State v. Brooke

863 N.E.2d 1024, 113 Ohio St. 3d 199
CourtOhio Supreme Court
DecidedApril 18, 2007
DocketNo. 2006-0015
StatusPublished
Cited by175 cases

This text of 863 N.E.2d 1024 (State v. Brooke) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Brooke, 863 N.E.2d 1024, 113 Ohio St. 3d 199 (Ohio 2007).

Opinion

Lanzinger, J.

{¶ 1} We accepted this discretionary appeal to determine the significance of written waivers of the right to counsel and to clarify when uncounseled misdemeanor convictions may be used to enhance penalties for later offenses under R.C. 4511.19.

Case Procedure

{¶ 2} On January 14, 2002, defendant-appellee, Betsy Brooke, was indicted for two DUI offenses:- driving under the influence of alcohol or drugs, in violation of R.C. 4511.19(A)(1) (now (A)(1)(a)), and driving with a prohibited concentration of alcohol in bodily substances, in violation of R.C. 4511.19(A)(2) (now (A)(1)(b)), offenses that are ordinarily misdemeanors. Both counts were charged as fourth-[200]*200degree felonies, however, since the indictment specified that Brooke had three misdemeanor DUI convictions within the previous six years. R.C. 4511.19(G)(1)(d).1 The indictment stated that the previous convictions were in Chardon Municipal Court on December ,17, 1997, in Willoughby Municipal Court on July 1, 1998, and again in Chardon Municipal Court on April 12, 2001.

{¶ 3} Brooke filed a motion to dismiss the indictment or for alternative relief, along with an affidavit stating that for each of her three previous convictions she had been unrepresented by counsel, pleaded guilty, and received jail time. She alleged that because the earlier convictions were uncounseled and led to incarceration, they could not be used to enhance her pending misdemeanors to felonies. Brooke also filed copies of the transcripts of the plea hearings from the two Chardon convictions and an affidavit from a court bailiff in Willoughby Municipal Court, who confirmed that no court record was available for the July 1, 1998 plea hearing in that court. The state responded with copies of three written and filed waivers of counsel signed by Brooke.

{¶ 4} After the trial court denied Brooke’s motion, finding that she had “voluntarily rejected her right to counsel in all three convictions,” Brooke entered a plea of no contest on count two and was convicted of the fourth-degree felony of driving with prohibited blood-alcohol content. Count one was dismissed. She was sentenced to three years of community control, which included 60 days in the Lake County Jail.

{¶ 5} On appeal, the Court of Appeals for Lake County reversed the trial court’s judgment and held that none of Brooke’s prior convictions could be used for enhancement purposes because a knowing, intelligent, and voluntary waiver of counsel had not been shown.

{¶ 6} We accepted the state’s discretionary appeal. In its proposition, the state seeks a ruling that where a prior conviction is uncounseled, a written waiver of the right to counsel, signed by the defendant and filed with the court, satisfies the state’s burden to show a valid prior conviction for penalty-enhancement purposes. Brooke responds that a written waiver alone does not demonstrate that the waiver was knowing, intelligent, and voluntary. We agree that in some cases a written and filed waiver does not suffice. At other times, however, it may.

[201]*201Law and Analysis

Proof of Prior Convictions

{¶ 7} The General Assembly has provided that a fourth DUI conviction within a stated period is a felony. R.C. 4511.19(G)(1)(d) states that “an offender who, within six years of the offense, previously has been convicted of or pleaded guilty to three or four violations of division (A) or (B) of this section or other equivalent offenses or an offender who, within twenty years of the offense, previously has been convicted of or pleaded guilty to five or more violations of that nature is guilty of a felony of the fourth degree.” Although both parties referred at oral argument to the statutory 20-year “look-back period”2 and the need for courts to retain records for this length of time, we note that in this case, the three prior convictions occurred within six years.

{¶ 8} When existence of a prior conviction does not simply enhance the penalty but transforms the crime itself by increasing its degree, the prior conviction is an essential element of the crime and must be proved by the state. State v. Allen (1987), 29 Ohio St.3d 53, 54, 29 OBR 436, 506 N.E.2d 199. Thus, since the three earlier convictions are elements of Brooke’s fourth-degree felony, they must be proved beyond a reasonable doubt. State v. Henderson (1979), 58 Ohio St.2d 171, 173, 12 O.O.3d 177, 389 N.E.2d 494. R.C. 2945.75(B) states, “Whenever in any case it is necessary to prove a prior conviction, a certified copy of the entry of judgment in such prior conviction together with evidence sufficient to identify the defendant named in the entry as the offender in the case at bar, is sufficient to prove such prior conviction.”

{¶ 9} Brooke does not dispute the existence of the prior convictions. Instead, she asserts that because she has made an unrebutted showing that her three prior convictions were uncounseled and resulted in sentences of confinement, the convictions cannot be used to enhance the penalty for her current conviction. Generally, a past conviction cannot be attacked in a subsequent case. However, there is a limited right to collaterally attack a conviction when the state proposes to use the past conviction to enhance the penalty of a later criminal offense. A conviction obtained against a defendant who is without counsel, or its corollary, an uncounseled conviction obtained without a valid waiver of the right to counsel, has been recognized as constitutionally infirm. State v. Brandon (1989), 45 Ohio St.3d 85, 86, 543 N.E.2d 501; Nichols v. United States (1994), 511 U.S. 738, 114 S.Ct. 1921, 128 L.Ed.2d 745. As a result of this exception, and to determine whether her prior convictions are available for penalty enhancement, Brooke’s uncounseled convictions must be examined as they relate to her current offense. [202]*202Need for Valid Waiver of Right to Counsel

{¶ 10} The state argues that a written waiver should have legal significance so that it may be relied upon by the state in charging a felony DUI. Brooke concedes that she signed and filed a written waiver of her right to counsel in all three previous cases. She argues, however, that a written waiver alone does not show that it was made knowingly, intelligently, and voluntarily. We are asked, therefore, to determine what effect a written waiver of the right to counsel has upon the reliability of prior uncounseled convictions.

{¶ 11} “Where questions arise concerning a prior conviction, a reviewing court must presume all underlying proceedings were conducted in accordance with the rules of law and a defendant must introduce evidence to the contrary in order to establish a prima-facie showing of constitutional infirmity.” State v. Brandon, 45 Ohio St.3d 85, 543 N.E.2d 501, syllabus. Once a prima facie showing is made that a prior conviction was uncounseled, the burden shifts to the state to prove that there was no constitutional infirmity. Id. at 88, 543 N.E.2d 501. For purposes of penalty enhancement in later convictions under R.C.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Hall
2023 Ohio 3235 (Ohio Court of Appeals, 2023)
State v. Mays
2023 Ohio 1908 (Ohio Court of Appeals, 2023)
State v. White
2020 Ohio 4041 (Ohio Court of Appeals, 2020)
State v. Reynolds
2020 Ohio 942 (Ohio Court of Appeals, 2020)
State v. Frederick
2020 Ohio 714 (Ohio Court of Appeals, 2020)
State v. R.R.A.
2019 Ohio 5090 (Ohio Court of Appeals, 2019)
State v. Harmon
2019 Ohio 5036 (Ohio Court of Appeals, 2019)
State v. Watson
2019 Ohio 4385 (Ohio Court of Appeals, 2019)
State v. Payne
2019 Ohio 2852 (Ohio Court of Appeals, 2019)
State v. Ruggiero
2019 Ohio 2545 (Ohio Court of Appeals, 2019)
State v. Morgan
2019 Ohio 2385 (Ohio Court of Appeals, 2019)
State v. Rock
2019 Ohio 1416 (Ohio Court of Appeals, 2019)
State v. Linebaugh
2019 Ohio 320 (Ohio Court of Appeals, 2019)
State v. Alvarado
2018 Ohio 5157 (Ohio Court of Appeals, 2018)
State v. Pendleton
2018 Ohio 3199 (Ohio Court of Appeals, 2018)
State v. Green
2018 Ohio 2729 (Ohio Court of Appeals, 2018)
State v. Hogue
2018 Ohio 1109 (Ohio Court of Appeals, 2018)
State v. Sims
2018 Ohio 769 (Ohio Court of Appeals, 2018)
State v. Knox
2018 Ohio 43 (Ohio Court of Appeals, 2018)
State v. Lashley
2017 Ohio 8915 (Ohio Court of Appeals, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
863 N.E.2d 1024, 113 Ohio St. 3d 199, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-brooke-ohio-2007.