State v. Caruso

733 So. 2d 1169, 1999 WL 105339
CourtSupreme Court of Louisiana
DecidedMarch 2, 1999
Docket98-KA-1415
StatusPublished
Cited by11 cases

This text of 733 So. 2d 1169 (State v. Caruso) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Caruso, 733 So. 2d 1169, 1999 WL 105339 (La. 1999).

Opinion

733 So.2d 1169 (1999)

STATE of Louisiana
v.
Michael Q. CARUSO.

No. 98-KA-1415.

Supreme Court of Louisiana.

March 2, 1999.

*1170 Richard P. Ieyoub, Attorney General, Paul D. Connick, Jr., District Attorney, Thomas J. Butler, New Orleans, Terry M. Boudreaux, Gretna, Caren M. Morgan, New Orleans, Donald A. Rowan, Jr., for Applicant.

Glenn L. Morgan, Beaux Bridge, for Respondent.

MARCUS, Justice.[*]

Michael Q. Caruso was charged by bill of information with violation of La. R.S. 14:220 in that on or about February 27, 1997, "he did with fraudulent intent wilfully refuse to return a leased vehicle to Enterprise Rent-A-Car." Defendant filed a motion to quash the bill of information on the ground that La. R.S. 14:220 was unconstitutional in that the statute contains a mandatory presumption and makes a petty matter a felony. After a hearing, the trial judge granted defendant's motion to quash finding that the final sentence of La. R.S. 14:220 A was unconstitutional. The trial judge did not address defendant's other constitutional challenges.

The state appealed to the court of appeal. The court of appeal transferred the case to this court pursuant to La. Const. Art. V, § 5(D)(1).[1] The sole issue presented for our determination is whether the final sentence of La. R.S. 14:220 A is constitutional.

Statutes are presumed valid and their constitutionality should be upheld whenever possible. State v. Griffin, 495 So.2d 1306 (La.1986). Louisiana criminal statutes shall be given a genuine construction, according to the fair import of their words, taken in their usual sense, in connection with the context, and with reference to the purpose of the provision. La. R.S. 14:3.

At the time of the alleged offense, La. R.S. 14:220 provided in pertinent part:[2]

A. If any person rents or leases a motor vehicle and obtains or retains possession of the motor vehicle by means of any false or fraudulent representation including but not limited to a false representation as to his name, residence, *1171 employment, or operator's license, or by means of fraudulent concealment, or false pretense or personation, or trick, artifice, or device; or, if the person with fraudulent intent wilfully refuses to return the leased vehicle to the lessor after the expiration of the lease term as stated in the lease contract, the person shall be guilty of a felony and upon conviction thereof shall be subject to the penalty provided for in Subsection B of this Section. The offender's failure to return or surrender the motor vehicle within fifteen calendar days after notice to make such return or surrender has been sent by certified mail to the offender's last known address shall be presumptive evidence of his intent to defraud. (Emphasis added)
B. Any person found guilty of violating the provisions of this Section shall be fined not more than five hundred dollars or imprisoned not more than five years with or without hard labor, or both.

Defendant contends that the use of the language "shall be presumptive evidence" in the last sentence of the statute creates a mandatory presumption establishing defendant's intent to defraud, an element of the crime for which he has been charged, and impermissibly shifts the burden of proof to defendant to rebut the presumption. We disagree.

Due process requires the prosecution to prove each element of a crime beyond a reasonable doubt. In Re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970). Inferences and presumptions are a staple of our adversary system of factfinding whereby a trier of fact is permitted to determine the existence of an element of the crime—that is, an "ultimate" or "elemental" fact—from the existence of one of more "evidentiary" or "basic" facts. In criminal cases, the ultimate test of the validity of evidentiary presumptions is that they must not undermine the factfinder's responsibility at trial, based on evidence adduced by the state, to find the ultimate facts beyond a reasonable doubt. County Court of Ulster County v. Allen, 442 U.S. 140, 156, 99 S.Ct. 2213, 60 L.Ed.2d 777 (1979).

For purposes of due process analysis in criminal cases, a distinction has been made between presumptions which are mandatory and those which are permissive. A mandatory presumption instructs the factfinder that it must infer the presumed fact if the state proves certain predicate facts. Francis v. Franklin, 471 U.S. 307, 314, 105 S.Ct. 1965, 85 L.Ed.2d 344 (1985).[3] A mandatory presumption is examined on its face to determine the extent to which the basic and elemental facts coincide. Ulster County, 442 U.S. at 158-59, 99 S.Ct. 2213. To sustain the use of a mandatory presumption to prove a crime or element of a crime, the prosecution must demonstrate that the presumed fact must beyond a reasonable doubt flow from the proven fact on which it is made to depend. Ulster County, 442 U.S. at 165-66, 99 S.Ct. 2213; State v. Lindsey, 491 So.2d 371, 374 (La.1986).

A permissive inference or presumption, on the other hand, allows, but does not require, the trier of fact to infer the elemental fact from proof by the prosecutor of the basic one and places no burden of any kind on the defendant. In this situation, the basic fact may constitute prima facie evidence of the elemental fact. Because the permissive presumption leaves the trier of fact free to credit or reject the inference and does not shift the burden of proof, it affects the application of the "beyond the reasonable doubt" *1172 standard only if under the facts of the case, there is no rational way the trier of fact could make the connection permitted by the inference. Ulster County, 442 U.S. at 157, 99 S.Ct. 2213.

Over a decade ago, this court had the opportunity to address the constitutionality of a statute containing a presumption similar to the one in the instant case in State v. Lindsey, 491 So.2d 371 (La.1986). In Lindsey, the defendant challenged the constitutionality of La. R.S. 14:71 relative to issuing worthless checks. The statute provided that the offender's failure to pay a worthless check within ten days of constructive notice of its nonpayment "shall be presumptive evidence of his intent to defraud." Defendant argued in Lindsey as defendant does in this case that the presumption established by the statute was a mandatory one and that it was unconstitutional on its face. We concluded that the language of La. R.S. 14:71(A)(2) was ambiguous as to whether it created a mandatory or a permissive presumption. Applying the principle that ambiguous statutes should be interpreted in a constitutional rather than an unconstitutional manner and with lenity toward the defendant, this court concluded that the language in the statute created a permissive presumption that would allow the jury to be told that it may, but need not, find that the defendant possessed the intent to defraud based upon the basic facts set out in the statute. In reaching this conclusion the court recognized that a large number of other criminal statutes contained the language "shall be presumptive evidence" or "shall be prima facie evidence," including La. R.S.

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Cite This Page — Counsel Stack

Bluebook (online)
733 So. 2d 1169, 1999 WL 105339, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-caruso-la-1999.