Finally, the State argued that because Cotto was not a party to Jones’ prosecution, that is, that he had no right to control the litigation in Jones’ trial or appeal from the judgment, collateral estoppel was inapplicable.

The trial court rejected the applicability of Section 7.03, noting that is an affirmative defense, not a bar to prosecution. He further rejected the State’s same-party argument, noting that because Cotto was being prosecuted under the law of parties, he was the same party with regard to the same offense and could have been prosecuted in Jones’ trial. The trial court then granted Cotto’s motion and dismissed the case against him.

DISCUSSION

On appeal, the State contends that collateral estoppel does not bar Cotto’s prosecution for manslaughter, despite Jones’ acquittal, because Cotto was not a party to Jones’ trial. We agree.

Standard of Review

Collateral estoppel is embodied within the double-jeopardy clause of the Fifth Amendment and only concerns the relitigation of specific factual determinations between the same parties. Ashe v. Swenson, 397 U.S. 436, 444-45, 90 S.Ct. 1189, 25 L.Ed.2d 469 (1970); Murphy v. State, 239 S.W.3d 791, 794 (Tex.Crim.App.2007). Simply, “[cjollateral estoppel means ‘that when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit relating to the same event or situation.’ ” Murphy, 239 S.W.3d at 794 (quoting Ashe, 397 U.S. at 443, 90 S.Ct. 1189).

As a criminal defendant cannot rely on collateral estoppel to bar relitigation of a particular fact in a subsequent proceeding unless he was a party to the previous proceeding, the dispositive issue here, therefore, is the same-parties component. State v. Brabson, 976 S.W.2d 182, 184 (Tex.Crim.App.1998) (finding Department of Public Safety and District Attorney’s Office not the same parties; thus, collateral estoppel did not bar District Attorney from litigating the issue of probable cause at a suppression hearing even though that same issue was previously litigated at the revocation-of-driver’s-license hearing). Such is a question of law that we review de novo. State v. Stevens, 235 S.W.3d 736, 740 (Tex.Crim.App.2007); State v. Ayala, 981 S.W.2d 474, 477 (Tex.App.-El Paso 1998, pet. ref'd).

Does Collateral Estoppel Bar Accomplice’s Trial?

Standefer v. United States, 447 U.S. 10, 100 S.Ct. 1999, 64 L.Ed.2d 689 (1980), is the controlling case on whether *423 an accomplice may be tried for the same offense after the principal was acquitted. In that case, Standefer was accused of aiding and abetting a revenue official in accepting compensation beyond that authorized by law. Id. at 11-12, 100 S.Ct. 1999. After the revenue official was acquitted of accepting unlawful payments, Standefer moved to dismiss the charges, arguing, on principles of collateral estop-pel, that because the principal was acquitted, he could not be convicted of aiding and abetting that principal. Id. at 13, 100 S.Ct. 1999. In rejecting this argument, the Supreme Court traced the origins of aiding and abetting, and found that there was “a clear intent to permit the conviction of accessories to federal criminal offenses despite the prior acquittal of the actual perpetrator of the offense.” Id. at 19, 100 S.Ct. 1999. The Court further noted that collateral estoppel would not bar the accomplice’s trial because through lenity, compromise, or mistake the jury might have reached an irrational result in the prior trial, which was not subject to review at the government’s instigation. Id. at 21-23, 100 S.Ct. 1999. Although “symmetry of results may be intellectually satisfying, it is not required;” thus, the acquittal of a principal does not bar the conviction of an accomplice. Id. at 25,100 S.Ct. 1999.

The Court of Criminal Appeals likewise rejected a similar complaint in Ex parte Thompson, 179 S.W.3d 549 (Tex.Crim.App.2005). There, Thompson contended that he was factually innocent of capital murder when a different jury found the principal guilty of only felony murder. Id. at 551-52.

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Related

Ashe v. Swenson
397 U.S. 436 (Supreme Court, 1970)
Standefer v. United States
447 U.S. 10 (Supreme Court, 1980)
United States v. Walter Mollier
853 F.2d 1169 (Fifth Circuit, 1988)
State v. Stevens
235 S.W.3d 736 (Court of Criminal Appeals of Texas, 2007)
Ex Parte Thompson
179 S.W.3d 549 (Court of Criminal Appeals of Texas, 2005)
State v. Ayala
981 S.W.2d 474 (Court of Appeals of Texas, 1998)
Moreno v. State
1 S.W.3d 846 (Court of Appeals of Texas, 1999)
Reynolds v. State
4 S.W.3d 13 (Court of Criminal Appeals of Texas, 1999)
Murphy v. State
239 S.W.3d 791 (Court of Criminal Appeals of Texas, 2007)
State v. Brabson
976 S.W.2d 182 (Court of Criminal Appeals of Texas, 1998)

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Bluebook (online)
305 S.W.3d 420, 2010 Tex. App. LEXIS 672, 2010 WL 325932, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-cotto-texapp-2010.