State v. Carroll
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Paul H. Carroll, herein called the accused or the defendant, was convicted of murder in the first degree without recommendation and was sentenced to die, on account of killing one C.C. Barnard on October 27, 1935. The defendant pleaded not guilty. He contends that he was insane at the time of the homicide. He has appealed to this court. We shall attempt to give a somewhat connected story of the salient facts shown by *Page 38 the record, leaving some of the facts, however, to be stated and considered in connection with the discussion of the respective assignments of error.
The defendant was born in Louisiana on November 28, 1899. His mother was a nervous woman, her nervousness increasing as she grew older. Defendant's grandmother became insane and was confined in an institution as a chronic maniac for the period of twenty-three years. A sister of defendant's grandmother also became insane and was confined in an asylum. According to the testimony of defendant's father, it appears that defendant's health was poor when he was an infant; that he was treated for cholera infantum; that he was severely afflicted with asthma from the time that he was three years old; that when ten years old, he had a severe attack of malaria; that he never was a drinking man; that he would become despondent and nervous when out of a job; that he could not endure much grief or excitement, and that a little argument would put him out of his mind; that he had a limited education, did not like to go to school, and little more than finished the fourth grade. According to the testimony of Maude Sholty, psychologist, who examined the defendant while in jail and gave him the so-called Benet test, defendant's mental capacity was that of a child of ten years and six months of age.
About 1917 defendant worked in a saw-mill, and thereafter, for awhile, was time-checker for the George A. Fullen Construction Company. In 1918 he made application for a job as a fireman on a railroad. He was accepted, but on account of his limited education required assistance in order to pass his examination. In 1919 he was afflicted with syphilis. On account of his asthma, he soon thereafter went to Houston, Texas. From 1922 to 1928 he was fireman of a locomotive at Jacksonville, Texas. In 1929 he came to Cheyenne, and in the following five years, worked for the Union Pacific *Page 39 Railroad Company, although laid off at intervals. During 1934 he worked for that company at Laramie, was transferred to Cheyenne, and re-transferred in the early part of 1935 back to Laramie, where he stayed until he was discharged, about September 29, 1935, on account of drinking intoxicating liquor in violation of Rule G of that company. On September 28, 1935, just immediately prior to his discharge he took a number of intoxicating drinks at Laramie, became engaged in a severe and bloody fight, and was put in jail, where he remained for about eight hours. Defendant claims that he does not remember the fight, or what happened after he had had a few drinks; that he "passed out." The chief of police of the City of Laramie, and the sheriff of Albany County, testified that while defendant was pretty drunk and abusive, he attempted, the next morning, to get them to hush up the matter so as to keep knowledge thereof from the railroad officials. According to Mr. Brubaker, the defendant stated on the morning of September 29, 1935, that if it were not for his mother and sister he would get a gun and kill himself. The defendant himself testified that he became discouraged when he was discharged; that he started drinking and gambling; that he came to Cheyenne, lived with his friend Brubaker and his friend Uchner; that during the week preceding the homicide he got drunk one night and "passed out"; that it did not take much whiskey to make him drunk; that he made up his mind to kill himself; that he felt that he was going insane; again, that he decided to go to Kansas City. He had, in fact, a pass on the railroad, issued on October 3, 1935, which expired on October 28, 1935. On Thursday preceding the homicide, he called on Ella C. Smith, apparently a friend, stated to her that he was going home, that he had means of transportation, but that he had no money and wanted to borrow $5.00. He was corroborated by Ella C. Smith. She let him have *Page 40 $5.00. What became of it is not clear. On October 24, 1935, he wrote a letter, apparently never sent, introduced in evidence by the defendant, to his sister and mother and father and brothers, telling them not to worry about him; stating that the railroad officials assumed too much authority, and that it was none of their business what he did when he was not actually at work. On Friday and Saturday night of that week, according to defendant's testimony, he bought a gun. He did not, he stated, know where he bought it, what kind of a gun it was, or the exact time when he bought it, or with what money he bought it. He claims that he was drunk at the time; that he also gambled away his overcoat, which, however, was returned to him, and was left by him with Mrs. Smith. The witness Brubaker corroborated the defendant to the effect that during that week the latter was drunk, and Mrs. Smith testified that defendant, when she had a talk with him on the Thursday preceding the homicide, was very despondent, showed signs of great mental suffering, was incoherent and jumped from one subject to another; that he had spells of weeping and of laughter and stated that his future did not seem to hold anything for him. During that week, the defendant called upon the deceased, Superintendent of the Wyoming Division of the Union Pacific Railroad, to induce him to reinstate him. The defendant was told "that he was through." According to the witness Hanson, the accused, when leaving Barnard's office, had a mean, vengeful look upon his face which caused the witness to worry. On Sunday morning, the day of the homicide, the defendant arose reasonably early and went "downtown." According to the witnesses Robitaille and E.P. Peterson, he was at the Union Pacific depot between 10:30 and 11:00 o'clock, a.m., reading the Denver Post, and they saw nothing indicating that defendant was not sober at that time. Later in the day, and perhaps *Page 41 about noon, defendant met the witness Brooks, an old acquaintance, near the Normandie Hotel. Defendant and Brooks consumed a half pint of whiskey. Then they met Brown, Hampton, and Jim Morron. The five men were together until about 3:30 p.m. Brown, Brooks and defendant drank a pint of whiskey. According to the testimony of Brown and Brooks, witnesses for the defendant, the latter did not drink his share, and refused to take a drink with them three different times. It further appears from their testimony and that of Hampton that, while defendant was under the influence of whiskey, he was not drunk; that he did not want to drink too much, talked of fear of being fined, and that about 3:30 o'clock in the afternoon, at the Asher warehouse, he insisted upon leaving them so that, as he stated, he would not get into trouble with the others for drinking; that he got out of the automobile; that they attempted to get him back into it, but that they were unable to do so, and that the several parties thereafter separated. One R.H. Sharp, witness for the defendant, claims to have seen the defendant under the influence of intoxicating liquor in an alley near the Normandie Hotel at about 3:45 p.m., with the witness Brooks. This is inconsistent with the testimony of Brooks.
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Paul H. Carroll, herein called the accused or the defendant, was convicted of murder in the first degree without recommendation and was sentenced to die, on account of killing one C.C. Barnard on October 27, 1935. The defendant pleaded not guilty. He contends that he was insane at the time of the homicide. He has appealed to this court. We shall attempt to give a somewhat connected story of the salient facts shown by *Page 38 the record, leaving some of the facts, however, to be stated and considered in connection with the discussion of the respective assignments of error.
The defendant was born in Louisiana on November 28, 1899. His mother was a nervous woman, her nervousness increasing as she grew older. Defendant's grandmother became insane and was confined in an institution as a chronic maniac for the period of twenty-three years. A sister of defendant's grandmother also became insane and was confined in an asylum. According to the testimony of defendant's father, it appears that defendant's health was poor when he was an infant; that he was treated for cholera infantum; that he was severely afflicted with asthma from the time that he was three years old; that when ten years old, he had a severe attack of malaria; that he never was a drinking man; that he would become despondent and nervous when out of a job; that he could not endure much grief or excitement, and that a little argument would put him out of his mind; that he had a limited education, did not like to go to school, and little more than finished the fourth grade. According to the testimony of Maude Sholty, psychologist, who examined the defendant while in jail and gave him the so-called Benet test, defendant's mental capacity was that of a child of ten years and six months of age.
About 1917 defendant worked in a saw-mill, and thereafter, for awhile, was time-checker for the George A. Fullen Construction Company. In 1918 he made application for a job as a fireman on a railroad. He was accepted, but on account of his limited education required assistance in order to pass his examination. In 1919 he was afflicted with syphilis. On account of his asthma, he soon thereafter went to Houston, Texas. From 1922 to 1928 he was fireman of a locomotive at Jacksonville, Texas. In 1929 he came to Cheyenne, and in the following five years, worked for the Union Pacific *Page 39 Railroad Company, although laid off at intervals. During 1934 he worked for that company at Laramie, was transferred to Cheyenne, and re-transferred in the early part of 1935 back to Laramie, where he stayed until he was discharged, about September 29, 1935, on account of drinking intoxicating liquor in violation of Rule G of that company. On September 28, 1935, just immediately prior to his discharge he took a number of intoxicating drinks at Laramie, became engaged in a severe and bloody fight, and was put in jail, where he remained for about eight hours. Defendant claims that he does not remember the fight, or what happened after he had had a few drinks; that he "passed out." The chief of police of the City of Laramie, and the sheriff of Albany County, testified that while defendant was pretty drunk and abusive, he attempted, the next morning, to get them to hush up the matter so as to keep knowledge thereof from the railroad officials. According to Mr. Brubaker, the defendant stated on the morning of September 29, 1935, that if it were not for his mother and sister he would get a gun and kill himself. The defendant himself testified that he became discouraged when he was discharged; that he started drinking and gambling; that he came to Cheyenne, lived with his friend Brubaker and his friend Uchner; that during the week preceding the homicide he got drunk one night and "passed out"; that it did not take much whiskey to make him drunk; that he made up his mind to kill himself; that he felt that he was going insane; again, that he decided to go to Kansas City. He had, in fact, a pass on the railroad, issued on October 3, 1935, which expired on October 28, 1935. On Thursday preceding the homicide, he called on Ella C. Smith, apparently a friend, stated to her that he was going home, that he had means of transportation, but that he had no money and wanted to borrow $5.00. He was corroborated by Ella C. Smith. She let him have *Page 40 $5.00. What became of it is not clear. On October 24, 1935, he wrote a letter, apparently never sent, introduced in evidence by the defendant, to his sister and mother and father and brothers, telling them not to worry about him; stating that the railroad officials assumed too much authority, and that it was none of their business what he did when he was not actually at work. On Friday and Saturday night of that week, according to defendant's testimony, he bought a gun. He did not, he stated, know where he bought it, what kind of a gun it was, or the exact time when he bought it, or with what money he bought it. He claims that he was drunk at the time; that he also gambled away his overcoat, which, however, was returned to him, and was left by him with Mrs. Smith. The witness Brubaker corroborated the defendant to the effect that during that week the latter was drunk, and Mrs. Smith testified that defendant, when she had a talk with him on the Thursday preceding the homicide, was very despondent, showed signs of great mental suffering, was incoherent and jumped from one subject to another; that he had spells of weeping and of laughter and stated that his future did not seem to hold anything for him. During that week, the defendant called upon the deceased, Superintendent of the Wyoming Division of the Union Pacific Railroad, to induce him to reinstate him. The defendant was told "that he was through." According to the witness Hanson, the accused, when leaving Barnard's office, had a mean, vengeful look upon his face which caused the witness to worry. On Sunday morning, the day of the homicide, the defendant arose reasonably early and went "downtown." According to the witnesses Robitaille and E.P. Peterson, he was at the Union Pacific depot between 10:30 and 11:00 o'clock, a.m., reading the Denver Post, and they saw nothing indicating that defendant was not sober at that time. Later in the day, and perhaps *Page 41 about noon, defendant met the witness Brooks, an old acquaintance, near the Normandie Hotel. Defendant and Brooks consumed a half pint of whiskey. Then they met Brown, Hampton, and Jim Morron. The five men were together until about 3:30 p.m. Brown, Brooks and defendant drank a pint of whiskey. According to the testimony of Brown and Brooks, witnesses for the defendant, the latter did not drink his share, and refused to take a drink with them three different times. It further appears from their testimony and that of Hampton that, while defendant was under the influence of whiskey, he was not drunk; that he did not want to drink too much, talked of fear of being fined, and that about 3:30 o'clock in the afternoon, at the Asher warehouse, he insisted upon leaving them so that, as he stated, he would not get into trouble with the others for drinking; that he got out of the automobile; that they attempted to get him back into it, but that they were unable to do so, and that the several parties thereafter separated. One R.H. Sharp, witness for the defendant, claims to have seen the defendant under the influence of intoxicating liquor in an alley near the Normandie Hotel at about 3:45 p.m., with the witness Brooks. This is inconsistent with the testimony of Brooks. The defendant himself claims that he had two drinks previous to the time when he met Brooks at the Normandie Hotel; that he drank the half-pint with Brooks as above mentioned; that the witness Brown brought a new and additional pint of whiskey out of the Eagles Hall, which, too, was consumed — a statement inconsistent with the testimony of the other witnesses. Defendant further claims that, from approximately three o'clock in the afternoon of the day of the homicide, up to about six to seven days thereafter, he was afflicted with amnesia, remembering nothing of what happened, and that he first learned of the homicide through information received at the *Page 42 hospital. This claim is contradicted, aside from the testimony above mentioned, by a number of witnesses for the state. Irene Hopkins and Betty Nesson, waitresses at the dining room of the Union Pacific Railroad Company, testified that they saw accused in the dining room about 5:30 p.m., or shortly thereafter; that he ate a meal; that the deceased, C.C. Barnard, also was eating a meal in the dining room at that time; that the defendant showed no signs of intoxication. The witness Kenworthy saw the defendant walking along the streets of Cheyenne shortly previous to that time. The witness Violet Shuttleworth, news stand attendant in the Union Pacific depot, saw the defendant come into the depot; about 6 o'clock p.m., she talked with him; he showed no signs of intoxication at that time. He entered the depot from the northwest, walked past the news stand, saw the deceased in the northeast part of the depot, talking to the witness Adamson, with his back toward defendant, stopped, spread his legs, pulled his gun, held it over his head, and shot the deceased three times and thereupon shot himself in the breast. Barnard apparently died instantly. Defendant fell, and was wounded so severely that there was a doubt for some time as to whether or not he would live. When the defendant was being placed on a stretcher, Mr. Kenworthy, special agent for the Union Pacific Railroad, felt of defendant's pockets to find out whether or not he had any other weapon upon him. The defendant stated, "If I had, it would be for you. You are just as dirty as the rest of them." This statement, with some slight variations, was testified to by a number of witnesses. The defendant was taken to a hospital. George J. Carroll, Sheriff of Laramie County, Wyoming, called on him soon thereafter. He asked him his name and whether he was in pain; he could not detect any liquor upon his breath at that time, although he was within a few inches of his body. The sheriff testified that he *Page 43 asked the defendant if he was suffering much. The latter answered that he was, "but that he did not want anything done to help him, as he wanted to die; he asked everyone who came, for a gun, so he could finish the job; said he was tired of being made a tramp and that no son-of-a-bitch was going to put him in a box-car again; that he did not want any one to think that he was drunk or crazy; that he knew just what he was doing, and he did just what he intended to do; that he did not want any sympathy, and he did not want any one to think that this was any `insane-ity' talk * * * that he would have got the other son of a bitch but I could not stand up long enough." Later in the evening, the sheriff returned to the hospital with some guards. The defendant was still talking, stating "that he had been put on the bum, and that no son of a bitch of a railroad man was going to put him on the tramp again; that he had been discharged for Rule G in Laramie about a month previously, and that he did not think it was any of their damn business what a man did when he was laying off." The sheriff saw the defendant again on November 1, and took the latter's brother to the hospital. The sheriff testified that at that time accused repeated some of the things already heretofore mentioned; related that three or four days previously he went to Barnard's office asking the latter for a reinstatement or a satisfactory service letter, and that Barnard answered that he, Carroll, was all washed up; that as long as he, Barnard, was superintendent of the Union Pacific Railroad, Carroll would not be re-employed by that company; that he, accused, said to Barnard, "I said `I thank you' because I knew right that minute that he was not going to be superintendent of the Union Pacific very damn long"; that defendant also talked with his brother about his personal effects and told the latter that he had sold or pawned most of them "because I knew I was not going to need them *Page 44 very much longer." This incident is corroborated by the witness Dewey Homan, undersheriff at that time, who further testified that he acted as defendant's guard from October 28 to November 4 inclusive; that he went to the hospital about 8:20 in the forenoon of October 27, 1935; that the defendant was then asleep; that when the latter awoke, he asked the witness what he was doing up there; that witness answered that he just came to keep him company; that later in the day, the accused asked what witness had heard about Barnard; that witness informed him that Barnard was dead; that the defendant then said "That is all right; that son of a bitch will never fire anybody else. That is three to my credit." Later, accused said all of a sudden — according to Homan — "Well, I have been railroading quite a while and I made up my mind that those guys were not going to make a tramp out of me again. * * * Had I bought a machine gun instead of that little six-shooter and got a dozen of those fellows instead of one and then done a good job on myself I would have been a hundred per cent * * * I am going to die, I want to die; I have nothing to live for; * * * It is just too bad that the job is not done on myself. * * * Three or four nights ago I could have done a better job than that and I didn't have the guts. I put that little six-shooter in my pocket and I went down there to get some of those birds. I walked through the depot and went out on the platform of the depot, in front of the depot, and Mr. Williams and Mr. Barnard were standing out there together; I had the gun right in my pocket and I thought `that is a damned good chance to get two of them." I walked right around them, I hesitated a couple of times, walked up closer to them, and all of a sudden something came over me and I said `that would be a hell of a position to put my mother and my sister in.' I left the gun in my pocket, turned loose of it, walked around the depot, and hid *Page 45 the gun out. I went down there Sunday evening, and I saw Mr. Barnard and I made up my mind right then and there." The defendant had previously told the witness about his visit to Barnard's office, and stated: "I just politely bowed and said `thank you, Mr. Barnard' and turned around and walked out. As I walked through the door I made up my mind `you son of a bitch, you are going to pay for this.'"
The witness E.B. Brown, undersheriff of Laramie County, also saw the defendant during the time that he was in the hospital and also heard him make some statements. He testified that the defendant at that time appeared rational and seemed to know what he was saying; that on the night of October 27, 1935, the defendant talked a good deal after the others had gone and while witness was in the room alone with the defendant. Part of the testimony is as follows: "He told me that his name was P.H. Carroll; that his home was in Beaumont, Texas; that he was thirty-six years old November 28th; that he had a mother and sister there; that his sister was twenty-one, and his mother seventy-one; that he was not crazy, and had had two drinks; that he went down there on purpose to kill him; that he (Barnard) was not going to fire another man; that he looked for Kenworthy and wanted to kill him, too; that he talked to Barnard on Sunday, October 20th, at which time Barnard told him he (accused) was all washed up; that he thanked him, and made up his mind right then that he (Barnard) would never fire another man; that he (accused) had planned this for twenty-eight days; that he did not want people to think he was crazy, like they did the other fellow, because he knew just what he was doing; that he was not drunk, either; that he bought the gun in Cheyenne and gave three dollars for it at a pawn shop."
After the defendant was removed to jail, about November 4, 1935, he acted, according to the witness *Page 46 Petry, as a normal prisoner. During that time he was examined by Maude Sholty, psychologist, as above mentioned, and also by Dr. Daniels, acting on behalf of the defendant, and also by Doctors Work and Young, acting on behalf of the State. Dr. Daniels testified that from his examination of the defendant he concluded that the latter was simple-minded and mentally deficient; that he was unable to control his emotions and impulses as a normal person should; that under stress he would be apt to become mentally unbalanced; that he was unduly susceptible to the effects of alcohol; that alcohol has a definite effect on the memory, which is especially marked in certain individuals; that syphilis is one of the causes of insanity; that defendant's mental condition was such that at the time of the homicide he could not voluntarily resist the taking of whiskey, and that he was insane at the time. Dr. Mylar also testified on behalf of the defendant. He attended him at the time when he was in the hospital. He testified that for a number of days after defendant was removed from the hospital, he was not accountable for any statements made by him, and that at the time of the homicide defendant was not able to distinguish right from wrong. His testimony was somewhat weakened by testimony of contradictory statements made by the witness soon after the homicide. The testimony of Drs. Young and Work will be mentioned hereafter. They both testified that the defendant was sane at the time of the homicide.
1. Cross-Examination of Expert.
When Dr. Daniels was upon the witness stand, he was asked by the prosecuting attorney on cross-examination, whether, in the doctor's opinion, the defendant was fully aware of the seriousness of his act, if he, the defendant, wrote letters to his father, mother and sister, to the effect that he, the defendant, did not want them to come to his trial; that he had no chance, and *Page 47 that he was not going to fool himself; that his chances were no greater than a "snowball in hell," but that he was ready for it. The doctor answered that counsel had evidently not understood him. No objection was interposed to the question. Later the defendant made a motion to have the question stricken "on the ground and for the reason that said questions were improper and that the letters referred to therein were written in the county jail some three or four weeks after the alleged homicide and said letters so referred to are prejudicial to this defendant, and the question was improperly asked." The court, after some hesitation, overruled the motion. Counsel seems to think that the action of the court was erroneous, because the letters mentioned were never introduced in evidence. However, some latitude must be allowed in cross-examining an expert. In Lawson on Expert and Opinion Evidence, 2nd Ed., page 274, the rule is laid down as follows:"On cross-examination it is permissible, for the purpose of testing his skill and accuracy, to ask the witness hypothetical questions pertinent to the inquiry, assuming facts having no foundation in the evidence."
In the case of Bever v. Spangler,
"It is insisted that the court allowed co-defendant's counsel too great liberties in cross-examining proponent's witnesses, particularly the experts used by them. The rule is well understood, we think, that experts may be cross-examined on purely imaginary and abstract questions, assuming facts and theories which have or have not foundation in the evidence, and that the allowance of all such questions rests in the sound discretion of the court. Where such discretion is fairly exercised, we will not interfere."
In the case of Taylor v. Star Coal Co.,
"The cross-examination of some of defendant's expert *Page 48 witnesses was objected to because the questions assumed a state of facts not in evidence. In cross-examining such a witness it is not necessary that the examiner confine himself to the facts established in the case. He may assume almost any state of facts, for the purpose of testing the witness' credibility, and the extent of his knowledge."
See to the same effect Underhill on Criminal Evidence, 4th Ed., page 447, where it is stated that an expert witness may be questioned on assumed facts other than those in evidence. In view of these authorities, it is not clear that we can say that the court abused its discretion in the case at bar. Particularly is that true in view of other testimony in the case. Dr. Work testified without objection in part as follows: "I asked him point-blank what he thought was going to become of him, what he thought the outcome of this would be. He said he was going to be hung. * * * He said, `That fellow (referring to Mr. Caldwell) is going to see that I get hung. There is nothing I can do about it, and they (his folks) might as well keep their money at home because it won't do them any good to come up here and see me.' * * * I asked him again if he understood that I was working with the district attorney's office * * * and he said he knew that. I asked him if he thought I was trying to frame him, and he said no, but I was working with a gang that was. He said `You don't get anywhere when you go up against the state or the Union Pacific Railroad in this town.'"
This testimony disclosed substantially the same facts which were mentioned in the letters referred to by the prosecuting attorney. And the action of the court above mentioned cannot, accordingly, be held to have resulted in prejudice to the defendant.
2. Counsel for the accused argues that evidence of statements made by the accused at the hospital should not have been admitted for the reason that the defendant was not rational at that time. Dr. Mylar testified *Page 49 that the defendant was not a rational human being during the first thirty-six to forty-eight hours after he was taken to the hospital, and it is argued that his testimony is the best evidence of the defendant's mental condition. Some of the state's evidence directly shows that the defendant, when he made the statements admitted in evidence, was rational. The statements themselves on their face show that they were made by a rational human being, even though made while the defendant was in a serious physical condition. Whether or not a person appears to be rational may, we think, be shown by a witness, though not an expert. 32 C.J. 759. Furthermore, Dr. Mylar's testimony was impeached. We think that the testimony complained of was properly admitted. The jury was competent to determine as to whether or not the statements were those of a rational human being.
3. It is further claimed that the statements just mentioned were not made voluntarily because the defendant was in the custody of the sheriff. He was not, technically at least, under arrest when he made the main statements in evidence, which were made at the hospital. The point is not of importance, however. The record clearly indicates that the statements were not made in response to any questions put to him by an officer of the law, but were made because the defendant wanted to talk. It is stated in 16 C.J. 629, that "an admission which was made voluntarily by accused may be received in evidence against him even though it was made to an officer, or while accused was under arrest or in custody." The rule was approved by this court in State v. Rotolo,
4. One William E. Petrie, jailer of the Laramie *Page 50 County jail, was called as a witness by the state and he testified that he observed the defendant while in jail. He was also permitted to testify that the conduct and actions of the defendant appeared to be that of a normal prisoner. It is contended that this was a conclusion of the witness and that the testimony should have been excluded. We think that the evidence was proper, and that the objection is without merit. 22 C.J. 557.
5. Expert Testimony — Hypothetical Question.
Dr. Work was called as an expert by the state to testify to the defendant's sanity. He examined the accused while in jail on December 1, 1935, again on February 22, 1936, and also saw and observed the defendant on the witness stand during the trial of this case, and he heard all of the testimony. He testified, in effect, that during his examination of the defendant he found him to be a normal man; that the insanity of the relatives of the accused is of no importance; that he found nothing suggestive that the defendant was afflicted with syphilitic disease or any syphilitic symptoms indicating any effects upon his mentality; that the Benet test is of minor importance in testing the sanity or insanity of a person; that defendant was neat and tidy; that he had as much grasp of the details of railroading as most switchmen; that for a man of his position in life and education he had a rather remarkable memory; "Speaking solely at the moment of his demeanor upon the witness stand I came to the conclusion that he showed at that time a rather remarkable grasp and recollection of his past life, the events of it and their interrelationship; that he had himself in the main quite well under control." The doctor testified in detail as to the effect which drinking intoxicating liquor might have had upon the defendant. He told of the symptoms existing in alcoholic insanity; that such insanity is characterized by mental deterioration, by *Page 51 certain delusions, suspicions of persecution, and that amnesia exists very rarely; that during his examination of the defendant he found none of these symptoms to exist; that on the contrary the defendant seemed to have the average amount of interest in what was going on; that he was under no mental strain; that his emotions were under control; that he had no delusions and no hallucinations. Part of the testimony relating to the examination on December 1, 1935, is as follows:"On getting down to the specific episode, the killing for which he now stands charged, I asked him this question: `When did this shooting take place? A. It was Sunday. Q. What time Sunday? A. I don't remember. Q. Was it morning or afternoon? A. It was afternoon some time. Q. Early in the afternoon, or late in the afternoon?. A. Late afternoon. Q. Where was the shooting? A. The depot; that's where it was. Q. You usually carry a gun? A. No sir. Q. How did you happen to have one on that day? A. I bought a gun to kill myself. Q. When? A. I bought it, it must have been Friday or Saturday. Q. Where? A. I don't remember; Cheyenne junk shop. Q. How much did you pay for it? A. Three dollars. Q. What kind of a gun was it? A. Thirty-two. Q. Automatic? A. No; pistol. Q. You bought that Friday or Saturday? A. Yes sir. Q. You do not remember where? A. No sir? Q. What is the big idea in trying to kill yourself? A. He wouldn't give me a service letter and I figured I had nothing else left. Q. The Brotherhood would have taken care of you? A. No. Q. Do you think you are insane today? A. No, I am not insane. Q. Do you think you were insane the last time you talked with Mr. Barnard, a week or so before this happened? A. I was not. Q. What does being insane mean to you? A. I think you are crazy; just off; you have no sense; in fact 99% of the world is that way all of the time, in my estimation. Q. Why? Because they don't agree with you? A. No; just the way they act. Q. How long a time do you suppose there was you didn't know what was going on? A. Three or four hours; I would say three hours. Q. When did that three hours begin? A. From somewhere in the afternoon. Q. When was the next thing you knew anything about? A. Three or four days afterwards." *Page 52
During the second examination, however, the defendant denied having any knowledge of the shooting at all. Toward the beginning of the doctor's testimony he stated: "I might state that any opinion that I am asked to and do give here will be based on my examination and my knowledge and reading of my subject and what I have seen of the defendant in the court room, the testimony bearing on his condition that I may have heard in the court; I think that I have heard it all. I mention that at this time because I think it would simplify the story." Later he was asked whether or not he had an opinion of the mental state of the defendant on October 27, 1935, and he stated that he had. Asked what it was based on, he answered: "It is based primarily upon my examination of the patient and my knowledge of mental diseases." At that time, however, he was not asked, nor did he state, what that mental state was, and after some further testimony the following proceedings took place:
"Dr. Work, from your examination of the defendant and after having heard the testimony in court, do you have an opinion as to whether or not the defendant was feigning or simulating insanity at the time of the crime?"
This was objected to as invading the province of the jury. The court then stated: "I think the question should take into consideration the observation of the defendant in court also. You had better re-frame your question." The question then was asked:
"Dr. Work, from your examination of the defendant and from your observation of the defendant in court, and from the testimony in court, have you any opinion as to whether or not the defendant was feigning or simulating insanity on October 27, 1935, that being the date that Carroll killed Mr. Barnard?"
Over objection, he stated that in his opinion the accused was feigning, and over further objection he *Page 53 stated that the defendant in his judgment was sane at the time of the homicide. The objections were, that there was a conflict in the testimony and that for that reason the witness could not state what his opinion was, if based upon such testimony; that by his testimony he would invade the province of the jury, and that whatever question was put to him should be in a hypothetical form. The objections were overruled, and this is assigned as error herein. Counsel states in his brief that "There was conflicting testimony as to how much intoxicating liquor had been consumed by appellant the afternoon of the homicide and as to his actions when under the influence of liquor. There was conflicting testimony as to whether or not he was acting peculiarly prior to the homicide. There was conflicting testimony as to what Dr. Mylar said with reference to his condition."
The cases generally hold that if the testimony is conflicting an expert witness cannot be asked for his opinion which is based upon such testimony. The cases on the subject are collected in note 82 A.L.R. 1478 to 1489; 98 A.L.R. 1190; Wigmore on Evidence, 2nd Ed., Sec. 681. The main reason assigned is that the jury should know the basis or premises upon which the conclusion of the witness is founded, and that if the basis is not known, the conclusion is worthless. It is undoubtedly true that unless the jury know the premises, they are not able to appraise the value of the conclusion. Still, they might give an undue weight to such conclusion, when they have confidence in the expert. But, after all, we are here confronted with a matter of practice, and it seems somewhat strange that so little weight has been given by the courts to the opportunity possessed by the defendant as well as the state, to find out upon what premises the conclusion is based. Furthermore, in some cases, an opinion, though based upon conflicting evidence, is apt to disclose the *Page 54 basis thereof. Take the case at bar. The testimony as to the amount of intoxicating liquor which was consumed by the defendant was conflicting, but the main conflict was brought about by defendant's own testimony. He stated that more was consumed than the amount mentioned by his own witnesses; he testified that he knew nothing of what happened after about three o'clock in the afternoon; inconsistent therewith is the testimony of his own witnesses. When Dr. Work gave his opinion that the defendant was feigning amnesia, the jury knew, necessarily, that the doctor did not believe the testimony of the defendant. In other words, they knew the basis, the premises, upon which he based his opinion. It is true that he incidentally passed upon the credibility of the defendant. That is ordinarily the function of the jury, and not that of a witness. And many of the cases require a hypothetical question where the testimony is conflicting, upon the additional ground that the witness should not usurp the province of the jury. Professor Wigmore, in his work on Evidence, 2nd Ed., Sec. 673, believes this to be a false theory. "The expert," he states, "could not usurp that province if he would, because the jury may still reject his testimony and accept his opponent's." And we can hardly believe that in this case the jury were deprived of their right, duty or ability to pass upon the credibility of the defendant merely because Dr. Work did not believe him.
Wigmore on Evidence, 2nd Ed., Sec. 686, states:
"The hypothetical question must go, as a requirement. Its abuses have become so obstructive and nauseous that no remedy short of extirpation will suffice. It is a logical necessity, but a practical incubus; and logic must here be sacrificed. After all, Law (in Mr. Justice Holmes' phrase) is much more than logic. It is a strange irony that the hypothetical question, which is one of the few truly scientific features of the rules of evidence, should have become that feature which *Page 55 does most to disgust men of science with the law of evidence. The hypothetical question, misused by the clumsy and abused by the clever, has in practice led to intolerable obstruction of truth."
The author suggests that the remedy for any prejudice which might result lies in the right of cross-examination on the part of opposing counsel. In the case of State v. Riley,
"The correct practice as to the introduction of such testimony is well settled. The competency of an expert witness to testify to his opinion rests upon unusual knowledge and extraordinary experience, superior to that of ordinary persons. The witness, being qualified in this particular, then may base his opinion upon facts observed by himself or within his own knowledge and testified to by himself, or upon facts assumed in the questions put to him and supported either by admitted facts or by the testimony of other witnesses already given or to be given at the trial, or upon facts derived partly from one source and partly from the other. It is not necessary in all cases that the facts be stated in the form of an hypothetical question, although this is generally permissible. Where an opinion is sought upon substantially uncontradicted testimony heard by the witness with or without personal observation on his part, the question may be asked upon that express *Page 56 or implied assumption without reciting the testimony in the question. Where there is conflicting testimony, a witness, who has been present in court and heard it, may be asked if he has formed an opinion as to a material point, respecting which his skill gives him requisite qualification to express an opinion, based upon that testimony or parts of it. If his answer is in the affirmative, then he may select and state the facts given in testimony which in his opinion, if true, are most significant and pertinent as aids in the formation of an opinion and to what conclusion his mind is led by the consideration of such facts.In the trial of a criminal or other case, it is permissible toask an expert witness if he has formed an opinion from hisobservations and examination and from testimony heard in court asto the point in issue about which he is qualified to giveevidence. Upon answering in the affirmative he may be asked tostate that opinion. The direct examination then may stop, leavingthe other side to develop the reasons in whatever detail may bedesired. * * * As to the order of introduction of evidence and the form of questions much must be left to the discretion of the presiding judge."
It may be noted that the court specifically states that an expert witness may be asked his opinion based upon his observation, examination and testimony heard in court, whether conflicting or not. That is the exact situation in the case at bar. In that respect the case just cited differs materially from most of the cases on the subject. It is hard to reconcile it with other cases from the same jurisdiction, unless the court meant to confine the rule therein stated to cases similar to that with which we are dealing here. We are not, however, called upon, we think, to adopt a definite rule which should govern in situations here mentioned, except to say that it would seem to be reasonable, at least in cases in which an accused is represented by counsel, that some consideration should be given to the right of cross-examination, even in face of the general rule that the state must prove the defendant's guilt by competent evidence, and that it would seem to be inconsonant *Page 57 with reason to reverse a case, after a lengthy and expensive trial, merely because the premises of an expert's opinion has not been definitely shown by the State, when, as stated before, the defendant's opportunity in that respect is as full and complete as that of the State.
We think that the requirement of the rule generally announced by the courts as above stated, has been substantially met in the case at bar. We have stated that Dr. Work testified that his opinion as to the sanity of the defendant was based primarily upon his examination of the accused and upon his knowledge of mental diseases. The authorities seem to be agreed that an expert may base his opinion upon an examination of an accused, particularly where he has stated to the jury the details of what he found. Wigmore, Evidence, 2nd Ed., Sec. 675, and cases cited; State v. Felter,
6. Dr. Young also was called by the state as an expert. He was asked: "From your examination and from observing this defendant at the trial, the preliminary hearing and the present trial, have you any opinion of the mental state of this gentleman as of the date of the 27th day of last October? A. I have. Q. Doctor, what is your opinion as to the question of the sanity or insanity of this defendant at that time? Mr. Lathrop: We object to the question on the ground that it is improper; that it allows the witness to pass upon the evidence in the case, which is a province, an exclusive province, of the jury, and calling for the conclusion of the witness." The doctor was permitted to answer and he stated that he believed the defendant sane. He was then asked the following question: "Doctor, on what is your opinion based? A. It is based upon examination and also upon experience."
It may, accordingly, be noted that Dr. Young based his opinion upon his observation and examination of the defendant and his knowledge of the subject generally. As stated heretofore, that is permissible. Hence, no error was committed in permitting the doctor to state his conclusion.
7. Cross-Examination of Accused — Insanity.
The defendant, upon cross-examination, was asked in reference to his drinking, and among other things, as to whether or not he was drinking during 1922 to 1928, and he testified that he then had a regular job; that he was not a drinking man and did not drink much during that time. Then the record shows the following:"Q. You were not drinking, then, when you killed Mr. Stuart in Jacksonville on May 18, 1926?
Mr. Lathrop: I object to that.
Mr. Dillon: It is a matter of fact. He has brought *Page 59 out everything in his life and we want to know what he did there. It is not a question of another crime.
Mr. Lathrop: There is only one question he can ask, and he knows that.
The Court: The objection is sustained. Disregard that question and answer, gentlemen of the jury.
Mr. Lathrop: Counsel knows the only question he can ask.
The Court: All right.
Q. You were indicted, tried and acquitted? ____
Mr. Lathrop: I object to the question.
The Court: Yes, the court has already ruled on this line of questioning. The objection is sustained."
The defendant assigns the asking of these questions as error, as attempting to show a collateral crime, not pertinent to the case. Counsel for the defendant has somewhat misconstrued the purport of the question. It is not whether the defendant killed Stuart and was acquitted after trial, but whether he was intoxicated on a certain occasion. At least the main part of the question relates, or may be construed to relate, to the fact and incidents of defendant's intoxication. The homicide in 1926, followed by trial and acquittal, are mentioned merely to state the time, place and circumstances. Counsel will naturally maintain the prosecution used but a subterfuge to bring in a collateral crime, and if that is true, and the question as a whole is not germane to the inquiry in the instant case, it should not have been asked. 70 C.J. 628. Counsel for the accused cites, among other cases, State v. Jones,
"It is never proper for counsel to so frame questions as to assume the existence of facts which are not admissible if offered as independent evidence."
That statement, however, is too broad, and is inconsistent with the case of State v. Eads, cited infra, for in that case, the prosecuting attorney assumed a state *Page 60 of facts which could not have been admissible as independent evidence.
Courts are in hopeless conflict as to the permissible extent of cross-examination of a defendant relating to a collateral crime or act. The cases on the subject are collected in 70 C.J. 882 to 888, in 6 A.L.R. 1608 to 1648; 25 A.L.R. 339 to 348, and Wigmore, Evidence, 2nd Ed., Sec. 987, where the author separates the cases dealing with extrinsic evidence from cases dealing with the extent of cross-examination. In Eads v. State,
The defendant testified that he had no grudge against the deceased; that he did not ordinarily drink much; that it did not take much intoxicating liquor to make him drunk; that intoxicating liquor would go to his brain instead of his stomach; that "it turns me nuts every time I drink." He related his intoxication in Laramie on September 28, 1935, and the severe and bloody fight in which he was engaged at that time, and claimed that as a result of his intoxication he became afflicted with amnesia; that is to say, that he did not know what had taken place. He related other incidents of a similar nature which took place in Cheyenne. Among other testimony, the following questions and answers appear in the record: "Q. You must have some happy faculty to take a few drinks of liquor and somehow or other you are just wildly drunk. A. I get crazy. Q. Crazy? A. Absolutely * * * Q. When you go crazy, you fight and are abusive? A. Right." In other words, the defendant attempted to give the jury to understand that the homicide here in question took place because, and only because, of his intoxicated condition and the amnesia following it. He attempted to show a general disposition, character, or trait, that *Page 62
when he became intoxicated he would fight, be quarrelsome and abusive, and that at the same time he would know nothing of it. He thus put in issue his character for violence under the conditions mentioned. He attempted to illustrate or emphasize such general disposition, character or trait by the fight at Laramie and by fights or abuses at Cheyenne. But why not illustrate it further? It was the basic foundation for his defense, or at least for indulgence at the hands of the jury. The actual existence of such disposition, character, or trait was important to him. Upon that mainly rested his case. The incidents of the homicide at Jacksonville, accordingly, if it took place, had a peculiar significance. If such general disposition, character or trait existed at that time, evidence to establish it or fortify it by incidents of that time was as competent as evidence by which he tried to establish or fortify it by the incident which took place at Laramie. As was said in Myers v. State, (Tex. Crim Appeals)
"The issue (the insanity) in this case embraced the consideration of Mr. Marston's (the deceased) state of *Page 65 mind during the whole of his long life, and, as it seems to me, every act of that long life might be shown and was relevant to the proper determination of that issue. * * * Every act of the party's life is relevant to the issue. Of course, therefore, anything which he can be shown to have done in regard to any written document, being evidence, it follows that such written document must itself be received."
Approving the statement thus made, it is stated in 1 Greenleaf on Evidence, 16th Ed., p. 58:
"Sanity and insanity are of course evidenced by the person's conduct; in fact (in the words of Mr. Justice Pattison), every act of the party's life is relevant to the issue."
The statement was also approved in Howard v. State,
172 Ala. 402 . And in Anderson v. State,209 Ala. 36 ,95 So. 171 , this rule is stated to have become a maxim of the law. The court, in connection with facts similar to those here, stated as follows:
"In the instant case the defendant did not testify, and the questions to which objections were made and sought to be propounded by the state were on cross-examination of a non-expert witness testifying to his insanity, and referred to other offenses and crimes purporting to have been committed by defendant. All of the information, knowledge, and opportunity of a non-expert witness on which is rested or which is the basis of the opinion of insanity were competent. It has become a maxim of the law, that where insanity is relied upon as a defense, every act of the party's life is relevant to the issue."
In the case of Hall v. State,
"The defendant's theory of this case was, that he was too drunk at the time of the assault to form or entertain the specific intent to kill, and that the assault arose from a sudden impulse, and not from malice. To meet this, as well as to prove motive and malice, the *Page 66 State was permitted to prove the acts of ill-treatment and bad conduct by defendant towards his wife, running back through several years, including threats to take her life; that they separated four times, the last of which separations occurred at Hot Springs, Arkansas, in April, 1892; that they had not lived together since the latter separation; and that each reconciliation occurred at his solicitation. To meet defendant's theory of temporary insanity produced from the recent use of intoxicating liquor, all such acts, previous ill-treatment, and threats were proper and legitimate testimony, to show malice, ill-will and motive on his part, and also as explanatory of his real purpose in making the assault alleged. The assault objected to was so connected with the other facts of the case as to render it admissible for the purposes indicated."
In the case of William Hopps v. The People,
"As a general rule, where a party is on trial upon a charge of murder, it is not competent for the prosecution to prove that years previously he had committed another offense, as, violation of revenue laws by smuggling. * * * But where the defense is insanity, and the coolness and unconcern of the person at the time he committed the homicide are relied upon as justifying inferences favorable to the plea, it is competent to show that the prisoner had been in early years engaged in the perilous calling of smuggling, as tending to rebut the inference that his deportment on the fatal occasion was attributable to a want of sanity."
In Baker v. State,
"When guilt is clear, errors or incidents of unfair conduct by the prosecution may sometimes be ignored, but the greater the doubt of guilt the more likely are errors to the effect the substantial rights of the accused."
The question whether it is likely that the jury would have returned a different verdict than the verdict of *Page 69 guilty of murder in the first degree must, we think, be answered, without hesitation, in the negative.
8. Counsel for the defendant argue that Instructions No. 1 and No. 3 given by the court are erroneous in that both of these instructions state that it is not necessary for the state to prove that the defendant was sane beyond a reasonable doubt before the jury should find him guilty. We find nothing in either of these instructions to that effect, and we find no merit in the contention. It is true that neither of these instructions, which make reference to what the state must prove, make any mention of the question of sanity or insanity, but Instructions No. 12 and No. 13 fully cover the point and correctly informed the jury as to the burden of proof on that phase of the case. It is not necessary for the court to mention every phase of the case in every instruction which is given. This assignment of error, therefore, must be overruled.
9. Modification of Instructions.
The jury, after having been out some hours, returned in open court, to ask the judge for additional information, both counsel for the defense and for the prosecution being present. The record shows the following proceedings:THE COURT: I understand that what you desire is an interpretation or definition of the meaning of life imprisonment?
JUROR GNAM: Yes, sir. May I say something further on that, as to whether or not, where a penalty of life imprisonment can be given, any pardons, or commutations of sentence, or paroles, can reduce that?
THE COURT: Now, in answer to your question, gentlemen, Instruction No. 11 of course itself defines what is meant by "life imprisonment." It is defined in that instruction in these words: "be imprisoned in the penitentiary at hard labor for life." That is a definition *Page 70 of life imprisonment under the law. Now, in Wyoming, I will say to you first, that this being a case where the jury has the power of fixing the penalty, as to certain of the verdicts that are possible here to be rendered, and that being a fact, the Court will say to you that we have in Wyoming what is called the State Board of Charities and Reform; sometimes this Board is popularly referred to as the Board of Pardons and Paroles. That Board has certain powers with reference to criminal cases, and those powers could, if expressed or put into operation, apply to a life imprisonment sentence, as well as to sentences in other cases. They have a certain judgment and discretion that they can exercise as a State Board of Pardons and Paroles, and such powers as they have, if they are ever exercised, could be operative on a life sentence.
JUROR GNAM: Is there any definite time that this could be taken up? In other words, could it be done five years from now, ten years from now, or fifteen?
THE COURT: There is no set time.
JUROR GNAM: It could be done at any time?
THE COURT: Yes. That is a matter that rests in the discretion of this Board that I referred to; it is absolutely a matter of their discretion. Does that answer the question?
JUROR GNAM: I will ask the jurors.
THE COURT: Does that seem to answer the question fairly well?
JUROR GNAM: Yes, I think so.
THE COURT: All right. You may retire again with the bailiffs and take the instructions, of course, with you.
MR. LATHROP: The Defense excepts herewith to the giving of the above instruction and definition by the Court.
THEREUPON, the jury then retired for further deliberations. *Page 71
It is contended that the statements of the court here set out was an attempted modification of Instruction No. 11, and therefore in violation of Section 33-902, Wyo. Rev. St. 1931, Subd. 6, which is as follows:
"Sixth — Before the argument of the case is begun, the court shall immediately, and before proceeding with other business, charge the jury, which charge shall be reduced to writing by the court, if either party request it, and such charge or charges, or any other charge or instruction provided for in this section, when so written or given, shall in no case be orally qualified, modified, or in any manner explained to the jury by the court, and all written charges and instructions, shall be taken by the jury in their retirement and returned with their verdict into court, and shall remain on file with the papers of the case."
We do not think that the statements made by the court can properly be considered to be an explanation or modification of Instruction No. 11. They relate merely to the power of the Board of Pardons, a power which cannot be and is not exercised until after conviction, and relates, therefore, to an extraneous matter. It is, however, contended further, that whatever statements were made by the court should have been in writing, under the provisions of the law above quoted. We think that this objection is technical. No such objection was made in the court below. It is at least doubtful that the statement can be considered as an instruction. It does not relate to the evidence, nor to the law applicable in the case. It relates to a matter, as stated before, which could be considered by the Board of Pardons only after a conviction. In the case of State v. Skinner,
"In answer to the questions of the jury the court earlier defined the punishment following the several verdicts of guilty under the indictment. The accused and his counsel were present, and the questions and answers were taken down by the court reporter. The *Page 72 correctness of the court's answers is not attacked, but error is alleged because such answers were not reduced to writing. These answers had no bearing whatsoever on the evidence or the law applicable to the evidence. We therefore hold that such answers were not in violation of Section 22, Ch. 131, Code" (relating to written instructions).
In the case of State v. Kennedy,
"It is what we call in law the indeterminate sentence. Formerly the sentence was fixed, but for many years we have what is known as the indeterminate sentence, the court fixing the minimum and the maximum, and the minimum must not be more than one-half the maximum. Now, that is the meaning of that provision. The time that a man found guilty must actually serve is in the hands of the governor and the State Board of Pardons, as I understand. The court does not fix the actual time at all, but the minimum and maximum."
The objection was made in that case as in this: that these statements of the court should have been reduced to writing. But the court overruled the objection and held that no error was committed.
The main purpose for which statutes relating to written instructions have been enacted is stated in Rising Sun etc. Co. v. Conway,
"The evil to be remedied was the difficulty, severely felt by the bar, of getting a bill of exceptions which would fully embody the faulty charge. The act should *Page 73 therefore receive such a beneficial construction as should effect the object designed."
Justice Brewer, subsequently a member of the Supreme Court of the United States, stated in State v. Potter,
"It may be remarked * * * that the purpose of this statute is to secure to the defendant the exact rulings of the court in order that he may avail himself of any error in those rulings; for it was not intended to cast any unnecessary burden upon the court, nor to hamper or restrict communications between the court and jury; that it should be construed as fairly to secure that purpose, and not made a mere weapon of technical error; that in reference to answers to questions, as there is nothing to require the questions to be reduced to writing before they are put, it would seem trifling to compel the answer to be so reduced when the answer is simply responsive and depends for its meaning upon the unwritten question. It seems to us that, tested by this rule, the oral statement in this case must be held not a violation of the statute and not ground for reversal. Many words are used, but after all, it amounts to no more than a negative reply to the question asked."
So, too, in the case at bar, while many words were used, the reply of the court was in effect but an affirmative answer. The proceedings above mentioned, containing the statements of the court, were taken down in shorthand by the court reporter, were extended, and are now before us; accordingly, the main purpose above mentioned, for which the statute above quoted was passed, seems to have been fully subserved. Perhaps another purpose of the statute is to enable the jury to read the instructions given by the court, so as not to be compelled to rely on their recollection of the contents thereof. But they would not have been misled in the case at bar. Moreover, it is stated in 17 C.J. 353:
"Although there is some authority to the contrary, in most jurisdictions the giving of oral instructions contrary to a statute is not reversible error if the instructions *Page 74 are proper and do not injure accused. Especially is this true where the instructions were taken down by the official stenographer, or were reduced to writing immediately after they were given."
Whatever differences of opinion there may be among the courts, we think that what in the text just quoted is stated to be the majority rule should be applied in the case at bar, and that the instant contention should be overruled.
10. Statements Referring to Board of Pardons.
Section 32-201, Rev. St. 1931, provides that an accused found guilty of murder in the first degree shall suffer death, but that the jury may qualify their verdict by adding thereto "without capital punishment," and if so qualified, that the person convicted shall be sentenced to imprisonment for life. It is contended that the reference made in the statement of the trial judge above mentioned to the power of the Board of Pardons was highly prejudicial to the defendant; that it had a tendency to cause the jury to bring in a verdict of murder in the first degree without the above mentioned qualifying words, and that if such reference had not been made, the jury might have returned a verdict resulting in life imprisonment. We have examined all of the authorities cited to us by counsel, as well as others. Many of those cited by counsel for defendant have no application herein. For instance, he relies heavily upon Howell v. State, 102 O.S. 411, 131 N.E. 706. That case merely holds that the jury, in fixing the penalty for murder in the first degree under a statute similar to ours should fix it in view of the facts and circumstances shown by the evidence in the case. It has no bearing upon the question before us, as will be clearly seen by the cases from Ohio which will be considered presently. Again he relies upon State v. *Page 75 Dooley, (Iowa)In determining the point before us, we should take into consideration, we think, cases in which the prosecuting attorney has made reference to the clemency which may be extended, after conviction, to one sentenced to life imprisonment. Such statements have an effect similar to statements on the same subject by the trial judge. They call attention to the same ultimate end. Statements by counsel to the following or similar effect have been considered by the courts: "Gentlemen of the jury, it is a matter of common knowledge that a sentence to the penitentiary for life only means eight years; and if you give the defendant a life sentence, he will be back home in eight years and will be at the end of that time ready to shoot some other man." Such statements involve an appeal (an appeal wholly absent from the statement made by the trial judge in the case at bar), to inflict the sentence of death because of the possible or probable reduction in the sentence by another department of the government. Courts have in most, though not in all, instances held such statements to be improper, but have also generally, and with but few exceptions, held them not to be sufficient ground for the reversal of a case. Underwood v. Commonwealth, (Ky.)
"The other alleged objectionable argument is that the county attorney referred to the fact, so well known among all intelligent citizens that it would almost seem judicial notice might be taken thereof, that the average `life' sentence is terminated in a few years by a parole or a pardon, and urged as one of the reasons why such a sentence should not be assessed that the defendant would be released with an opportunity of repeating his crime. Similar arguments were made by the prosecuting attorneys in the cases of (citing them), and held not to constitute reversible error. Under the law of Arizona, in the first degree murder cases, the jury fixes the penalty at either death or life imprisonment, in its discretion. The statute does not prescribe what jurors shall or shall not consider in the exercise of this discretion. We think that the probability of a defendant, whose punishment has been fixed by a jury at life imprisonment, actually having to serve the penalty so fixed, is one of the questions which it is highly proper for a jury to consider in the exercise of its discretion, and as was said in the case of Frady v. People, supra (
In Frady v. People,
"Objection was made thereto and error is assigned thereon. It does not appear that any ruling of the court was asked or given, and there was no request for a direction to disregard the statement. It was a statement *Page 77 of fact, known to all men, doubtless present in the minds of the jurors without being mentioned, and most likely to creep into argument under the circumstances. Probably technically improper it was still within the court's discretion."
In the case of Glenday v. Commonwealth,
"Furthermore, the cases in which a reversal was ordered because of such remarks and the reason why they are regarded as improper are more or less bottomed upon the theory that counsel in making them informs the jury of something that its members possibly did not know, and which theory in this day of advanced enlightenment, wherein those now eligible for jury service have had opportunities to become enlightened and informed, is wholly unfounded, we are inclined to the conclusion that possibly greater effect has been given to such remarks, in some of the cases, than what the appellant was entitled to."
Turning now to the cases which deal with statements made by the court, it appears in Postell v. Commonwealth, (Ky.)
In the case of People v. Sukdol,
"The trial judge told the jury the pardon board could not recommend a pardon for one convicted of murder in the first degree, except on evidence showing innocence beyond a reasonable doubt, and then also said to the jury that the Governor could pardon, if so disposed, at any time. Counsel for Liska insists that `this was prejudicial error of the most glaring kind.' We cannot agree with counsel on this. The recommendation of mercy rests wholly in the sound discretion of the jury. They may extend or withhold as they see fit. The trial court might have declined to answer the question asked by the jury, but he did answer, and then told the jury it was not an issue in the case, and that it was not a thing for the jury to speculate upon."
In Massa v. State,
"It is contended by counsel for plaintiffs in error that by so charging the trial court lodged within the minds of the jurors the thought or idea that if mercy was extended the Governor of the State might some day pardon the plaintiffs in error, and that in order to prevent such happenings the jurors, although they might have felt differently had they not been so instructed, refused to recommend mercy. This contention is without merit; all that the trial court did was to charge the law. Furthermore, by the overwhelming weight of the evidence the plaintiffs in error planned a robbery, and, while attempting to consummate it, shot down Ralph Wilcox at a time when he was lawfully defending himself and his master's property. Obviously Massa, McCartney, and Sites did not show Wilcox any mercy, and after a most careful reading of the records in these cases we fail to find any evidence therein tending to show any reason why the jurors should have recommended mercy for them."
In the case of State v. Rombolo,
"The judicial declaration which is now complained of was in answer to this question. No objection was made, or exception taken, to this deliverance, and therefore no assignment of error, or reason for reversal could, properly, be based upon it. But, as the matter is one of general importance in view of the legislation referred to by the trial court, it seems to us advisable that we should express our opinion concerning it. Prior to the enactment of this statute, the jury in a homicide case had no function to perform, except the ascertainment and declaration of the guilt or innocence of the defendant, and, in case he was found guilty, to declare the degree of his crime. The punishment *Page 81 which should follow the conviction was a matter with which the jury had nothing to do. By the force of this legislation, however, an additional burden is put upon the jury, in case they shall adjudge the defendant to be guilty of murder in the first degree, and that is to determine, within the limits fixed by the statute, what his punishment shall be. Naturally one of the elements to be considered by them in determining that punishment is whether, if they shall by their verdict impose life imprisonment, it can be disregarded and set at naught by the court of pardons. We see no reason why they should not be informed of the power of the court of pardons if they so desire, and, as a necessary consequence, we see no impropriety in the trial court, either at the request of the jury, or without such request, apprising that body with relation to the power of supervision possessed by the pardoning tribunal."
In the case of State v. Carrigan,
"Naturally, one of the elements to be considered by you, in determining that punishment, is whether, if you shall by your verdict impose life imprisonment, it can be disregarded and set at naught by the court of pardons, and also that provision of the statute which provides that every convicted prisoner confined in the State prison for the term of his natural life, whose record of conduct shows that he had observed the rules of the institution and who has served not less than fifteen years, may be released on parole, plus good time off."
This instruction was upheld, though by a divided court.
In the case of State v. Barth,
We need not analyze the cases further. By the clear weight of authority, information given to the jury in reference to clemency which might be extended after verdict is at least ordinarily held not to be so prejudicial as to be a sufficient ground for the reversal of a case. It is not necessary for us to go as far in our holding as some of the cases, and we are not inclined to go as far. The statute gives the jury the right to fix the penalty in cases like that at bar. That right should be left as untrammeled as possible. The trial court should not in any way attempt to influence the jury in bringing in a verdict either increasing or decreasing the penalty which might otherwise be inflicted. That *Page 83
has often been held. See, for example, People v. Smith,
And now this court appoints Friday, the 13th day of August, 1937, for the execution of the sentence pronounced in the court below.
Affirmed.
RINER, J., concurs.
Related
Cite This Page — Counsel Stack
69 P.2d 542, 52 Wyo. 29, 1937 Wyo. LEXIS 39, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-carroll-wyo-1937.