State v. Carter

2005 MT 87, 114 P.3d 1001, 326 Mont. 427, 2005 Mont. LEXIS 153
CourtMontana Supreme Court
DecidedApril 5, 2005
Docket03-563
StatusPublished
Cited by56 cases

This text of 2005 MT 87 (State v. Carter) is published on Counsel Stack Legal Research, covering Montana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Carter, 2005 MT 87, 114 P.3d 1001, 326 Mont. 427, 2005 Mont. LEXIS 153 (Mo. 2005).

Opinions

JUSTICE NELSON

delivered the Opinion of the Court.

¶1 Zane Carter (Carter) appeals from the judgment entered by the District Court of the Eighth Judicial District, Cascade County, on a jury verdict finding him guilty of the offense of driving while under the influence of alcohol (DUI). We affirm.

¶2 On appeal, we address the following issues:

¶3 1. Is Carter’s appeal properly before this Court?

¶4 2. In a criminal trial for DUI, is the Sixth Amendment right to confront witnesses implicated when the State introduces a certification report for a breath analysis instrument without also providing the author of the report for cross-examination?

[429]*429FACTUAL AND PROCEDURAL BACKGROUND

¶5 Carter was driving through Great Falls on May 14,2002, when he was pulled over by Officer Michael Reddick of the Montana Highway Patrol. Officer Reddick stopped Carter after seeing him drive recklessly near a group of pedestrians. When Carter exited his vehicle, Officer Reddick noticed the odor of alcohol on him. Because Reddick was about to go off duty, he turned the matter over to Officer Robert Armstrong of the Montana Highway Patrol, who had also observed Carter’s reckless driving. Armstrong also noticed the smell of alcohol on Carter.

¶6 Carter was arrested after he failed the field sobriety tests administered by Officer Armstrong. Carter consented to a breath alcohol test, which was administered with the Intoxilizer 5000. The test registered a result of .210. Carter was charged with one count of misdemeanor DUI, one count of misdemeanor failure to carry proof of liability insurance, and one count of misdemeanor driving with a suspended license. After a jury trial in Cascade County Justice Court on July 23, 2002, Carter was convicted on all three counts. Carter appealed to the District Court. Subsequently, the charge of driving with a suspended license was dismissed.

¶7 At Carter’s District Court jury trial on May 29, 2003, the State introduced three certification reports in order to demonstrate that the Intoxilizer 5000 was working properly when it was used to test Carter. First, the State introduced two weekly field certification reports. One was prepared by Deputy Troy Leasure, of the Cascade County Sheriffs Department. The other was prepared by Deputy Kenneth Wienheimer, also of the Cascade County Sheriffs Department. Then, the State introduced the yearly certification report prepared by Benny Better of the Montana State Crime Lab. After testifying that he was the senior operator for the Intoxilizer 5000, Deputy Leasure testified that each of these reports indicated that the machine had tested within the acceptable range for certification.

¶8 Carter objected to the admission of the weekly field certification report prepared by Deputy Wienheimer, arguing that it was hearsay because Wienheimer was not present to testify. Carter also objected to the admission of the yearly certification report prepared by the Montana State Crime Lab, arguing that it was hearsay because the author was not present to testify. Finally, Carter objected to the admission of the Montana State Crime Lab report on the grounds that the State had failed to provide the necessary foundation. In support of this objection, Carter argued the State needed to demonstrate that the [430]*430author fully understood the inner workings of the Intoxilizer 5000. The District Court admitted both reports over Carter’s objections.

¶9 Carter was convicted of misdemeanor DUI and misdemeanor failure to carry proof of liability insurance. Carter appeals his DUI conviction and requests a new trial on the grounds that the admission of the weekly and yearly certification reports is a violation of his Sixth Amendment confrontation right.

DISCUSSION

Issue 1.

¶10 Is Carter’s appeal properly before this Court?

¶11 Because Carter asserts a legal theory that was not raised at trial, the threshold issue is whether this Court should consider the merits of his argument. As noted above, Carter objected to the admission of two certification reports which the State proffered to demonstrate that the Intoxilizer 5000 was working properly when it was used to test him. One of these reports was a weekly field certification prepared by Deputy Wienheimer. The other was a yearly certification prepared by the Montana State Crime Lab. The District Court admitted both reports over Carter’s hearsay objections.

¶12 Carter’s appeal focuses on these same two pieces of evidence, but he no longer stands by his original hearsay objections. Instead, he now asserts a theory that was not available to him at trial. Carter’s argument is based on Crawford v. Washington (2004), 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177, which established a new constitutional rule of criminal procedure while Carter’s case was on direct appeal before us. Carter now argues that admission of the certification reports, when the authors are not present for cross-examination, is a violation of the Confrontation Clause of the Sixth Amendment to the United States Constitution pursuant to Crawford. Further, Carter argues that Crawford should be applied retroactively in his case, pursuant to State v. Whitehorn, 2002 MT 54, 309 Mont. 63, 50 P.3d 121, and that retroactive application mandates a new trial wherein he is entitled to confront the authors of these certification reports regarding the procedures they used to maintain the Intoxilizer 5000. In response, the State suggests that we decline review of Carter’s Sixth Amendment claim because his objections at trial were not based on his right of confrontation. In supporting this position, the State cites the firmly established rule that a party may not raise new arguments or change its legal theory on appeal. State v. Heath, 2004 MT 58, ¶ 39, 320 Mont. 211, ¶ 39, 89 P.3d 947, ¶ 39.

[431]*431¶13 While we generally do not consider arguments first raised on appeal, our precedent clearly establishes that review of such arguments is proper in certain circumstances. We have stated:

[T]he general rule is that issues brought before this Court for the first time on appeal will not be considered. [Citation omitted.] However, this Court “reserves to itself the power to examine constitutional issues that involve broad public concerns to avoid future litigation on a point of law.” Even if an issue is raised for the first time on appeal this Court can hear the issue “if the alleged ... error affects the substantial rights of a litigant.”

Cottrill v. Cottrill Sodding Serv. (1987), 229 Mont 40, 42, 744 P.2d 895, 896 (quoting Matter of N.B. (1980), 190 Mont. 319, 323, 620 P.2d 1228, 1231). Due to our commitment to the general rule against raising new arguments on appeal, we do not often utilize the Cottrill rationale, the plain error doctrine, or other precedents which allow us to review arguments first raised on appeal. However, our commitment to that general rule does not negate our overriding obligation to acknowledge and protect the substantial rights of litigants. This overriding obligation is well reflected in the firmly established Cottrill exception to the general rule.

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Cite This Page — Counsel Stack

Bluebook (online)
2005 MT 87, 114 P.3d 1001, 326 Mont. 427, 2005 Mont. LEXIS 153, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-carter-mont-2005.