State v. Carmona

2016 NMCA 050, 9 N.M. 707
New Mexico Court of Appeals·Decided March 17, 2016·No. S-1-SC-35851; Docket 33,378·Published·Cited by 10 cases

Opinion

OPINION

HANISEE, Judge.

{1} The State appeals the district court’s order suppressing its expert’s opinion that Defendant’s DNA was contained in samples taken from an alleged victim by a now-deceased Sexual Assault Nurse Examiner (SANE). We affirm.

BACKGROUND

{2} In 2003, nine-year-old P.W. told her mother that Defendant (whom P.W.’s mother had invited to stay overnight at her house as a guest) entered P.W.’s bedroom at night and licked her vagina and anus. P.W.’s mother called the police, who took P.W. and her mother to St. Joseph’s Hospital (now known as the Women’s hospital) to be examined. P.W. was examined by Lydia Vandiver (SANE Vandiver), who swabbed P.W. for DNA evidence and collected her clothing, bedding, and other personal effects.

{3} Defendant was charged by grand jury indictment with three counts of criminal sexual contact of a minor (CSCM) in the third degree, in violation of NMSA 1978, § 30-9-13(A) (2003). After his arrest, Defendant was sent to Colorado to serve the remainder of a sentence for an unrelated criminal conviction. In 2011, Defendant was released and his prosecution in New Mexico resumed. On the State’s motion, the district court ordered that Defendant submit to a buccal swab to facilitate comparison of his DNA to that present in the samples collected from P.W. eight years earlier by SANE Vandiver.

{4} In 2013, and with the case still pending, SANE Vandiver died. Defendant moved to suppress the DNA evidence and a report prepared by the State’s expert witness, Alanna Williams, comparing the evidence collected by SANE Vandiver with that from Defendant’s buccal swab. Defendant argued that without SANE Vandiver’s in-court testimony, (1) the State could not establish a chain of custody for the swabs or the relevance of Ms. Williams’ opinion; and (2) admitting the DNA evidence gathered from P. W. ’s body by SANE Vandiver would violate his right to confront the witnesses against him as guaranteed by the Sixth Amendment to the United States Constitution.

{5} At a hearing on Defendant’s motion to suppress, P.W. testified about her physical examination, during which SANE Vandiver “removed [her] clothing, [then] shook them out onto a plastic tarp or paper in order to collect any hairs or DNA samples that might be in there.” When asked about SANE Vandiver’s collection of the DNA evidence, P.W. stated that she first observed SANE Vandiver remove swabs from labeled glass vials. P.W. described the swabs as “like Q-tips, but long[.]” SANE Vandiver “swabbed me in various areas, such as my anus, my vagina, into the crack of my butt and places like that where the DNA might have been.” When finished, SANE Vandiver “put [the swabs] back in the vial and screwed them up and [then] put them ... in a bag, in a manil[]a envelope.” P.W. did not recall SANE Vandiver swabbing any other areas of her body.

{6} Constance Monahan, a statewide SANE coordinator and director of the Albuquerque SANE Collaborative at the time of the alleged assault, also testified. Ms. Monahan knew SANE Vandiver at the time P.W. was examined in 2003 .Ms. Monahan testified that SANE Vandiver was the clinical coordinator for the Albuquerque SANE program, and a “key nurse instructor[]” for New Mexico’s statewide SANE training program. Ms. Monahan was also aware that SANE Vandiver received specialized training for pediatric examinations at Para Los Niños under the tutelage of Dr. Renee Ornelas, and that SANE Vandiver worked as a contract clinician and attended various seminars on forensic nursing. As well, SANE Vandiver provided formal SANE training to nurses statewide and personally performed sexual assault examinations at various hospitals in Albuquerque.

{7} Regarding the manner by which evidence was collected during a typical sexual assault examination, Ms. Monahan stated that

[the SANE] would . . . meet the patient at the clinic, and then there would be a general process from—or guidelines, in terms of the questions asked . . . [the SANE] then move[s the patient] into an exam room [to] do the evidence collection and the medical documentation of injury, and then the discharge.

As to evidence collection kits, and in particular the so-called “fast track kits” used at the time and employed by SANE Vandiver to examine P.W., Ms. Monahan testified as follows:

The New Mexico sexual assault evidence kit is a standardized packaging and process for evidence collection from sexual assault victims, whatever their age. Inside the kit is a series of envelopes and brown bags and directions and forms . . . [that are] standardized in New Mexico.
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The envelopes [in the fast track kit] were preprinted to indicate the orifice or the location of the body. . . . The swabs were inside already in the envelopes. So when the nurse opened up the kit, she would reach for the smaller envelope and inside, the swabs would be there.
[[Image here]]
The primary purpose would be for consistency, to treat all victims, patients the same way, and it would be to standardize^ the process, so that we were all doing it the same way in New Mexico.

{8} According to Ms. Monahan, SANE Vandiver performed a third of the total examinations in any given month at the hospital where the SANE program was based. Ms. Monahan testified that SANE Vandiver averaged around “[ten] to [twenty] shifts a month” and within her shifts typically handled anywhere from “ten to fifteen [cases] a month over the course of two and [one-]half years.”

{9} Ms. Monahan’s own job duties included acting as the custodian of evidence collected by SANEs, including SANE Vandiver. It was expected that once a SANE had removed and utilized swabs, returned them into and sealed the kit, that SANE would next place the kit inside an empty locker or a locked refrigerator through a slot. That evidence was then accessible only by Ms. Monahan, who possessed the lone access key. Once a week, Ms. Monahan would collect logs and samples from the locker and refrigerator, place them into a large duffel bag, and deliver the bag to the Albuquerque Police Department crime laboratory. Ms. Monahan testified that this process was followed for P.W.’s swabs, and that she recognized SANE Vandiver’s signature on evidence logs she retrieved. Ms. Monahan personally delivered the evidence SANE Vandiver collected from P.W. to police investigators on April 29, 2003.

{10} Additionally, the State proffered testimony of various chain-of-custody witnesses and of its DNA analyst, Ms. Williams, who would testify that the chain of custody regarding the swabs she examined indicated that they were those used to collect evidence from P.W. by SANE Vandiver. Based on a comparison of a profile developed from DNA found on the swabs and a profile developed from DNA on Defendant’s buccal swab, Ms. Williams would conclude that Defendant’s DNA was present on the swabs taken from P.W. by SANE Vandiver. The State further explained that Ms. Williams’ testimony would be based on the labels affixed to the envelopes containing swabs that SANE Vandiver had used on P.W.

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State v. Carmona, 2016 NMCA 050, 9 N.M. 707 (N.M. Ct. App. 2016).

2016 NMCA 050 (State v. Carmona) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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