State Of Iowa Vs. Ross Ian Cashen

789 N.W.2d 400, 2010 Iowa Sup. LEXIS 63
CourtSupreme Court of Iowa
DecidedJuly 2, 2010
Docket07–2109
StatusPublished
Cited by35 cases

This text of 789 N.W.2d 400 (State Of Iowa Vs. Ross Ian Cashen) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Of Iowa Vs. Ross Ian Cashen, 789 N.W.2d 400, 2010 Iowa Sup. LEXIS 63 (iowa 2010).

Opinions

WIGGINS, Justice.

In this appeal, we review a district court order and court of appeals decision allowing a criminal defendant to gain access to a victim’s privileged mental health records. The district court and the court of appeals allowed the defendant access without restriction. We now adopt a protocol that balances a patient’s right to privacy in his or her mental health records against a defendant’s right to present evidence to a jury that might influence the jury’s determination of guilt. Accordingly, we vacate the decision of the court of appeals, affirm in part and reverse in part the judgment of the district court, and remand the case for further proceedings consistent with this opinion.

I. Background Facts and Proceedings.

This case involves a domestic dispute [404]*404between Ross Cashen and Jane Doe.1 As a result of the dispute, on April 18, 2007, the State charged Cashen with the offenses of domestic abuse assault, third offense, and willful injury, class “D” felonies.

On July 3 Cashen filed a notice that he intended to rely on the defense of self-defense. On July 25 Cashen asked the court to enter an order authorizing him to hire an expert to review and aid in the interpretation of Doe’s mental health records as well as to present expert testimony to the jury regarding Doe’s credibility and propensity for violence. The district court denied the motion, finding it was premature because the court had not made a determination as to whether the records would be admissible at trial.

Cashen then proceeded to depose Doe. In her deposition, Doe acknowledged she had been involved in past abusive relationships with other men. She also testified she had been diagnosed with posttraumatic stress disorder, anxiety, depression, and had been in counseling and therapy since she was fifteen years old. She indicated she had displayed impulsive and reactive behavior in the past and became easily frustrated when she was in her relationship with Cashen. Doe also said she was taking a prescription antidepressant. She said she was taking the medication because she was nervous about the safety and welfare of her boyfriend, who was serving in the armed services. She also believed Cashen was a very violent man, and she worried about retribution from him.

Cashen also employed a private investigator who acquired some of Doe’s mental health records from a medical office and a hospital. After the State learned Cashen had acquired these records, it filed a motion in limine to exclude the records, as well as other matters, from trial. The State also sought to preclude admission of Doe’s prior mental health history revealed in her deposition.

The district court denied the motion in limine. It found the mental health history of Doe, specifically her propensities for violence and explosive behavior, was relevant to Cashen’s defense of self-defense. It also determined the records could be relevant to Doe’s credibility as a witness to accurately observe and recall the events leading to the charges and may be helpful to impeach her at trial. The court continued the trial to allow Cashen the opportunity to secure an expert to review the records and testify, if necessary, on the issues of Doe’s propensity for violence and her credibility.

On November 29 Cashen filed two separate motions, the first to reconvene Doe’s deposition and the second to obtain Doe’s mental health records. On December 11 the court ordered Doe to execute a patient waiver form in favor of Cashen’s counsel and, upon receipt of the records, permit Cashen’s counsel to reconvene the deposition of Doe to explore those areas connected to the records.

The State responded by filing an application for discretionary review. We granted the application and transferred the case to the court of appeals. The only issue argued on appeal was whether the district court erred in allowing the disclosure of Doe’s mental health records.

The court of appeals affirmed the district court’s order in part and reversed in part. It found Cashen had demonstrated a compelling need for the mental health records and affirmed the decision of the district court ordering disclosure of the records and admission of expert testimony on the issues of Doe’s propensity for vio[405]*405lence and her credibility. It additionally found the district court had no authority to order the State to secure and produce the patient waiver of a witness, but failed to further address the procedure for the production of the records. We granted further review.

II. Standard of Review.

Ordinarily, we review discovery orders for an abuse of discretion. State v. Schuler, 774 N.W.2d 294, 297 (Iowa 2009). However, to the extent the issues in this case involve constitutional claims, our review is de novo. State v. Reyes, 744 N.W.2d 95, 99 (Iowa 2008). Because the issues in this case rest on constitutional claims involving Cashen’s due process right to present a defense, our review is de novo. See Pennsylvania v. Ritchie, 480 U.S. 39, 56, 107 S.Ct. 989, 1001, 94 L.Ed.2d 40, 57 (1987) (holding a due process analysis applies in determining whether to disclose a child protective service agency’s privileged records for purposes of a defendant presenting a defense).

III. Analysis.

A. The State’s Claims. In State v. Heemstra, 721 N.W.2d 549, 563 (Iowa 2006), we allowed a defendant to obtain the medical records of a homicide victim to assist the defendant in presenting his defense. There, the defendant was facing a first-degree murder charge that carried a sentence of life in prison without the possibility of parole. Heemstra, 721 N.W.2d at 551, 563. In this appeal, the State argues this case is distinguishable from our decision in Heemstra because it “does not present any ‘unique facts’ warranting abrogation of the psychotherapist privilege and intrusion into the victim’s mental health records.” The only real difference between this case and Heemstra is the severity of the penalty. If convicted, Cashen can be deprived of his liberty and potentially sentenced to ten years in prison. See Iowa Code § 902.9(5) (2005) (stating a defendant’s conviction for a class “D” felony subjects the defendant to possible confinement for no more than five years). Regardless of the charge or the penalty, all defendants have a right to a fair trial. See generally Gentile v. State Bar of Nev., 501 U.S. 1030, 1075, 111 S.Ct. 2720, 2745, 115 L.Ed.2d 888, 923 (1991) (Rehnquist, C.J., dissenting in part) (“Few, if any, interests under the Constitution are more fundamental than the right to a fair trial.”). Thus, there is no reason to apply the law regarding the disclosure of privileged records differently based on the severity of a defendant’s sentence.

The State’s fallback position is that if the records are made available to the defendant’s attorney, the records should only be disclosed on a limited basis.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State of Iowa v. Clinton Travis Sauvain
Court of Appeals of Iowa, 2021
State of Iowa v. Patrick J. Barrett Jr
Supreme Court of Iowa, 2020
State of Iowa v. Mark Bernard Retterath
Court of Appeals of Iowa, 2020
State of Iowa v. Richard Wayne Leedom
Supreme Court of Iowa, 2020
Cathryn Ann Linn v. State of Iowa
929 N.W.2d 717 (Supreme Court of Iowa, 2019)
State of Iowa v. Patrick Barrett Jr.
Court of Appeals of Iowa, 2018
Jacob Lee Schmidt v. State of Iowa
909 N.W.2d 778 (Supreme Court of Iowa, 2018)
State v. Retterath
Court of Appeals of Iowa, 2017
State of Iowa v. Adam Christopher Dahl
874 N.W.2d 348 (Supreme Court of Iowa, 2016)
State of Iowa v. Zachariah Jonathan Davis
Court of Appeals of Iowa, 2015
State of Iowa v. Robert Gerald Hoose
Court of Appeals of Iowa, 2014
State of Iowa v. Kurt Jan Munn
Court of Appeals of Iowa, 2014

Cite This Page — Counsel Stack

Bluebook (online)
789 N.W.2d 400, 2010 Iowa Sup. LEXIS 63, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-iowa-vs-ross-ian-cashen-iowa-2010.