State v. Chapman

643 A.2d 1213, 229 Conn. 529, 1994 Conn. LEXIS 160
Supreme Court of Connecticut·Decided May 18, 1994·No. 14604·Published·Cited by 95 cases

Opinions

Santaniello, J.

The defendant, Donald L. Chapman, was found guilty by a jury of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (l).2 He was sentenced to a term of [531] imprisonment of fourteen years, the execution of which was suspended after seven years.

In his appeal to the Appellate Court, the defendant claimed that the trial court had improperly instructed the jury that it could find him guilty of sexual assault in the first degree if it found that he had compelled the victim to engage in sexual intercourse either by the use of force or the threat of use of force.3 The defendant argued that the state had neither charged him with threatening to use force nor introduced evidence of the threat of use of force. The Appellate Court concluded that the trial court had “improperly instructed the jury on a statutory alternative for which there was no supporting evidence,” reversed the judgment and remanded the case for a new trial. State v. Chapman, 28 Conn. App. 360, 366, 610 A.2d 1328 (1992).

We granted the state’s petition for certification limited to the following issues: “(1) Did the Appellate Court correctly conclude that the statutory alternative analysis set forth in State v. Williams, 202 Conn. 349, 363-64 (1987), applied to alternative language occurring within the same statutory subdivision] and that the trial court’s instruction permitted the jury to consider a separate and distinct theory of criminal liability? (2) Was the Appellate Court correct in its failure to consider whether any error in the trial court’s charge [532] was harmless beyond a reasonable doubt?” State v. Chapman, 223 Conn. 923, 614 A.2d 827 (1992). We affirmed the judgment of the Appellate Court and concluded, with two justices dissenting, that “the trial court improperly instructed the jury on a statutory alternative for which the defendant was not charged and for which there was no supporting evidence.” State v. Chapman, 227 Conn. 616, 618, 632 A.2d 674 (1993). We also concluded that “the trial court’s instruction violated the defendant’s due process rights under the Connecticut constitution and that harmless error analysis is not required.” Id., 618-19.

Subsequently, we granted the state’s motion for en banc reconsideration and reargument of the same certified issues. We now conclude that, although the trial court’s instruction to the jury was improper, any impropriety in the instruction was harmless.4

The jury reasonably could have found the following facts. The defendant, the owner of a horse farm in Led-yard, sold a horse to the nineteen year old victim in November, 1989. In order to help pay for the horse’s board at the farm, the victim did chores at the farm after work, after school and on weekends. In addition, the defendant helped the victim train her horse, and she “trusted [the defendant] like a father.”

On March 2, 1990, the defendant invited the victim and Debbie, a fourteen year old girl who also kept a horse at the farm, to spend the night in the horse barn in order to observe a mare that was about to foal. That evening, after the victim and Debbie had worked their horses, the victim’s boyfriend arrived to pick her up. She told him, however, that she planned to spend the [533] night at the farm, and asked him to leave because the defendant had told her that he did not want her boyfriend there because “[i]t would look bad.”

During the evening, while the defendant and the victim were sitting on a couch in the lounge area of the barn, the defendant made suggestive remarks to the victim, asking her if she would like to know “what a real man feels like . . . .” He also took her hand and placed it on his genital area. The victim pulled away and went and sat next to Debbie.

At approximately 1 a.m., the victim fell asleep on the lounge floor. Debbie was sleeping on a couch, and the defendant and his young son slept on another couch in the lounge.

At approximately 3 a.m., the defendant awakened the victim and asked her to accompany him to the office. All the others present were asleep. Assuming that the mare was about to foal, the victim accompanied the defendant. When they reached the office, the defendant asked the victim to sit on the floor. She complied, half-sitting and half-lying against the wall. The defendant then pushed her on her back and held her down with the weight of his body. Without saying anything, the defendant grabbed the victim’s pants and pulled them completely off. Tossing the pants behind him, he said “I want to show you what a real man feels like.” The victim kept shaking her head “no.” The defendant then slid down on top of the victim and unzipped his pants. The victim tried to squirm, pull away and keep her legs together, but the defendant held her across the chest and used his legs to pry her legs apart. He then penetrated her vagina with his penis.

The victim continued to struggle and succeeded in squirming away from the defendant. During the course of the struggle, the defendant repeatedly asked the vie[534] tim, “[IJsn’t this what you wanted?” She responded, “no, no.” The defendant also told the victim to keep quiet because she was being too loud. After he had penetrated the victim, the defendant got up, tossed the victim’s pants to her and left the office. The victim, thereafter, put her pants back on, returned to the lounge and crawled onto the couch with Debbie.

The next morning, Debbie, noticing that the victim appeared to be bothered by something, asked her what was wrong. The victim did not respond. Later, without going into detail, the victim told Debbie and Kim, an older girl who had arrived at the barn, what had happened. The victim and Debbie then went to talk to Debbie’s parents. The victim told Debbie’s parents that the defendant had taken her into his office, placed her in a comer, removed her pants and penetrated her even though she had attempted to cross her legs and struggled with him. Debbie’s parents convinced her to call the police. A police officer, Carl Fowler, came to Debbie’s parents’ house and took a statement from the victim. The statement was later introduced at the defendant’s trial as constancy of accusation evidence.

That evening, Kim was at the defendant’s barn. While she was there, the defendant borrowed her car and drove away. He returned a short time later and stated to Kim: “[I]t is over. . . . I’m going to kill myself.” He told Kim that his marriage was unsatisfactory, that he was “horny” and that he needed sex all the time. He also said that he would rather kill himself than go to jail. He then stated that “they” were at the police station and asked Kim to give him a ride in her car.

Kim drove the defendant to Debbie’s parents’ house, where the defendant saw the victim’s boyfriend’s truck. Debbie’s parents’ car, however, was not there. The defendant told Kim that the victim must be telling on [535] him, and asked her to take him to the police station. When they arrived at the police station, they saw the victim, Debbie and her parents leaving. The defendant then asked Kim to take him to Debbie’s parents’ house.

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State v. Chapman, 643 A.2d 1213, 229 Conn. 529, 1994 Conn. LEXIS 160 (Colo. 1994).

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