State v. Clay

731 P.2d 804, 112 Idaho 261, 1987 Ida. App. LEXIS 343
CourtIdaho Court of Appeals
DecidedJanuary 14, 1987
Docket16188
StatusPublished
Cited by21 cases

This text of 731 P.2d 804 (State v. Clay) is published on Counsel Stack Legal Research, covering Idaho Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Clay, 731 P.2d 804, 112 Idaho 261, 1987 Ida. App. LEXIS 343 (Idaho Ct. App. 1987).

Opinion

BURNETT, Judge.

This is an appeal from a judgment of conviction on a charge of rape. The primary issue is whether the trial judge unduly pressured the jury to return a verdict after a deadlock was reported. We hold that he did.

The facts are straightforward. The state charged Norman H. Clay with raping a woman who was visiting the town of Atlanta, Idaho, during a community festival known as “Atlanta Daze.” The woman testified that Clay entered a cabin where she was sleeping and that he forced her to engage in intercourse. The prosecutor also called other women to testify, over objection, that Clay had made “passes” at them earlier in the day. Clay admitted making such “passes” and having intercourse with the alleged victim. However, he contended that he met her at a local tavern during the festival, that she invited him to her cabin, and that the intercourse was consensual. Extrinsic evidence regarding any use of force was conflicting and inconclusive.

The case was tried twice. The first trial ended when a jury, after deliberating for ten hours, declared itself to be “hopelessly divided.” A mistrial was declared. The second trial spanned five working days. On the last day, court convened at 9:00 a.m. Final testimony, jury instructions and closing arguments were completed by 3:00 p.m. The jury retired to deliberate. Some eleven hours later, at 2:14 a.m., the jury reported that it was “deadlocked ... 7 to 5.” Despite an objection by Clay’s counsel, the trial judge gave what is commonly called a “dynamite” instruction, urging the jurors to reach a verdict and directing them to continue their deliberations. They returned to the jury room at 2:19 a.m., remaining there until 2:55 a.m. At that time the jurors asked to hear the testimony of Clay and of the alleged victim again. The court reporter read the testimony aloud from his stenographic notes. This process, including two rest breaks, lasted until 5:40 a.m. The jury then retired once more. At 6:26 a.m. — more than fifteen hours after deliberations had begun, and more than twenty-one hours after court had convened the previous morning — the jury reached a verdict, finding Clay guilty as charged. Judgment of conviction was entered and this appeal followed.

In Part I of our opinion, we examine the evolution of guidelines for dealing with deadlocked juries. We then apply those guidelines to this case, concluding that the judgment must be set aside. In Part II we offer guidance on remand concerning the admissibility of testimony about Clay’s “passes” at other women. Although Clay has raised additional issues on appeal, we do not address them because they appear unlikely to arise in a similar context if the case is tried again.

*263 I

Jury verdicts occupy an exalted place in our criminal justice system. When a properly instructed jury makes a finding of guilt upon admissible evidence, its finding must be upheld if “any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61 L.Ed.2d 560 (1979) (emphasis original). See also State v. Filson, 101 Idaho 381, 386, 613 P.2d 938, 943 (1980); State v. Decker, 108 Idaho 683, 701 P.2d 303 (Ct.App.1985). An appellate court may not substitute its judgment for that of the jury regarding the credibility of witnesses, the weight of their testimony, or the reasonable inferences to be drawn from the evidence. State v. Campbell, 104 Idaho 705, 718-19, 662 P.2d 1149, 1162-63 (Ct.App.1983). This vast deference to jury verdicts can be justified only if the integrity of the jury deliberation process is scrupulously maintained. Moreover, the constitutional guaranty of due process demands that an accused person receive a fair and impartial trial. This guaranty is violated if jury deliberations are tainted by undue pressue. State v. Aragon, 89 N.M. 91, 547 P.2d 574 (1976); See generally Comment, Due Process, Judicial Economy and the Hung Jury: A Reexamination of the Allen Charge, 53 VA.L.REV. 123 (1967) (hereinafter “The Hung Jury”).

The opportunity to exert such pressure is presented when a jury, after long deliberation, reports a deadlock. During the nineteenth century, the deadlocked jury was regarded by some courts as an evil to be combatted by psychological or even physical coercion. Id. See also Note, Deadlocked Juries and Dynamite: A Critical Look at the “Allen" Charge, 31 U.CHI.L. REV. 386 (1964). In this historical milieu, the United States Supreme Court approved the use of an instruction that directed a deadlocked jury to continue deliberating and exhorted jurors holding a minority view to reconsider their position. Allen v. United States, 164 U.S. 492, 17 S.Ct. 154, 41 L.Ed. 528 (1896). This instruction, and others like it, eventually earned the appellation “dynamite” because they proved to be effective in “blasting” verdicts out of potentially hung juries.

The past two decades have brought greater sensitivity to the problem of jury deadlock. Declaring that individual jurors must not be pressured to abandon their honest beliefs, many federal and state courts have limited or abolished the Allen instruction. See, e.g., United States v. Thomas, 449 F.2d 1177 (D.C.Cir.1971); United States v. Fioravanti, 412 F.2d 407 (3rd Cir.1969), cert. denied sub nom, 396 U.S. 837, 90 S.Ct. 97, 24 L.Ed.2d 88 (1969); United States v. Brown, 411 F.2d 930 (7th Cir.1969), cert. denied, 396 U.S. 1017, 90 S.Ct. 578, 24 L.Ed.2d 508 (1970); Fields v. State, 487 P.2d 831 (Alaska 1971); People v. Gainer, 19 Cal.3d 835, 139 Cal.Rptr. 861, 566 P.2d. 997 (1977); State v. Nicholson, 315 So.2d 639 (La.1975); State v. White, 285 A.2d 832 (Me.1972); State v. Martin, 297 Minn. 359, 211 N.W.2d 765 (1973); State v. Marsh, 260 Or. 416, 490 P.2d 491 (1971), cert. denied sub nom, 406 U.S. 974, 92 S.Ct. 2420, 32 L.Ed.2d 674 (1972). The demise of Allen was acknowledged years ago by at least one member of the Supreme Court itself: “Nor do we circulate the ‘Allen charge’ to the new judges as I used to do when heading up the criminal division in the Department of Justice. Allen is dead and we do not believe in dead law.” Clark, Progress of Project Effective Justice —A Report on the Joint Committee, 47 J.AM. JUD.SOC’Y 88, 90 (1963).

The trend away from exerting Allen

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Bluebook (online)
731 P.2d 804, 112 Idaho 261, 1987 Ida. App. LEXIS 343, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-clay-idahoctapp-1987.