State v. ALVAREZ-DELVALLE

2012 UT App 96, 275 P.3d 279, 705 Utah Adv. Rep. 5, 2012 WL 1033940, 2012 Utah App. LEXIS 91
Court of Appeals of Utah·Decided March 29, 2012·No. 20090915-CA·Published·Cited by 4 cases

Opinion

MEMORANDUM DECISION

CHRISTIANSEN, Judge:

T1 Defendant Jose Luis Alvarez-Delvalle appeals his jury conviction for rape, see Utah Code Ann. § 76-5-402 (2008), and his subsequent sentence. We affirm.

I. Substitution of Counsel

12 Defendant argues that the trial court violated his Sixth Amendment right to counsel 1 when it failed to adequately inquire about the reasons Defendant had requested a change of counsel and when it applied the incorrect legal standard to determine if good cause existed to allow Defendant new counsel. We review whether the trial court's refusal to appoint substitute counsel violated Defendant's Sixth Amendment right for correctness. See State v. Valencia, 2001 UT App 159, ¶ 12, 27 P.3d 573.

13 "When a defendant expresses dissatisfaction with appointed counsel, the trial court has a duty to 'make some reasonable non-suggestive efforts to determine the nature of a defendant's complaints' before deciding whether good cause for substitute counsel exists...." See id. 118 (quoting State v. Pursifell, 746 P.2d 270, 273 (Utah Ct.App.1987)). Before the trial court is constitutionally required to substitute defense counsel, Defendant must establish that good cause exists for such a substitution. See State v. Pando, 2005 UT App 384, ¶ 23, 122 P.3d 672 (" 'While an indigent defendant has a right to have counsel appointed to represent him, he does not have a constitutional right to a lawyer other than the one appointed, absent good cause'" (quoting Pursifell, 746 P.2d at 272)), cert. denied, 132 P.3d 683 (Utah 2006); see also State v. Lovell, 1999 UT 40, ¶ 22, 984 P.2d 382 (establishing that when the defendant requests new counsel, the defendant carries the burden of proving that good cause warrants the substitution of counsel), cert. denied, 528 U.S. 1083, 120 S.Ct. 806, 145 L.Ed.2d 679 (2000). A defendant can establish "[glood cause for substitute counsel [by demonstrating al 'conflict of interest, a complete breakdown in communication[,] or an irreconcilable conflict which leads to an apparently unjust verdict'" Pando, 2005 UT App 384, ¶ 12, 122 P.3d 672 (third alteration in original) (quoting Lovell, 1999 UT 40, ¶ 31, 984 P.2d 382). In addition to showing that the trial court improperly *281 refused to substitute counsel, a defendant must also establish that the court's decision resulted in prejudice to the defendant. See Lovell, 1999 UT 40, ¶ 35, 984 P.2d 382.

14 Given the facts of this case, we hold that the trial court did not violate Defendant's Sixth Amendment right because it properly inquired into Defendant's request for new counsel and Defendant simply did not carry his burden to establish during the inquiry that a proper factual basis existed from which the trial court could determine good cause.

'I 5 On September 18, 2009, Defendant sent a letter to the trial court that stated, in part,

1 would like to fire my lawyer on the grounds of conflict of interest. He does not have my best intentions in mind and I would like a new lawyer. I don't feel I can defend my case with my present lawyer. I take this case very serious as I feel the outcome will impact my life.

T6 With the trial scheduled only a month away, the trial court conducted a pretrial conference on September 15, in which it considered Defendant's letter. The trial court began the discussion by properly explaining Defendant's right to counsel and then stated, "Your letter doesn't make it clear to me why there is a conflict between you and your attorney. Would you tell me that in as clear as way as you possibly can?" Through an interpreter, Defendant responded, "I lost my faith in [my counsel] because he never (unintelligible) anything good in my side. How am I going to go to trial with a person that is not ... good about me?"

T7 The trial court then allowed defense counsel and the prosecutor to make statements about the representation that had been provided to Defendant. Specifically, defense counsel stated that he had discussed the facts of the case with Defendant, told him what evidence would be presented at trial, and gave him the option to choose between a plea bargain or proceeding to trial The prosecutor stated, "My sense is that the only disagreement in this matter is ... [Dlefen-dant's refus[al] to acknowledge what [defense counsel] believes is the potential outcome in this case based on the facts." The prosecutor also commented that he thought it was "appropriate for defense counsel to tell his client what the likely odds are at trial if he chooses to go forward."

1 8 After defense counsel and the prosecutor made their statements, the court asked Defendant if there was "anything else [he] wish[ed] to tell" the court. Defendant stated, "I just want to have a good representation. That's all I want." Following this exchange, the court denied Defendant's request because it did not "find that there [wals sufficient conflict to grant a removal of" defense counsel.

19 On appeal, Defendant argues that "the trial court erred by not conducting a more meaningful inquiry into Defendant's allegations or complaints" and that if an appropriate inquiry had been made, the court should have determined that a conflict of interest existed. However, based upon the record before us, it appears the trial court made a "reasonable non-suggestive effort[ ] to determine the nature of ... [DJlefendant's complaints," see State v. Valencia, 2001 UT App 159, ¶ 13, 27 P.3d 573. During the discussion with the court regarding his complaints about his defense counsel, Defendant simply did not carry his burden of establishing good cause when he failed to assert any factual basis for his claim that a conflict of interest existed. 2 See State v. Lovell, 1999 *282 UT 40, ¶ 22, 984 P.2d 382 (discussing the requirements to establish good cause based on a conflict of interest). Given the facts presented in this case, we hold that the trial court conducted an adequate inquiry. Based on Defendant's failure to establish good cause, the trial court correctly denied Defendant's request for new counsel. 3

IIL Ineffective Assistance of Counsel Claims

A. Presenting Critical Evidence at Trial

110 Defendant argues that defense counsel was ineffective because he failed to call the victim's mother to testify at trial. Defendant bases his entire claim on a statement that the victim's mother made to an investigator for the adult probation and parole (AP & P) department that was included in the presentence investigation report (PSR) given to the court in advance of Defendant's sentencing hearing. Though Defendant claims that this statement would have exculpated him if made at trial, he provides no evidence that the victim's mother made similar statements before trial or would have testified similarly at trial.

{11 Because Defendant claims that his counsel performed ineffectively, Defendant must demonstrate, inter alia, "that [his] counsel's performance was objectively deficient." See State v.

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State v. ALVAREZ-DELVALLE, 2012 UT App 96, 275 P.3d 279, 705 Utah Adv. Rep. 5, 2012 WL 1033940, 2012 Utah App. LEXIS 91 (Utah Ct. App. 2012).

2012 UT App 96 (State v. ALVAREZ-DELVALLE) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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