State v. Allard

708 A.2d 1332, 167 Vt. 323, 1997 Vt. LEXIS 286
CourtSupreme Court of Vermont
DecidedDecember 19, 1997
Docket96-587
StatusPublished
Cited by8 cases

This text of 708 A.2d 1332 (State v. Allard) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Allard, 708 A.2d 1332, 167 Vt. 323, 1997 Vt. LEXIS 286 (Vt. 1997).

Opinion

Dooley, J.

This case raises the single issue of whether the provision of use and derivative use immunity to a reluctant witness pursuant to 12 V.S.A. § 1664(a) is consistent -with the self-incrimination privilege established by Chapter I, Article 10 of the Vermont Constitution. We hold that it is consistent as long as “derivative use” is defined sufficiently broadly to provide equivalent protection to that provided by the privilege and certain procedural protections are afforded. We affirm.

The State charged defendant, Shawn Ely, with the second-degree murder of Eddie Billings, a two-year-old child, and subpoenaed Wanda Allard (hereinafter witness), the mother of Eddie Billings, to testify at a pretrial hearing. The witness appeared, but refused to testify, asserting her privilege against self-incrimination; she was offered use and derivative use immunity pursuant to 12 V.S.A. § 1664(a), but she continued to refuse to testify, asserting that only transactional immunity would be sufficient to provide her equivalent protection to the self-incrimination privilege. The trial court disagreed and held her in contempt.

Chapter I, Article 10 of the Vermont Constitution provides that “in all prosecutions for criminal offenses, a person . . . [cannot] be compelled to give evidence against oneself.” Consistent with the self-incrimination privilege established in the Fifth Amendment to the United States Constitution, this privilege attaches and applies to a nondefendant witness who is compelled to testify in a civil or criminal proceeding. See Maness v. Meyers, 419 U.S. 449, 464-65 (1975); 12 V.S.A. § 1662. There is no dispute that the witness in this case had an Article 10 right to refuse to testify to the extent that testimony would involve giving evidence against herself.

Like all states and the federal government, Vermont has adopted an immunity law to require incriminating testimony, but to provide sufficient protection to the witness to replace the self-incrimination privilege. Although we have never squarely decided the question, the witness in this case does not argue that an immunity law can never replace the constitutional privilege. Our general immunity law was *326 first enacted in 1931, but applied only to misdemeanors. See generally State v. Howard, 108 Vt. 137, 142-43, 183 A. 497, 499 (1936). Up until 1973, the effect of testimony given under the immunity law was as follows:

A person shall not be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing as to which, in obedience to a subpoena issued at the request of the state and under oath, he may so testify or produce evidence, and no testimony or evidence so given or produced shall be received against him ....

1933, No. 34, § 1. In the parlance used to describe immunity statutes, the Vermont law provided for both transactional and use immunity. Once the witness gave evidence under the immunity law, the witness could not be prosecuted for any transaction to which the witness testified or produced evidence — transactional immunity. Nor could the testimony or evidence be received against the 'witness — use immunity.

In 1972, the United States Supreme Court decided Kastigar v. United States, 406 U.S. 441 (1972), holding that immunity against use and derivative use of the coerced incriminatory testimony was sufficient to replace the Fifth Amendment privilege. Id. at 453. Like many states, Vermont amended its preexisting transactional immunity law to provide for use and derivative use immunity. Our immunity law, which applies to both misdemeanors and felonies, now provides in pertinent part:

(a) Whenever a witness refuses, on the basis of his privilege against self-incrimination, to testify or provide other information in a proceeding before or ancillary to a court or grand jury of the state of Vermont, and the presiding judge communicates to the witness an order issued under subsection (b) of this section, the witness may not refuse to comply with the order on the basis of his privilege against self-incrimination; but no testimony or other information compelled under the order, or any information directly or indirectly derived from such testimony or other information, may be used for any purpose, including impeachment and cross-examination, against the witness in any criminal case, except a prosecution for perjury giving a false statement or otherwise failing to comply with the order. The state shall have the burden of proving beyond a
*327 reasonable doubt that any proffered evidence was derived from sources totally independent of the compelled testimony. If the witness is subsequently charged with an offense, other than perjury, the court may order the return of all copies of his compelled testimony. . . .
(b) In the case of any individual who has been or may be called to testify or provide other information at any proceeding before or ancillary to a court or grand jury of the state of Vermont, the presiding judge may issue in accordance with subsection (c) of this section, upon the request of the attorney general or a state’s attorney, an order requiring such individual to give testimony or provide other informa-' tion which he refuses to give or provide on the basis of the privilege against self-incrimination, such order to become effective as provided in subsection (a) of this section.
(c) The attorney general or a state’s attorney may request an order under subsection (a) of this section when in his judgment:
(1) the testimony or other information from such individual may be necessary to the public interest; and
(2) such individual has refused or is likely to refuse to testify or provide other information on the basis of his privilege against self-incrimination.

12 V.S.A. § 1664. Unlike the earlier statute, the current law no longer provides transactional immunity to the witness. Also, unlike the earlier statute, it goes beyond use immunity to cover “information directly or indirectly derived from such testimony or other information,” normally called “fruits” or “derivative use” information. It also imposes a new burden on the State in any prosecution of the, witness to prove beyond a reasonable doubt that any evidence “was derived from sources totally independent of the compelled testimony.”

As discussed below, it is clear that the Vermont immunity statute is broad enough to replace the self-incrimination privilege of the Fifth Amendment as construed in Kastigar. The witness argues, however, that it is not broad enough to replace the privilege created by Chapter I, Article 10 of the Vermont Constitution. In her view, only an immunity statute that provides transactional immunity for any actions disclosed in the coerced evidence would be sufficient to pass Vermont constitutional muster.

*328

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Bluebook (online)
708 A.2d 1332, 167 Vt. 323, 1997 Vt. LEXIS 286, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-allard-vt-1997.