State v. Cortez

2007 NMCA 054, 159 P.3d 1108, 141 N.M. 623
CourtNew Mexico Court of Appeals
DecidedFebruary 22, 2007
DocketNo. 25,406
StatusPublished
Cited by8 cases

This text of 2007 NMCA 054 (State v. Cortez) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Cortez, 2007 NMCA 054, 159 P.3d 1108, 141 N.M. 623 (N.M. Ct. App. 2007).

Opinion

OPINION

SUTIN, Chief Judge.

{1} Defendant Hector Cortez appeals his convictions relating to trafficking cocaine. He asserts error because, in response to a note from the jury expressing an inability to reach a verdict and revealing the numerical division with nine for conviction and three against, the district court spoke to the foreperson of the jury without the rest of the jury present, soon after which the jury returned a verdict of guilty. We reverse, holding that the procedure and communication constituted fundamental error. Defendant also raises issues regarding the State’s failure to disclose evidence relating to the State’s main witness, which, in turn, allowed the State to unfairly bolster the witness’ credibility. We hold that the prosecutorial misconduct alleged does not bar a retrial of Defendant.

DISCUSSION

{2} A full recitation of the events leading up to Defendant’s arrest is unwarranted, given that those events are not particularly important in regard to the jury communication or prosecutorial misconduct issues that we must address. Arturo Reynaga arranged to sell cocaine to an undercover police officer. When he proceeded to the meeting place for the sale, he was arrested. He quickly agreed to assist the police in pursuing Defendant’s arrest because, according to Reynaga, Defendant was the supplier of the cocaine. Defendant was ultimately arrested and convicted of drug-related crimes in connection with this drug deal.

I. The Jury Communication Issue

A. The Circumstances

{3} During jury deliberations, the district court received a note from the jury. With Defendant and all counsel present, the court read the note. Signed by the foreperson, the note read, “The jury could not reach an [sic] unanimous decision on either case; jury split 9 votes guilty — 3 votes undecided.” Proposing to ask the foreperson “if there would be any benefit to the jury continuing onward,” the court had the foreperson come out. The following exchange between the court and the foreperson occurred in the presence of Defendant and all counsel but not in the presence of the jury:

THE COURT: Mr. Greer, I understand you are the foreperson. I have your note, and my question is at this point do you think there is any chance of it being fruitful if you continue to deliberate, not without further instructions or without some more evidence to be considered.
THE FOREPERSON: We’ve gone around the table and the same individuals feel that they haven’t received enough evidence in this case.
THE COURT: So it is really a question of further evidence.
THE FOREPERSON: It seems to me that is the case, yes, sir.
THE COURT: [I] said instructions a moment ago. Would instructions be something different than evidence, in your view?
THE FOREPERSON: If there was some way you could, if there was some set of instructions, and I don’t know what it would be, that you could give us, that would allow us to have a fresh perspective to allow people to reexamine their opinions, to reexamine the facts, the evidence in this case and/or just to discuss it one more time, perhaps it will be fruitful to discuss it one more time, but right now everybody, being the people who are not agreeing to the decision, are pretty confirmed in their opinions.
THE COURT: Well, this is what I would ask you to do. I would ask you to read the instructions and consider the matter after you have read the instructions together, and let me know at that point. I don’t want to force you to do anything if it is not going to be fruitful, but I do want you to read the instructions to the jury together, and then discuss it again and see where you end up.
THE FOREPERSON: Yes, your Hon- or.
THE COURT: We’ll wait until, take as much time as you need, but if you feel it is not fruitful at that point or not going to be fruitful, then let us know.
THE FOREPERSON: Yes, your Hon- or.
THE COURT: All right, we’ll be in recess.

{4} After the foreperson left the courtroom, the court asked those present if there was anything further anyone wanted to address. Defendant did not object to the procedure used by the court or to the communications between the court and the foreperson. The next matter in court was the jury’s unanimous verdict of guilty. The record does not reflect how long the jury was deliberating, either before or after the note to the court. Defendant raised no question regarding the verdict before or after the jury was polled and then released. On appeal, Defendant contends that it was fundamental error for the court not to have declared a mistrial after being informed of the deadlock and numerical breakdown, and for the court to have communicated with the foreperson as occurred here.

B. Standard of Review

{5} Fundamental error is an exception to the rule that parties must preserve issues for appeal. Rule 12-216(A), (B)(2) NMRA; State v. Cunningham, 2000-NMSC-009, ¶ 10, 128 N.M. 711, 998 P.2d 176. Appellate courts are to exercise discretion to review an assertion of fundamental error only in rare instances and solely to prevent a miscarriage of justice where some fundamental right has been invaded. State v. Reyes, 2002-NMSC-024, ¶¶ 41-42, 132 N.M. 576, 52 P.3d 948; Cunningham, 2000-NMSC-009, ¶ 12, 128 N.M. 711, 998 P.2d 176. To rise to the level of fundamental error, the error must go “to the foundation or basis of a defendant’s rights or must go to the foundation of the case or take from the defendant a right which was essential to his defense and which no court could or ought to permit him to waive.” Cunningham, 2000-NMSC-009, ¶ 13, 128 N.M. 711, 998 P.2d 176. “[N]ot all questions of fundamental error turn solely on guilt or innocence” of the defendant. State v. Barber, 2004-NMSC-019, ¶ 14, 135 N.M. 621, 92 P.3d 633. There are circumstances under which our focus should be “more on process and the underlying integrity of our judicial system.” Id. ¶ 16. We will “not uphold a conviction if an error implieate[s] a fundamental unfairness within the system that would undermine judicial integrity if left unchecked.” Id. ¶ 18 (internal quotation marks and citation omitted).

C.Asserted Error

{6} Defendant’s assertion of fundamental error is based on a breach of the sanctity of jury deliberations. A breach that occurred, Defendant argues, through (1) the court’s refusal to accept the three hold-out jurors’ votes and the jury’s decision to hang; (2) the court’s forbidden “shotgun” instruction to the foreperson that responded coercively to the jury’s note indicating its inability to reach a unanimous decision; and (3) the court’s procedure that left to speculation what the foreperson said to the jury, raising a presumption of prejudice that was not rebutted by the State.

{7} Defendant argues that the error is fundamental in that it attacks the heart of the jury deliberation process, a process that is “sacrosanct.” See State v. Ramming, 106 N.M.

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State v. Cortez
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Bluebook (online)
2007 NMCA 054, 159 P.3d 1108, 141 N.M. 623, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-cortez-nmctapp-2007.