State v. Alvarez-Amador

232 P.3d 989, 235 Or. App. 402, 2010 Ore. App. LEXIS 554
CourtCourt of Appeals of Oregon
DecidedJune 2, 2010
Docket072749; A136807
StatusPublished
Cited by10 cases

This text of 232 P.3d 989 (State v. Alvarez-Amador) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Alvarez-Amador, 232 P.3d 989, 235 Or. App. 402, 2010 Ore. App. LEXIS 554 (Or. Ct. App. 2010).

Opinion

*404 ORTEGA, J.

Defendant appeals from a judgment of conviction of identity theft, ORS 165.800. For the reasons set forth below, we conclude that the trial court did not err by denying defendant’s motion for a judgment of acquittal but did err by admitting into evidence a certification from the Social Security Administration. We reject defendant’s third assignment of error without discussion, and we reverse and remand.

The pertinent facts are few and undisputed. Defendant was employed at a restaurant for five years. To establish eligibility for employment, defendant showed his manager a Social Security card and completed a Form 1-9, an employment eligibility verification form, listing the Social Security number shown on the card. Instructions on the form state that a Social Security card is among the documents that may be used to establish employment eligibility and that the form is for employers to verify employment eligibility “to preclude the unlawful hiring * * * of aliens who are not authorized to work in the United States.” The form states, “I am aware that federal law provides for imprisonment and/or fines for false statements or use of false documents in connection with the completion of this form.” (Boldface omitted.) Later, defendant provided two other Social Security numbers to his employer on tax forms; those two numbers differed from each other by one digit.

Some time later, defendant was charged with identity theft. Although ORS 165.800(1) provides that a person may commit the crime of identity theft “with the intent to deceive or to defraud” (emphasis added), the indictment charged only that he “did unlawfully with the intent to defraud obtain and possess personal identification of a real or imaginary person, to wit: a fraudulent U.S. government Social Security number, [the number listed on defendant’s Form 1-9].”

At trial, the state offered a certification from a custodian of records of the Social Security Administration (SSA). A police officer testified that he had asked the SSA to provide verification of the Social Security number. The certification *405 states that two Social Security numbers, including the number identified in the indictment, “do not belong to [defendant], These two numbers have been assigned by the Commissioner of the Social Security Administration to two other individuals whom [sic] both are now deceased.” Defendant objected to the certification, and the trial court overruled his objection.

At the close of the state’s case, defendant moved for a judgment of acquittal. He argued that, although the prosecution had alleged an “intent to defraud,” there is no evidence that defendant intended to defraud anyone of anything. The court denied defendant’s motion, and the jury found him guilty. Defendant appeals.

We begin with defendant’s first assignment of error, the denial of his motion for a judgment of acquittal. On appeal, defendant renews his arguments that the evidence was insufficient to allow a finding that he had the intent to defraud. He contends that, because ORS 165.800(1) requires an “intent to deceive or to defraud,” defraud must mean something distinct from deceive and, under the plain meaning of defraud, “the state was required to show that [defendant] took or withheld something from some victim.” In defendant’s view, no one was deprived of any possession, right, or interest by his use of the Social Security number.

The state responds that the evidence was sufficient to allow a reasonable jury to find an intent to defraud based on defendant’s use of the Social Security number to obtain a benefit to which he was not entitled or to mislead others into acting to his benefit. In the state’s view, defendant caused his employer to rely on false information so that he could maintain employment when he had no legal right to do so, and he caused his employer to report false information to the federal government, preventing the federal government from taking legal action against him.

We review the denial of a motion for a judgment of acquittal to determine whether, viewing the evidence in the light most favorable to the state, a rational trier of fact could have found the essential elements of the offense proved beyond a reasonable doubt. State v. Cervantes, 319 Or 121, *406 125, 873 P2d 316 (1994). We resolve issues of statutory interpretation by applying the principles of State v. Gaines, 346 Or 160, 206 P3d 1042 (2009). We attempt to ascertain what the legislature most likely intended, beginning by examining the text of the statute in context. Id. at 171-72.

ORS 165.800(1) provides, “A person commits the crime of identity theft if the person, with the intent to deceive or to defraud, obtains, possesses, transfers, creates, utters or converts to the person’s own use the personal identification of another person.” “Personal identification” includes a written document that provides or purports to provide information about a person’s Social Security number. ORS 165.800(4)(b)(C). As noted, the indictment in this case alleged that defendant acted “with the intent to defraud.”

The word “defraud” is not defined in the statute. It commonly means “to take or withhold from (one) some possession, right, or interest by calculated misstatement or perversion of truth, trickery, or other deception <~ the heirs of the bequests> <citizens ~ed of their voting rights> * * * to engage in fraud.” Webster’s Third New Int’l Dictionary 593 (unabridged ed 2002). Webster’s defines “fraud” as

“1 a : an instance or an act of trickery or deceit esp. when involving misrepresentation * * * or fraud in fact : an intentional misrepresentation, concealment, or nondisclosure for the purpose of inducing another in reliance upon it to part with some valuable thing belonging to him or to surrender a legal right: a false representation of a matter of fact by words or conduct, by false or misleading allegations, or by the concealment of what should have been disclosed that deceives or is intended to deceive another so he shall act upon it to his legal injury * * * b : a means used in trickery : a dishonest stratagem or a spurious thing passed off as genuine.”

Id. at 904 (emphasis in original).

Those definitions are consistent with the sense of “defraud” and “fraud” in law. “Defraud” means “[t]o cause injury or loss to (a person) by deceit. See fraud.” Black’s Law Dictionary 488 (9th ed 2009). Black’s defines “injury” as “[t]he violation of another’s legal right, for which the law provides a remedy; a wrong or injustice.” Id. at 856.

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Cite This Page — Counsel Stack

Bluebook (online)
232 P.3d 989, 235 Or. App. 402, 2010 Ore. App. LEXIS 554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-alvarez-amador-orctapp-2010.