STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-228
STATE OF LOUISIANA
VERSUS
THOMAS HERBERT
**********
APPEAL FROM THE SIXTEENTH JUDICIAL DISTRICT COURT PARISH OF IBERIA, NO. 09-1492 HONORABLE PAUL J. deMAHY, DISTRICT JUDGE
MARC T. AMY JUDGE
Court composed of Ulysses Gene Thibodeaux, Chief Judge, Oswald A. Decuir, and Marc T. Amy, Judges.
AFFIRMED.
Thibodeaux, Chief Judge, dissents with written reasons.
J. Phillip Haney District Attorney 300 Iberia Street, Suite 200 New Iberia, LA 70560 (337) 369-4420 COUNSEL FOR APPELLEE: State of Louisiana
Angela B. Odinet Assistant District Attorney 307 Church Street St. Martinville, LA 70582 (337) 394-2220 COUNSEL FOR APPELLEE: State of Louisiana Edward K. Bauman Louisiana Appellate Project Post Office Box 1641 Lake Charles, LA 70602-1641 (337) 491-0570 COUNSEL FOR DEFENDANT/APPELLANT: Thomas Herbert AMY, Judge.
The defendant was charged with second degree murder, a violation of
La.R.S. 14:30.1. As part of a plea agreement with the State, the defendant pled
guilty to manslaughter, a violation of La.R.S. 14:31. After a hearing, the trial court
sentenced the defendant to forty years at hard labor. The defendant now appeals,
contending that his sentence is excessive. For the following reasons, we affirm.
Factual and Procedural Background
In connection with the death of Joseph Adam Malin, the State charged the
defendant, Thomas Blake Herbert, 1 with second degree murder, a violation of
La.R.S. 14:30.1. According to the record, the State contended that the defendant
and a friend, Jesa Sam, beat Mr. Malin and that Mr. Malin died from a brain
hemorrhage as a result of the attack.
After the trial court determined that certain inculpatory statements made by
the defendant were admissible, the defendant entered a plea of guilty to the
reduced charge of manslaughter, a violation of La.R.S. 14:31. At that hearing, the
State alleged the following factual basis for the conviction:
Your Honor, with respect to Mr. Herbert, the State would submit that on or about the date alleged in the Bill of Information, a woman by the name of Cheramie Freyou had claimed that she was sexually assaulted by a person by the name of Motley Duhon. Motley Duhon and the victim, Adam [Malin] were friends, and Adam [Malin] was at the residence where and when the alleged sexual assault occurred. Motley Duhon denied assaulting Cheramie Freyou and Adam [Malin] corroborated the lack of any type of sexual assault on Cheramie Freyou. Ms. Freyou, dissatisfied, contacted Mr. Herbert and, Thomas Herbert, and [Jesa] Sam claiming she was sexually assaulted and for Mr. Herbert and Sam to come see about her. After dropping off Cheramie Freyou’s sister at her residence, Mr. Herbert and Mr. Sam were following a red van occupied by Cheramie Freyou and other members driving towards Neco Town Road, when they
1 The defendant’s last name is spelled “Hebert” in portions of the record. Further, the victim’s last name is spelled “Malyn” in portions of the record and Cheramie Freyou’s name is spelled as “Shermai” or “Sheramie.” Jesa Sam’s name is occasionally spelled “Jessa” or “Jesse.” We use the spellings contained in the bill of information and the defendant’s appellate brief, as appropriate. came across Mr. [Adam Malin] walking down Deere Street in New Iberia. Cheramie Freyou pointed out Mr. Adam [Malin] and identified him as the person taking up for Mr. Duhon who she claimed had sexually assaulted her. Ms. Freyou told Mr. Herbert and [Jesa] Sam to go “handle up” on Mr. [Malin], which Ms. Freyou described that term to law enforcement in her interrogation as being to beat Mr. Adam [Malin] up.
The State would call witnesses that would testify that they saw Mr. Herbert and Mr. Sam approach Mr. [Malin] and begin striking him in the head multiple times causing him to fall to the ground. Both Mr. Herbert and Mr. Sam fled the scene. Mr. Herbert admitted in his interview to law enforcement officers, after a valid waiver of his Miranda rights, that he struck the victim “two or three times.” The victim, Adam [Malin] died as a result of the injuries caused by the defendant and [Jesa] Sam. The fatal injury to Mr. [Malin] was the cause by a blow to the head that resulted in (inaudible) hemorrhaging in the base of the brain causing pressure on the portion of the brain that controls the functioning of both respiration and heart rate resulting in Mr. [Malin]’s death.
The plea agreement indicates that the plea agreement was open-ended and that the
trial court would order a certified criminal history.
When he pled guilty, the defendant testified that he was twenty-six years old
and had an eighth grade education. At the sentencing hearing, Mr. Malin’s mother
and uncle testified. Further, several victim impact statements were submitted into
the record. The State and the defense jointly submitted a certified criminal history
that indicated that the defendant had a misdemeanor conviction for remaining after
forbidden from 2003. Additionally, the defendant and several of his family
members testified on his behalf. After hearing all of the evidence, the trial court
sentenced the defendant to forty years at hard labor, the maximum sentence for
manslaughter. La.R.S. 14:31(B). The defendant later filed a motion for
reconsideration, which the trial court denied after a hearing.
The defendant now appeals, asserting as his sole assignment of error that his
sentence is excessive.
2 Discussion
Errors Patent
Pursuant to La.Code Crim.P. art. 920, all appeals are reviewed for errors
patent on the face of the record. After reviewing the record, we find no such
errors.
Excessive Sentence
In his sole assignment of error, the defendant contends that the trial court
erroneously imposed an excessive sentence.
As part of its review of a sentence for excessiveness, the appellate court
should review the record to ensure that the trial court adequately complied with
La.Code Crim.P. art. 894.1. State v. Smith, 433 So.2d 688 (La.1983). Article
894.1 contains a list of sentencing guidelines and requires that the trial court “state
for the record the considerations taken into account and the factual basis therefor in
imposing sentence.” La.Code Crim.P. art. 894.1(C). This court, in State v.
Spencer, 00-1335, p. 7 (La.App. 3 Cir. 2/28/01), 781 So.2d 780, 785, stated:
The purpose of obligating a trial court to do so “is to insure that each sentence is individualized to the offender and the offense.” State v. Davis, 511 So.2d 91, 92 (La.App. 3 Cir. 1987). However, to comply with La.Code Crim.P. art. 894.1(C), the trial court is not required to “articulate every circumstance or read through a checklist of items.” State v. Anderson, 95-1688, p. 4 (La.App. 3 Cir. 5/8/96); 677 So.2d 480, 483. Still, the record should sufficiently establish that the trial court adequately considered the guidelines of La.Code Crim.P. art. 894.1 in particularizing a defendant’s sentence. Id.
At the sentencing hearing, the defendant’s certified criminal history was
available to the trial court. Additionally, Mr. Malin’s mother and uncle testified
about the impact that Mr. Malin’s death has had on their family. Victim impact
statements from Mr. Malin’s father, grandmother, and aunt were also submitted to
the trial court. When imposing sentence, the trial court stated that it considered the
testimony and the victim impact statements introduced at the hearing, as well as 3 the sentencing guidelines provided in Article 894.1. Further, the trial court
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-228
STATE OF LOUISIANA
VERSUS
THOMAS HERBERT
**********
APPEAL FROM THE SIXTEENTH JUDICIAL DISTRICT COURT PARISH OF IBERIA, NO. 09-1492 HONORABLE PAUL J. deMAHY, DISTRICT JUDGE
MARC T. AMY JUDGE
Court composed of Ulysses Gene Thibodeaux, Chief Judge, Oswald A. Decuir, and Marc T. Amy, Judges.
AFFIRMED.
Thibodeaux, Chief Judge, dissents with written reasons.
J. Phillip Haney District Attorney 300 Iberia Street, Suite 200 New Iberia, LA 70560 (337) 369-4420 COUNSEL FOR APPELLEE: State of Louisiana
Angela B. Odinet Assistant District Attorney 307 Church Street St. Martinville, LA 70582 (337) 394-2220 COUNSEL FOR APPELLEE: State of Louisiana Edward K. Bauman Louisiana Appellate Project Post Office Box 1641 Lake Charles, LA 70602-1641 (337) 491-0570 COUNSEL FOR DEFENDANT/APPELLANT: Thomas Herbert AMY, Judge.
The defendant was charged with second degree murder, a violation of
La.R.S. 14:30.1. As part of a plea agreement with the State, the defendant pled
guilty to manslaughter, a violation of La.R.S. 14:31. After a hearing, the trial court
sentenced the defendant to forty years at hard labor. The defendant now appeals,
contending that his sentence is excessive. For the following reasons, we affirm.
Factual and Procedural Background
In connection with the death of Joseph Adam Malin, the State charged the
defendant, Thomas Blake Herbert, 1 with second degree murder, a violation of
La.R.S. 14:30.1. According to the record, the State contended that the defendant
and a friend, Jesa Sam, beat Mr. Malin and that Mr. Malin died from a brain
hemorrhage as a result of the attack.
After the trial court determined that certain inculpatory statements made by
the defendant were admissible, the defendant entered a plea of guilty to the
reduced charge of manslaughter, a violation of La.R.S. 14:31. At that hearing, the
State alleged the following factual basis for the conviction:
Your Honor, with respect to Mr. Herbert, the State would submit that on or about the date alleged in the Bill of Information, a woman by the name of Cheramie Freyou had claimed that she was sexually assaulted by a person by the name of Motley Duhon. Motley Duhon and the victim, Adam [Malin] were friends, and Adam [Malin] was at the residence where and when the alleged sexual assault occurred. Motley Duhon denied assaulting Cheramie Freyou and Adam [Malin] corroborated the lack of any type of sexual assault on Cheramie Freyou. Ms. Freyou, dissatisfied, contacted Mr. Herbert and, Thomas Herbert, and [Jesa] Sam claiming she was sexually assaulted and for Mr. Herbert and Sam to come see about her. After dropping off Cheramie Freyou’s sister at her residence, Mr. Herbert and Mr. Sam were following a red van occupied by Cheramie Freyou and other members driving towards Neco Town Road, when they
1 The defendant’s last name is spelled “Hebert” in portions of the record. Further, the victim’s last name is spelled “Malyn” in portions of the record and Cheramie Freyou’s name is spelled as “Shermai” or “Sheramie.” Jesa Sam’s name is occasionally spelled “Jessa” or “Jesse.” We use the spellings contained in the bill of information and the defendant’s appellate brief, as appropriate. came across Mr. [Adam Malin] walking down Deere Street in New Iberia. Cheramie Freyou pointed out Mr. Adam [Malin] and identified him as the person taking up for Mr. Duhon who she claimed had sexually assaulted her. Ms. Freyou told Mr. Herbert and [Jesa] Sam to go “handle up” on Mr. [Malin], which Ms. Freyou described that term to law enforcement in her interrogation as being to beat Mr. Adam [Malin] up.
The State would call witnesses that would testify that they saw Mr. Herbert and Mr. Sam approach Mr. [Malin] and begin striking him in the head multiple times causing him to fall to the ground. Both Mr. Herbert and Mr. Sam fled the scene. Mr. Herbert admitted in his interview to law enforcement officers, after a valid waiver of his Miranda rights, that he struck the victim “two or three times.” The victim, Adam [Malin] died as a result of the injuries caused by the defendant and [Jesa] Sam. The fatal injury to Mr. [Malin] was the cause by a blow to the head that resulted in (inaudible) hemorrhaging in the base of the brain causing pressure on the portion of the brain that controls the functioning of both respiration and heart rate resulting in Mr. [Malin]’s death.
The plea agreement indicates that the plea agreement was open-ended and that the
trial court would order a certified criminal history.
When he pled guilty, the defendant testified that he was twenty-six years old
and had an eighth grade education. At the sentencing hearing, Mr. Malin’s mother
and uncle testified. Further, several victim impact statements were submitted into
the record. The State and the defense jointly submitted a certified criminal history
that indicated that the defendant had a misdemeanor conviction for remaining after
forbidden from 2003. Additionally, the defendant and several of his family
members testified on his behalf. After hearing all of the evidence, the trial court
sentenced the defendant to forty years at hard labor, the maximum sentence for
manslaughter. La.R.S. 14:31(B). The defendant later filed a motion for
reconsideration, which the trial court denied after a hearing.
The defendant now appeals, asserting as his sole assignment of error that his
sentence is excessive.
2 Discussion
Errors Patent
Pursuant to La.Code Crim.P. art. 920, all appeals are reviewed for errors
patent on the face of the record. After reviewing the record, we find no such
errors.
Excessive Sentence
In his sole assignment of error, the defendant contends that the trial court
erroneously imposed an excessive sentence.
As part of its review of a sentence for excessiveness, the appellate court
should review the record to ensure that the trial court adequately complied with
La.Code Crim.P. art. 894.1. State v. Smith, 433 So.2d 688 (La.1983). Article
894.1 contains a list of sentencing guidelines and requires that the trial court “state
for the record the considerations taken into account and the factual basis therefor in
imposing sentence.” La.Code Crim.P. art. 894.1(C). This court, in State v.
Spencer, 00-1335, p. 7 (La.App. 3 Cir. 2/28/01), 781 So.2d 780, 785, stated:
The purpose of obligating a trial court to do so “is to insure that each sentence is individualized to the offender and the offense.” State v. Davis, 511 So.2d 91, 92 (La.App. 3 Cir. 1987). However, to comply with La.Code Crim.P. art. 894.1(C), the trial court is not required to “articulate every circumstance or read through a checklist of items.” State v. Anderson, 95-1688, p. 4 (La.App. 3 Cir. 5/8/96); 677 So.2d 480, 483. Still, the record should sufficiently establish that the trial court adequately considered the guidelines of La.Code Crim.P. art. 894.1 in particularizing a defendant’s sentence. Id.
At the sentencing hearing, the defendant’s certified criminal history was
available to the trial court. Additionally, Mr. Malin’s mother and uncle testified
about the impact that Mr. Malin’s death has had on their family. Victim impact
statements from Mr. Malin’s father, grandmother, and aunt were also submitted to
the trial court. When imposing sentence, the trial court stated that it considered the
testimony and the victim impact statements introduced at the hearing, as well as 3 the sentencing guidelines provided in Article 894.1. Further, the trial court
specifically discussed several of the aggravating and mitigating factors listed in
Article 894.1.2
Accordingly, we find that the record indicates that the trial court took proper
cognizance of the sentencing factors delineated in Article 894.1.
The second inquiry is whether the sentence imposed is excessive. The trial
court has wide discretion in imposing a sentence, and, absent an abuse of
discretion, a sentence that is within the statutory guidelines is not deemed
constitutionally excessive. State v. Saucier, 11-246 (La.App. 3 Cir. 11/9/11), 81
So.3d 691 (quoting State v. Brandenburg, 06-1158 (La.App. 3 Cir. 2/7/07), 949
So.2d 625, writs denied, 07-538, 07-614 (La. 10/26/07), 966 So.2d 571, 573).
Further, in State v. Dubroc, 99-730, p. 22 (La.App. 3 Cir. 12/15/99), 755 So.2d
297, 311, this court discussed the review of excessive sentence claims, stating:
The relevant question on review of a sentence is whether the trial court abused its broad sentencing discretion and not whether the sentence imposed may appear harsh or whether another sentence might be more appropriate. State v. Cook, 95-2784 (La. 5/31/96); 674 2 In its discussion of the sentencing guidelines, the trial court made the following findings:
I find that the defendant is in need of correctional treatment at a custodial environment which can most effectively be provided by a commitment to an institution, and in fact the law requires that he be committed to an institution, and I don’t find that to be constitutionally excessive. Any sentence less than what I intend to impose would deprecate the seriousness of the defendant’s actions. I disagree with the Defense that his conduct was a mistake or an accident. The beating received by Mr. Malin was severe, it was deliberate, and I think Mr. Herbert today tries to minimize what he did. He knowingly created a risk of great bodily harm, he committed an act of actual violence. He did not use any dangerous weapon or handgun or other firearm, but basically, he and his friend beat Mr. Malin to death.
As a mitigating circumstance, he has never been involved in this type of activity before. There’s no evidence of that. This did not involve any economic offense or controlled dangerous weapon. Mr. Herbert indicates that he did not contemplate any harm, but I find that difficult to believe. He did not act under any strong provocation. There are no grounds that tend to excuse or justify his conduct. Mr. Malin did not do anything that induced or facilitated the commission of the crime against him. It’s impossible for Mr. Herbert to compensate the victim’s family. Impossible to compensate the victim. And I’m not convinced by the evidence that his conduct was a result of circumstances unlikely to occur. 4 So.2d 957, cert. denied, 519 U.S. 1043, 117 S.Ct. 615, 136 L.Ed.2d 539 (1996). To constitute an excessive sentence, this court must find the penalty imposed is so grossly disproportionate to the severity of the crime as to shock our sense of justice or that the sentence makes no measurable contribution to acceptable penal goals; and, therefore, it is nothing more than needless imposition of pain and suffering. State v. Campbell, 404 So.2d 1205 (La.1981).
In making the determination of whether a sentence is shocking to our sense of
justice or makes no meaningful contribution to acceptable penal goals,
an appellate court may consider several factors including the nature of the offense, the circumstances of the offender, the legislative purpose behind the punishment and a comparison of the sentences imposed for similar crimes. State v. Smith, 99-0606 (La. 7/6/00); 766 So.2d 501. While a comparison of sentences imposed for similar crimes may provide some insight, “it is well settled that sentences must be individualized to the particular offender and to the particular offense committed.” State v. Batiste, 594 So.2d 1 (La.App. 1 Cir. 1991). Additionally, it is within the purview of the trial court to particularize the sentence because the trial judge “remains in the best position to assess the aggravating and mitigating circumstances presented by each case.” State v. Cook, 95-2784 (La. 5/31/96); 674 So.2d 957, 958.
State v. Smith, 02-719, p. 4 (La.App. 3 Cir. 2/12/03), 846 So.2d 786, 789, writ
denied, 03-562 (La. 5/30/03), 845 So.2d 1061.
The defendant argues that, because he is a first felony offender, the trial
court erred in imposing the maximum sentence for manslaughter. He also
contends that he is not the “worst type of offender” because he is not known to be
violent, expressed remorse for his actions and Mr. Malin’s death, and that his
motivation was a “misplaced sense of chivalry.”
The defendant was initially charged with second degree murder, but pled
guilty to a reduced charge of manslaughter, a violation of La.R.S. 14:31. At the
sentencing hearing, the trial court imposed a sentence of forty years at hard labor,
the maximum potential sentence under La.R.S. 14:31. Generally, maximum
sentences are reserved for the most serious violation of the offense and the worst
type of offender. State v. Russell, 42,479 (La.App. 2 Cir. 9/26/07), 966 So.2d 154,
5 writ denied, 07-2069 (La. 3/7/08), 977 So.2d 897. However, “where a defendant
has pled guilty to an offense which does not adequately describe his conduct or has
received a significant reduction in potential exposure to confinement through a
plea bargain, the trial court has great discretion in imposing even the maximum
sentence possible for the pled offense.” State v. Falcon, 44,829, p. 4 (La.App. 2
Cir. 10/28/09), 26 So.3d 172, 175. We observe that the defendant was initially
charged with second degree murder, a violation of La.R.S. 14:30.1, which
mandates a sentence of life imprisonment. Accordingly, the defendant’s
sentencing exposure was substantially reduced by his plea agreement.
The trial court gave oral reasons when imposing the defendant’s sentence,
stating that he had taken into account the evidence presented at the hearing and the
sentencing guidelines provided by La.Code Crim.P. art. 894.1. In those reasons,
the trial court acknowledged that the defendant had “never been involved in this
type of activity before.” However, the trial court disagreed with the defendant’s
contention that Mr. Malin’s death was an accident, finding that the beating
administered by the defendant and Mr. Sam was “severe, it was deliberate” and
that the defendant was trying to minimize his culpability for the crime.
Additionally, a certified criminal history was available to the trial court, which
indicated that the defendant had a prior misdemeanor conviction.
Further, in addition to the evidence submitted at the plea and sentencing
hearings, the record indicates that trial court ruled on several pre-trial evidentiary
issues and was privy to DVD interviews, police reports and grand jury testimony.
A trial court may rely on varied sources of information and “may include evidence
usually excluded from the courtroom at the trial of guilt or innocence, e.g., hearsay
and arrest as well as conviction records.” State v. Myles, 94-217, p. 2 (La. 6/3/94),
638 So.2d 218, 219. 6 A review of comparable cases indicates that maximum or near-maximum
sentences for manslaughter have been upheld on a number of occasions. In State v.
Bowman, 95-667 (La.App. 4 Cir. 7/10/96), 677 So.2d 1094, writ denied, 96-2070
(La. 1/31/97), 687 So.2d 400, the defendant was sixteen at the time of the offense
and a first offender. The defendant was driving and one of his friends was
“fussing” with a pedestrian. The defendant acquiesced to the friend’s request that
he turn the car around and drive back towards the pedestrian. The friend then shot
and killed the pedestrian; the defendant contended that he did not know the friend
intended to do so. The defendant was charged with second degree murder, but a
jury returned the lesser verdict of manslaughter. After a hearing, the trial court
imposed a sentence of thirty-three years at hard labor. The fourth circuit affirmed,
finding that the trial court adequately considered the sentencing guidelines and that
the sentence was not excessive.
In State v. Sarkozy, 99-386 (La.App. 4 Cir. 1/26/00), 755 So.2d 345, the
State alleged that the defendant beat the victim to death with a hammer after the
victim refused to loan him a quarter. The defendant was charged with second
degree murder; however, a jury found him guilty of the lesser charge of
manslaughter. The trial court imposed the maximum sentence even though the
defendant was a first offender. The trial court found that the crime was
deliberately cruel, that the defendant was not acting in self-defense, and that he
showed no remorse. On appeal, the fourth circuit found that the sentence was not
constitutionally excessive. See also Falcon, 26 So.3d 172; State v. Black, 28,100
(La.App. 2 Cir. 2/28/96), 669 So.2d 667, writ denied, 96-836 (La. 9/20/96), 679
So.2d 430.
Based on our review of the record, we find that the trial court did not abuse
its broad sentencing discretion in imposing the maximum sentence. The trial court 7 found that the defendant committed an act of actual violence and that the beating
received by the victim was severe and deliberate. Further, the trial court found that
the defendant tried to minimize his culpability for the crime. Although the
defendant is a first felony offender, he received a significant benefit by pleading
guilty to manslaughter instead of second degree murder. Further, our review of
similar cases indicates that courts have upheld maximum or near-maximum
sentences for cases for manslaughter in circumstances similar to those of the
defendant.
This assignment of error is without merit.
DECREE
The sentence of the defendant, Thomas Blake Herbert, for the charge of
manslaughter, a violation of La.R.S. 14:31, is affirmed.
8 12-228
THIBODEAUX, Chief Judge, dissenting.
The defendant’s only past record is a nonviolent misdemeanor
offense. The jurisprudence is clear. Maximum sentences are reserved for the most
egregious offenses and the worst type of offender. In imposing a forty-year
sentence for a first time felony offender, the trial court abused its sentencing
discretion. While I do not wish to minimize the severity of this offense, I find that
the maximum sentence in this case makes no meaningful contribution to acceptable
penal goals and only results in enhancing Louisiana’s position as the incarceration
capital of the world.
For the foregoing reasons, I respectfully dissent.