State of Alaska, Office of the Governor Mike Dunleavy, in an official capacity v. The Alaska Legislative Council, on behalf of the Alaska State Legislature

498 P.3d 608
CourtAlaska Supreme Court
DecidedNovember 12, 2021
DocketS18003
StatusPublished
Cited by4 cases

This text of 498 P.3d 608 (State of Alaska, Office of the Governor Mike Dunleavy, in an official capacity v. The Alaska Legislative Council, on behalf of the Alaska State Legislature) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Alaska, Office of the Governor Mike Dunleavy, in an official capacity v. The Alaska Legislative Council, on behalf of the Alaska State Legislature, 498 P.3d 608 (Ala. 2021).

Opinion

Notice: This opinion is subject to correction before publication in the PACIFIC REPORTER. Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email corrections@akcourts.gov.

THE SUPREME COURT OF THE STATE OF ALASKA

STATE OF ALASKA, OFFICE OF ) THE GOVERNOR, GOVERNOR ) Supreme Court No. S-18003 MIKE DUNLEAVY, in an official ) capacity, ) Superior Court No. 1JU-20-00938 CI ) Appellant, ) OPINION ) v. ) No. 7567 – November 12, 2021 ) THE ALASKA LEGISLATIVE ) COUNCIL, on behalf of THE ) ALASKA STATE LEGISLATURE, ) ) Appellee. ) )

Appeal from the Superior Court of the State of Alaska, First Judicial District, Juneau, Philip M. Pallenberg, Judge.

Appearances: Margaret Paton Walsh, Assistant Attorney General, Anchorage, Janell Hafner, William E. Milks, Assistant Attorneys General, and Treg R. Taylor, Attorney General, Juneau, for Appellant. Megan A. Wallace, Hilary Martin, and Marie Y. Marx, Alaska State Legislature, Legislative Affairs Agency, Division of Legal and Research Services, Juneau, for Appellee. Before: Winfree, Maassen, Carney, and Borghesan, Justices, and Fabe, Senior Justice.* [Bolger, Chief Justice, not participating.]

MAASSEN, Justice.

I. INTRODUCTION Under the Alaska Constitution, many executive positions subject to appointment by the governor — including agency heads and members of boards and commissions — require legislative confirmation. This case concerns the effect of the Alaska Legislature’s failure to exercise its confirmation power during the disruptions in regular government activity due to the COVID-19 pandemic. The legislature relies on a preexisting statute and a 2020 modification of it to assert that its failure to act is the same as a denial of confirmation for all those appointees, with the consequence that they could not continue to serve as recess appointments. The governor argues that his appointees remain in office and continue to serve until the legislature votes on their confirmation, one way or the other, in joint session. The superior court granted summary judgment to the legislature, and the governor appealed. In April 2021 we considered the appeal on an expedited basis and reversed the superior court’s judgment in a brief order. We concluded that the laws defining legislative inaction as tantamount to rejection violate article III, sections 25 and 26 of the Alaska Constitution, which require that the legislature consider a governor’s appointees in joint session. This opinion explains our reasoning.

* Sitting by assignment made under article IV, section 11 of the Alaska Constitution and Alaska Administrative Rule 23(a).

-2- 7567 II. FACTS AND PROCEEDINGS A. Legal Background The Alaska Constitution directs that “[a]ll executive and administrative offices, departments, and agencies of the state government and their respective functions, powers, and duties shall be allocated by law among and within not more than twenty principal departments, so as to group them as far as practicable according to major purposes.”1 Each of these “principal departments” is headed by either “a single executive”2 or “a board or commission.”3 The appointment process is the same in each case. Under article III, section 25, an individual named to head a principal department as “a single executive” “shall be appointed by the governor, subject to confirmation by a majority of the members of the legislature in joint session.” And under article III, section 26, “[w]hen a board or commission is the head of a principal department or a regulatory or quasi-judicial agency, its members shall be appointed by the governor, subject to confirmation by a majority of the members of the legislature in joint session.” The legislature has further defined by statute the process for confirming these appointees. Alaska Statute 39.05.080(3) provides, among other things, that a “person whose name is refused for appointment by the legislature” may not hold an interim appointment while the legislature is in recess. The statute also provides that the effect of legislative inaction in the confirmation context is “tantamount to a declination

1 Alaska Const. art. III, § 22. 2 See id. § 25. 3 See id. § 26.

-3- 7567 of confirmation.”4 The central legal question in this case is whether this latter provision violates article III, sections 25 and 26 of the Alaska Constitution. B. Facts In 2020, during the Second Regular Session of the Thirty-First Alaska State Legislature, Governor Mike Dunleavy presented over 90 appointees to the legislature for confirmation.5 Soon after, the global COVID-19 pandemic disrupted the normal functioning of government. In March 2020 the governor declared a public health emergency.6 Later in the month the legislature, uncertain about when the pandemic would allow it to physically meet, passed legislation effectively extending the deadline for confirmation of the governor’s appointees beyond the end of the regular session.7 House Bill 309 allowed the Second Session of the Thirty-First Alaska State Legislature to act on appointments “at any time.”8 It overrode the statutory deadline of

4 AS 39.05.080(3) (“Failure of the legislature to act to confirm or decline to confirm an appointment during the regular session in which the appointment was presented is tantamount to a declination of confirmation on the day the regular session adjourns.”). 5 See 2020 House Journal 1528-37. 6 Office of Governor Mike Dunleavy, Governor Issues Public Health Disaster Emergency Declaration for COVID-19 (Mar. 11, 2020), https://gov.alaska.gov/newsroom/2020/03/11/governor-issues-public-health-disaster­ emergency-declaration-for-covid-19/; see AS 26.23.020(c) (granting governor power to declare public health emergencies). 7 Ch. 9, SLA 2020 (H.B. 309); ch. 10, SLA 2020 (S.B. 241). The legislation enacted only uncodified laws; we refer to the laws by their bill numbers for ease of reference. 8 Ch. 9, § 1(a)(1), SLA 2020.

-4- 7567 AS 39.05.080(3) by making the failure to act on confirmations by the end of the legislative session “not tantamount to a declination of confirmation” until the earlier of January 18, 2021, or 30 days after either the expiration of the governor’s March public health emergency order or a proclamation that the emergency no longer existed.9 Senate Bill 241 extended the governor’s declaration of a public health emergency to November 15, 2020. The legislature then went into extended recess, having confirmed no appointees. The governor’s public health emergency declaration expired on November 15. Under H.B. 309, the legislature’s failure to act on the governor’s nominations became “tantamount to a declination of confirmation” on December 15.10 The next day the governor asserted in letters to the senate president and the speaker of the house that his appointees would “continue to serve under valid appointments” and that he was “exercising [his] constitutional authority under the Alaska Constitution, article III, Section 27” — the recess appointment clause — “to continue their appointments.” C. Proceedings In December 2020 the Legislative Council filed a complaint against the governor in superior court. The Legislative Council requested a declaration that the governor had violated AS 39.05.080, H.B. 309, and article III, sections 25 and 26 of the Alaska Constitution, and that his attempt to continue the appointments beyond the

9 Id. § 1(b) (emphasis added). 10 In their superior court pleadings both parties cited December 16 as the date on which the appointments were deemed declined under H.B. 309, but the superior court calculated the effective date as December 15. The Legislative Council uses this date in its brief in this appeal, whereas the governor continues to use December 16.

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498 P.3d 608, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-alaska-office-of-the-governor-mike-dunleavy-in-an-official-alaska-2021.