State ex rel. Ware v. O'Malley

2024 Ohio 5242, 251 N.E.3d 145, 177 Ohio St. 3d 249
CourtOhio Supreme Court
DecidedNovember 5, 2024
Docket2023-1084
StatusPublished

This text of 2024 Ohio 5242 (State ex rel. Ware v. O'Malley) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Ware v. O'Malley, 2024 Ohio 5242, 251 N.E.3d 145, 177 Ohio St. 3d 249 (Ohio 2024).

Opinion

[This opinion has been published in Ohio Official Reports at 177 Ohio St.3d 249.]

THE STATE EX REL . WARE v. O’MALLEY, PROS. ATTY., ET AL. [Cite as State ex rel. Ware v. O’Malley, 2024-Ohio-5242.] Mandamus—Public Records Act—R.C. 149.43(B)(8)—Personnel file of assistant prosecuting attorney improperly withheld from inmate by prosecutor’s office under R.C. 149.43(B)(8) because personnel file did not concern a criminal investigation or prosecution—Limited writ granted, statutory damages denied, and court costs awarded. (No. 2023-1084—Submitted September 3, 2024—Decided November 5, 2024.) IN MANDAMUS. __________________ The per curiam opinion below was joined by DEWINE, DONNELLY, STEWART, BRUNNER, and DETERS, JJ. KENNEDY, C.J., concurred in part and dissented in part, with an opinion. FISCHER, J., dissented.

Per Curiam. {¶ 1} Relator, Kimani E. Ware, an inmate at the Richland Correctional Institution, requests a writ of mandamus ordering production of the personnel file of a Cuyahoga County assistant prosecuting attorney in response to a public-records request. Ware also seeks awards of statutory damages and court costs. Respondents, Cuyahoga County Prosecuting Attorney Michael C. O’Malley and Assistant Prosecuting Attorney Kelli K. Perk (collectively, “the prosecutor”), did not provide Ware with the personnel file he requested, asserting that the personnel files of all prosecuting attorneys necessarily concern a criminal prosecution within the meaning of R.C. 149.43(B)(8) and that Ware therefore must comply with that statute to be entitled to the requested records. SUPREME COURT OF OHIO

{¶ 2} Because the prosecutor has not shown that R.C. 149.43(B)(8) applies to the records at issue, we grant a limited writ ordering the prosecutor to produce the requested personnel file to Ware, subject to proper redactions as authorized by law. We grant Ware’s request for an award of court costs but deny his request for statutory damages. FACTUAL AND PROCEDURAL BACKGROUND {¶ 3} In May 2023, the Cuyahoga County Prosecutor’s Office received a public-records request from Ware by certified mail. Ware requested copies of (1) the personnel file of Assistant Prosecuting Attorney James E. Moss and (2) the roster of employees in the prosecutor’s office. {¶ 4} Perk responded to Ware’s request less than a month after it was received. She provided Ware with a copy of the employee roster but did not produce Moss’s personnel file. Because Ware is incarcerated, Perk withheld Moss’s personnel file under R.C. 149.43(B)(8) because “Moss had handled a variety of appellate matters relating to criminal prosecutions.” Under R.C. 149.43(B)(8), a public office is not required to provide an incarcerated person with a public record “concerning a criminal investigation or prosecution” unless the inmate has first obtained a finding from his sentencing judge that the information sought in the records “is necessary to support what appears to be a justiciable claim.” In a letter to Ware, Perk explained that the prosecutor would not produce Moss’s personnel file to Ware unless Ware obtained an R.C. 149.43(B)(8) finding from his sentencing judge. {¶ 5} Ware commenced this action in August 2023, seeking a writ of mandamus ordering the prosecutor to provide him with a copy of Moss’s personnel file and seeking awards of statutory damages and court costs. We denied the prosecutor’s motion to dismiss, granted an alternative writ, and ordered respondents to submit an unredacted copy of Moss’s personnel file to the court for in camera inspection. 2024-Ohio-1384.

2 January Term, 2024

ANALYSIS {¶ 6} Mandamus is an appropriate remedy by which to compel compliance with R.C. 149.43, the Public Records Act. R.C. 149.43(C)(1)(b). To obtain a writ of mandamus under the Public Records Act, Ware must show that he has a clear legal right to the records he requests and a corresponding clear legal duty on the prosecutor’s part to provide it. State ex rel. Ellis v. Maple Hts. Police Dept., 2019- Ohio-4137, ¶ 5. {¶ 7} To establish these elements, Ware relies on R.C. 149.43(B)(1), which provides:

Subject to division (B)(8) of this section, upon request by any person, a public office or person responsible for public records shall make copies of the requested public record available to the requester at cost and within a reasonable period of time. If a public record contains information that is exempt from the duty to permit public inspection or to copy the public record, the public office or the person responsible for the public record shall make available all of the information within the public record that is not exempt.

(Emphasis added.) Exceptions to disclosure are strictly construed against the public office, which has the burden to establish the applicability of an exception. State ex rel. Miller v. Ohio Highway Patrol, 2013-Ohio-3720, ¶ 23. R.C. 149.43(B)(8) Does Not Apply to Ware’s Request for Moss’s Personnel File {¶ 8} The prosecutor relies on the “[s]ubject to division (B)(8)” language of R.C. 149.43(B)(1) to support the denial of Ware’s records request. The prosecutor argues that Ware can show neither a clear legal right to Moss’s personnel file nor a clear legal duty on the part of the prosecutor to provide it, because R.C. 149.43(B)(8) limits an incarcerated person’s right to obtain such records. R.C. 149.43(B)(8) states:

3 SUPREME COURT OF OHIO

A public office or person responsible for public records is not required to permit a person who is incarcerated pursuant to a criminal conviction . . . to obtain a copy of any public record concerning a criminal investigation or prosecution . . . unless the request to inspect or to obtain a copy of the record is for the purpose of acquiring information that is subject to release as a public record under this section and the judge who imposed the sentence or made the adjudication with respect to the person, or the judge’s successor in office, finds that the information sought in the public record is necessary to support what appears to be a justiciable claim of the person.

(Emphasis added.) {¶ 9} We have described R.C. 149.43(B)(8) as “broad and encompassing” and as “clearly set[ting] forth heightened requirements for inmates seeking public records.” (Emphasis in original.) State ex rel. Russell v. Thornton, 2006-Ohio-5858, ¶ 14 (analyzing a public-records mandamus case under former R.C. 149.43(B)(4), now codified at R.C. 149.43(B)(8)). In Russell, we held that the statute barred an inmate from obtaining offense and incident reports that were otherwise public records, because the inmate had not first obtained a finding from his sentencing judge that the records were necessary to support a justiciable claim. Id. at ¶ 3-4, 16. {¶ 10} The prosecutor in this case concedes that whether R.C. 149.43(B)(8) applies to an inmate’s request for an assistant prosecuting attorney’s personnel file is an issue of first impression in this court. The prosecutor argues that records “concerning a criminal investigation or prosecution” under R.C. 149.43(B)(8) necessarily include Moss’s personnel file because Moss is an assistant prosecuting attorney “tasked with the responsibility of prosecuting crimes” and therefore, his

4 January Term, 2024

personnel file relates to the “general process by which an accused is tried and punished for criminal activity,” State v. Bess, 2010-Ohio-3292, ¶ 20. Indeed, the prosecutor argues that Moss has handled and continues to handle appellate matters related to criminal prosecutions and that documents in Moss’s personnel file repeatedly reference “the prosecutorial nature of his work.” {¶ 11} The prosecutor bears the burden of showing that R.C. 149.43(B)(8) applies to Moss’s personnel file in this case. See State ex rel. Ware v. Parikh, 2023- Ohio-759, ¶ 11-12. The prosecutor has not met that burden. Even if we were to accept the prosecutor’s premise that R.C.

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State ex rel. Ware v. O'Malley
2024 Ohio 5242 (Ohio Supreme Court, 2024)

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Bluebook (online)
2024 Ohio 5242, 251 N.E.3d 145, 177 Ohio St. 3d 249, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-ware-v-omalley-ohio-2024.