State of Arizona v. Richard J. Glassel

312 P.3d 1119, 233 Ariz. 353, 674 Ariz. Adv. Rep. 27, 2013 WL 6163376, 2013 Ariz. LEXIS 267
CourtArizona Supreme Court
DecidedNovember 21, 2013
DocketCR-13-0060-AP
StatusPublished
Cited by5 cases

This text of 312 P.3d 1119 (State of Arizona v. Richard J. Glassel) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Arizona v. Richard J. Glassel, 312 P.3d 1119, 233 Ariz. 353, 674 Ariz. Adv. Rep. 27, 2013 WL 6163376, 2013 Ariz. LEXIS 267 (Ark. 2013).

Opinion

Chief Justice BERCH,

opinion of the Court.

¶ 1 In State v. Griffin, 121 Ariz. 538, 592 P.2d 372 (1979), the Court held that when a convicted defendant dies before his direct appeal is decided, the death abates the prosecution from the outset, and the conviction is set aside. Today, we hold that Griffin’s doctrine of abatement ab initio does not apply when a defendant dies after his conviction is affirmed, but while post-conviction relief proceedings are pending.

*354 I. BACKGROUND

¶ 2 A jury found Richard J. Glassel guilty of two counts of first degree murder and thirty counts of attempted first degree murder following a shooting spree at a homeowners’ association meeting in 2000. He was sentenced to death in 2003. We affirmed his convictions and sentences in 2005, State v. Glassel, 211 Ariz. 33, 116 P.3d 1193 (2005), and the Supreme Court denied his petition for certiorari a year later, Glassel v. Arizona, 547 U.S. 1024, 126 S.Ct. 1576, 164 L.Ed.2d 308 (2006).

¶3 In 2010, Glassel filed a petition for post-conviction relief under Rule 32, Ariz. R.Crim. P., alleging, among other things, that he was denied his right to competent counsel at trial. That petition was pending when he died in January 2013. After Glas-sel’s death, the superior court judge dismissed the Rule 32 proceeding as well as the indictment and conviction, concluding that Griffin compelled that result.

¶4 We granted the State’s petition for review because this case calls into question the scope and the continuing vitality of this Court’s opinion in Griffin. We have jurisdiction pursuant to Article 6, Section 5(3) of the Arizona Constitution and AR.S. § 13-4031.

II. DISCUSSION

¶ 5 Whether the court must set aside a validly obtained and affirmed conviction if the defendant dies while a post-conviction relief proceeding is pending is a question of law, which we review de novo. Wilmot v. Wilmot, 203 Ariz. 565, 569 ¶ 10, 58 P.3d 507, 511 (2002).

¶ 6 In Griffin, this Court held that “death pending appeal abates the appeal and the conviction.” 121 Ariz. at 539, 592 P.2d at 373. We reasoned, as had a majority of jurisdictions at that time, that upon the defendant’s death, “the interests of the state in protection of society have been satisfied, the imposition of punishment is impossible, and collection of fines or forfeiture result[s] in punishing innocent third parties.” Id. at 538-39, 592 P.2d at 372-73. The parties here disagree whether a Rule 32 petition asserting ineffective assistance of counsel is the kind of “appeal” that should cause Glassel’s convictions to abate.

¶ 7 The State maintains that Griffin requires abatement only if a defendant dies during the pendency of a direct appeal, not a collateral proceeding such as a post-conviction relief proceeding. In Griffin, we noted that the federal courts distinguish direct appeals from requests for discretionary review, such as petitions for certiorari, and abate convictions only when defendants die while their direct appeals are pending. Id. at 538 n. 1, 592 P.2d at 372 n. 1 (citing Dove v. United States, 423 U.S. 325, 96 S.Ct. 579, 46 L.Ed.2d 531 (1976); United States v. Bechtel, 547 F.2d 1379 (9th Cir.1977)).

¶ 8 Glassel asserts that his Rule 32 petition was “equivalent to a direct appeal” because it provided the first opportunity to assert his claim for ineffective assistance of counsel. He correctly notes that this Court has instructed defendants not to bring ineffective assistance of counsel claims on direct appeal, but instead to raise them in Rule 32 petitions. See State v. Spreitz, 202 Ariz. 1, 3 ¶ 9, 39 P.3d 525, 527 (2002).

¶ 9 This Court, however, has consistently distinguished post-conviction relief proceedings from direct appeals. “The right to appeal is guaranteed by our constitution, Ariz. Const, art. 2, § 24, but the Rule 32 procedure is not.” State v. Carriger, 143 Ariz. 142, 145, 692 P.2d 991, 994 (1984). Moreover, we have explained that a Rule 32 petition exists “separate and apart from the right to appeal” and is “a collateral attack upon the judgment.” Id. at 145,148, 692 P.2d at 994, 997. Thus, following a conviction, a defendant has the right to challenge the sufficiency of evidence and to assert any trial errors through direct appeal. Glassel exercised that right, and his convictions and sentences were affirmed. Glassel, 211 Ariz. at 59 ¶ 119, 116 P.3d at 1219.

¶ 10 Even when a Rule 32 petition provides the first opportunity for review, as occurs when a defendant pleads guilty, admits a probation violation, or asserts an ineffective assistance of counsel claim, the Rule 32 process does not equate to a direct appeal. See State v. Smith, 184 Ariz. 456, 458, 910 *355 P.2d 1, 3 (1996) (differentiating between direct appeals and Rule 32 proceedings); Montgomery v. Sheldon, 181 Ariz. 256, 259 n. 2, 889 P.2d 614, 617 n. 2 (1995) (referring to Rule 32 proceedings as “a distinct form of appellate review”); Wilson v. Ellis, 176 Ariz. 121, 123, 859 P.2d 744, 746 (1993) (discussing “appellate review by PCR in lieu of direct appeal”). A post-conviction relief proceeding under Rule 32 is, in most circumstances, a proceeding “supplementary to the direct appeal.” People v. Valdez, 911 P.2d 703, 704 (Colo. App. 1996).

¶ 11 Once this Court affirmed Glassel’s convictions, his direct appellate process was complete. Thus, GlassePs convictions were presumed to have been regularly obtained and valid well before he died. See Canion v. Cole, 210 Ariz. 598, 600 ¶ 13, 115 P.3d 1261, 1263 (2005) (noting that “the State is entitled to a presumption that [the defendant’s] convictions were regularly obtained and are valid”). Therefore, Griffin does not require that we set aside Glassel’s convictions, even though his Rule 32 petition was not resolved before he died, and we decline to extend Griffin’s abatement doctrine beyond the context of direct appeals. Cf. Valdez, 911 P.2d at 704 (concluding that after a “defendant has already pursued unsuccessfully a direct appeal,” “collateral appeals should be subject to dismissal but not abatement ab initio

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312 P.3d 1119, 233 Ariz. 353, 674 Ariz. Adv. Rep. 27, 2013 WL 6163376, 2013 Ariz. LEXIS 267, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-arizona-v-richard-j-glassel-ariz-2013.