STATE FOR USE OF DEPT. OF CORR. v. Pena

855 P.2d 805, 1993 WL 242328
CourtSupreme Court of Colorado
DecidedJuly 6, 1993
Docket92SC240
StatusPublished

This text of 855 P.2d 805 (STATE FOR USE OF DEPT. OF CORR. v. Pena) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
STATE FOR USE OF DEPT. OF CORR. v. Pena, 855 P.2d 805, 1993 WL 242328 (Colo. 1993).

Opinion

855 P.2d 805 (1993)

The STATE of Colorado, for the Use of the DEPARTMENT OF CORRECTIONS, Petitioner,
v.
Federico PEÑA, Mayor of the City and County of Denver; J.D. MacFarlane, Manager of Safety, City and County of Denver; John Simonet, Director of Corrections for the City and County of Denver; Mose Trujillo, Warden of the Jail for the City and County of Denver; Sal Carpio, Robert Crider, Kathy Donohue, Stephanie Foote, Ted Hackworth, Nieves McIntyre, Kathy Reynolds, William Roberts, William Scheitler, John Silchia, and Paul Swalm, City Council Members, City and County of Denver, Respondents.

No. 92SC240.

Supreme Court of Colorado, En Banc.

July 6, 1993.

*806 Gale A. Norton, Atty. Gen., Raymond T. Slaughter, Chief Deputy Atty. Gen., Timothy M. Tymkovich, Sol. Gen., Paul Farley, Deputy Atty. Gen., John August Lizza, First Asst. Atty. Gen., Paul S. Sanzo, Asst. Atty. Gen., Denver, for petitioner.

Daniel E. Muse, City Atty., Stan M. Sharoff, Asst. City Atty., Denver, for respondents.

Justice LOHR delivered the Opinion of the Court.

This case arises as a result of the difficulties encountered at both the state and county levels due to a lack of available prison space for the housing of state-sentenced prisoners, the General Assembly's attempt to compensate any county or city and county for the expense of housing state prisoners, and the refusal of the City and County of Denver (Denver) to accept "technical" parole violators from the State.

I

The relevant facts are undisputed. In 1985, the General Assembly sought to provide partial reimbursement to any county or city and county housing state-sentenced prisoners pending transfer to state correctional facilities. To that end, the legislature passed section 17-1-112(1), 8A C.R.S. (1986) (the prison reimbursement statute), which provided that subject to appropriations, the Colorado Department of Corrections (DOC) would pay any county or city and county $16 per day per prisoner, subject to certain limitations not relevant here.[1] At the same time, the General Assembly appropriated for the fiscal year beginning July 1, 1985, an additional $886,950 to the DOC for it to carry out its duties under article 1 of title 17, Colorado Revised Statutes. See ch. 340, sec. 2, 1985 Colo. Sess.Laws 1339, 1339-40.

Denver, which was then housing state prisoners, billed the DOC for payments under the prison reimbursement statute and continued to do so at all times relevant to this dispute. However, the DOC ceased making payments to Denver, even though money originally appropriated by the General Assembly for such payments was still available. Finally, on April 16, 1986, the General Assembly amended its previous appropriation of $886,950 by reducing it to $216,928, thereby "disappropriating" $670,022 in unspent funds which would otherwise have been available to the DOC to compensate counties such as Denver for the housing of state prisoners.[2]See ch. 7, sec. 2, 1986 Colo.Sess.Laws 155, 160.

*807 At the same time, the problem of prison overcrowding was increasing. Both the DOC and Denver were struggling to meet the demands for housing the increasing numbers of offenders, but with inadequate resources to do so. Due to the DOC's inability to house all offenders sentenced to its facilities, state prisoners remained in county jails following sentencing until the DOC was capable of housing them in the state prison system.[3] This placed added strains on the Denver County Jail. Consequently, Denver initiated a policy whereby it refused to accept "technical" parole violators[4] brought to it for temporary housing.[5]

On May 1, 1986, parolee William Espinoza was arrested by two parole officers in Denver and transported to the prearraignment detention facility at the Denver County Jail. The facility refused to accept him, asserting that Espinoza was a technical parole violator and that due to a new Denver policy, such offenders would no longer be accepted by the Denver County Jail. The next day, the DOC filed a petition in Denver District Court to compel Denver to accept accused parole violators pending revocation proceedings. On May 14, 1986, Denver counterclaimed, seeking $16 per day pursuant to the prison reimbursement statute for each state prisoner housed in the Denver County Jail.[6]

*808 On September 28, 1987, the trial court entered an order that required the DOC to remove all state prisoners from the Denver County Jail and that prohibited further backlogging of state prisoners at that facility. Those rulings were not appealed. The trial court additionally held that (1) Denver was not obligated to accept technical parole violators and (2) Denver was entitled to a judgment in the amount of $835,136 as compensation for housing state-sentenced prisoners pursuant to the prison reimbursement statute.[7] On October 19, 1987, the trial court stayed the enforcement of that judgment pending appellate review.

The Colorado Court of Appeals affirmed the judgment of the trial court, State ex rel. Dep't of Corrections v. Peña, 837 P.2d 210, 213 (Colo.App.1992), and we granted certiorari to decide the following issues:

Whether the court of appeals erred in affirming the district court's judgment against the state department of corrections in favor of the city of Denver in the amount of $835,136.
Whether the court of appeals erred in affirming the district court's ruling that the Denver County Jail is not required to receive alleged parole violators who are awaiting revocation hearings.

II

We first address the question of whether it was error to enter judgment in the amount of $835,136 in favor of Denver based on the prison reimbursement statute. In answering this question, two distinct issues are raised. The first is essentially an issue of judicial power—whether a trial court has the authority to enter a judgment against the state in the absence of an appropriation by the General Assembly to satisfy that judgment. The second concerns whether the court of appeals and the trial court properly relied on the prison reimbursement statute in awarding a judgment in favor of Denver. We address each issue in turn.

A

The DOC argues that since the money originally appropriated for payments under the prison reimbursement statute had been disappropriated prior to the trial court's ruling, the court lacked the power to enter a judgment pursuant to that statute. The basis of this argument is that the General Assembly has the absolute power over appropriations, subject only to constitutional limits, see Colorado General Assembly v. Lamm, 700 P.2d 508, 519 (Colo. 1985), and that the judicial branch can neither order an agency to make expenditures nor order the General Assembly to make funds available for a particular purpose. The DOC concludes that because there were no funds appropriated to satisfy the judgment entered in favor of Denver at the time the trial court entered that judgment, the judgment cannot stand, as it violates the principle of separation of powers set forth in article III of the Colorado Constitution.[8]

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Bluebook (online)
855 P.2d 805, 1993 WL 242328, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-for-use-of-dept-of-corr-v-pena-colo-1993.