State v. Aleman

2008 NMCA 137, 194 P.3d 110, 145 N.M. 79
CourtNew Mexico Court of Appeals
DecidedJune 30, 2008
Docket25,224, 25,225
StatusPublished
Cited by31 cases

This text of 2008 NMCA 137 (State v. Aleman) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Aleman, 2008 NMCA 137, 194 P.3d 110, 145 N.M. 79 (N.M. Ct. App. 2008).

Opinion

OPINION

ROBINSON, Judge.

{1} In this opinion, we deal with a DUI prosecution in which Defendants ingested drugs rather than alcohol. We address the admissibility of the expert opinion testimony of a Drug Recognition Evaluator (DRE) regarding a 12-Step Protocol (Protocol), which is a process designed to enable law enforcement to identify (1) whether a subject’s ability to operate a vehicle is impaired and (2) which category of drugs has affected a subject. We determine that the Protocol is not scientific in its entirety, but that the State laid an adequate foundation to introduce the individual, scientific steps of the Protocol. Although we conclude that the Protocol as a whole is not scientific, even if we were to hold otherwise, we would affirm because the State established a sufficient scientific foundation for the Protocol under Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993) and State v. Alberico, 116 N.M. 156, 861 P.2d 192 (1993). Because the State has established the scientific reliability of the Protocol, we further determine that a DRE may testify as an expert witness regarding the administration and results of the Protocol as it is applied to a particular defendant. Last, we hold that minor variations in the administration of the Protocol do not necessarily undermine the admissibility of Protocol evidence. We therefore affirm the decisions of the district court as to both Defendants, which denied Defendants’ motions to exclude the testimony of the DREs.

I. BACKGROUND

{2} Miriam Aleman and Alberto Valenzuela (Defendants) were arrested on separate occasions for driving under the influence of intoxicating liquor or drugs. In both cases, the arresting officers called a DRE in order to evaluate Defendants because they tested negative for blood alcohol content while showing other signs of intoxication and impairment. After Defendants were evaluated using the first ten steps of the Protocol, the DREs reached an opinion that Defendants were under the influence of an illegal substance. In Aleman’s case, the DRE opined that she was under the influence of cannabis, and this opinion was later confirmed by a blood test. In Valenzuela’s case, the DRE concluded that he was under the influence of cocaine and heroin. The blood test for Valenzuela confirmed the presence of cocaine, but did not evidence any heroin.

{3} In relevant part, Defendants were charged under NMSA 1978, Section 66-8-102(C) (1999) (amended through 2007) for driving while under the influence of intoxicating liquor or any drug. Both Defendants filed motions to exclude the testimony of the DREs because the DREs did not qualify as scientific experts. The State filed a motion to consolidate the Daubert hearings for the two proceedings, and the district court held a consolidated Daubert hearing. Following the hearing, the district court entered an order denying Defendants’ motions to exclude the testimony of the DREs. Defendants entered conditional guilty pleas and now appeal their convictions, claiming that the district court erred in admitting the DREs’ testimony.

II. DISCUSSION

{4} Rule 11-702 NMRA states that “[i]f scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise.” In Daubert, the United States Supreme Court developed a standard for the admission of expert testimony under Federal Rule 702. The “trial judge must ensure that any and all scientific testimony or evidence admitted is not only relevant, but rehable.” Daubert, 509 U.S. at 589, 113 S.Ct. 2786. Daubert explains that the term “scientific” means “ground[ed] in the methods and procedures of science.” Id. at 589-90, 113 S.Ct. 2786. The United States Supreme Court offered several factors for a district court to consider when assessing whether “the reasoning or methodology underlying the testimony is scientifically valid and ... whether that reasoning or methodology properly can be applied to the facts in issue.” Id. at 592-94,113 S.Ct. 2786. Alberico interpreted Daubert and adopted a reliability and validity standard for evaluating expert testimony in New Mexico. Alberico, 116 N.M. at 168, 861 P.2d at 204; see State v. Torres, 1999-NMSC-010, ¶24, 127 N.M. 20, 976 P.2d 20 (“Alberico therefore established evidentiary reliability as the hallmark for the admissibility of scientific knowledge.”). Alberico also adopted the Daubert factors as a non-exclusive means to assess the validity and reliability of scientific testimony. Alberico, 116 N.M. at 168, 861 P.2d at 204; see Torres, 1999-NMSC-010, ¶25, 127 N.M. 20, 976 P.2d 20.

{5} In the present case, the district court concluded that the DREs could testify as experts based on their specialized knowledge regarding the Protocol in order to establish “whether the driver[s] w[ere] impaired by the use of drugs at or near the time the driver[s] w[ere] driving the motor vehicle[s].” Defendants contend that the State laid an insufficient foundation to establish the reliability of the Protocol under the requirements of Daubert. Specifically, Defendants argue (1) that the testimony of the State’s scientific witnesses failed to establish the Protocol’s validity and reliability; and (2) that the DREs, who testified about the application of the Protocol, did not qualify as scientific experts. Valenzuela further argues that the DRE in his case failed to properly perform the Protocol and, as a result, the evidence was not admissible even if the proper foundation was laid. The State responds by arguing that the Daubert analysis does not apply to the Protocol because it is not scientific knowledge. We consider each argument in turn, and we begin by considering the threshold questions of whether the Protocol is scientific knowledge, and whether the Daubert standard is applicable.

A. Scientific Knowledge

{6} Rule 11-702 permits experts to testify based on “scientific, technical or other specialized knowledge.” Our Supreme Court has explained that the “application of the Daubert factors is unwarranted in eases where expert testimony is based solely upon experience or training” and not scientific knowledge. Torres, 1999-NMSC-010, ¶43, 127 N.M. 20, 976 P.2d 20 (internal quotation marks and citation omitted). Evidence is based on scientific knowledge if it is not self-explanatory, or if it is based on “a scientific or medical principle.” Id. ¶ 31. “[T]he initial determination of whether to apply the Alberico-Dcmbert standard entails a conclusion of law that is subject to de novo review.” Id. ¶ 28.

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Cite This Page — Counsel Stack

Bluebook (online)
2008 NMCA 137, 194 P.3d 110, 145 N.M. 79, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-aleman-nmctapp-2008.