State Ex Rel. Thompson v. Riveland

326 N.W.2d 768, 109 Wis. 2d 580, 1982 Wisc. LEXIS 2933
CourtWisconsin Supreme Court
DecidedDecember 2, 1982
Docket81-1642
StatusPublished
Cited by16 cases

This text of 326 N.W.2d 768 (State Ex Rel. Thompson v. Riveland) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Thompson v. Riveland, 326 N.W.2d 768, 109 Wis. 2d 580, 1982 Wisc. LEXIS 2933 (Wis. 1982).

Opinions

[581]*581STEINMETZ, J.

The issue is whether the decision to revoke the probation of Curtis Lee Thompson (Thompson) should be overturned because there was insufficient evidence in the record to warrant revocation or because he was denied rights to confrontation, since the revocation was based entirely on hearsay evidence. A secondary issue is whether the court of appeals was required to remand the case to the Department of Health and Social Services (department) for further revocation proceedings rather than reverse the circuit court’s order dismissing Thompson’s petition for certiorari.

On October 9, 1978, Thompson was convicted of the crime of burglary. He was placed on probation for a period of three years, with six months in the county jail as a condition of probation.

On July 13, 1980, Thompson was involved in an incident at his home which resulted in the death of his brother, Andrew Thompson. He was originally charged with manslaughter; that charge was subsequently amended to homicide by reckless conduct. The state ultimately moved to dismiss all charges on January 7, 1981, and no criminal conviction was ever obtained against Thompson in connection with his brother’s death. The record does not indicate the reasons why all charges were dismissed.

The death of Thompson’s brother prompted the department to seek revocation of Thompson’s probation. The final probation hearing was held before a hearing examiner on October 29, 1980, at which time Thompson’s probation was revoked. The revocation was based almost entirely on the testimony of Debra Trakel, a department agent. Trakel testified about the circumstances of Andrew Thompson’s death from the violation report prepared for the revocation proceedings by agent John Hovel, Thompson’s supervising agent.1 She admitted [582]*582that she had no personal knowledge whatsoever of the events. In addition, the report contained a verbatim copy of a statement allegedly made to Hovel by Thompson concerning the stabbing incident. Also admitted at the hearing were a case history review, the death certificate and the coroner’s protocol of the cause of death of Andrew Thompson, the brother.

The hearing examiner determined that Thompson had violated Rule 1 of his rules of probation which required that he “avoid all conduct which is in violation of criminal law or ordinances” and Rule 5 which required that he “not purchase, possess, own or carry any firearm or any other weapon without advance approval of your agent.” Specifically, the examiner found that while Thompson and his brother were quarreling, Thompson picked up a butcher knife and swung it at his brother, causing a stab wound of the aorta, pulmonary artery and lungs, and the death of his brother. The hearing examiner also found that Thompson had failed to adequately cooperate with his agent and participate in community-based treatment programs. This failure, reasoned the examiner, demonstrated that alternatives to revocation were not feasible. He concluded that Thompson had violated the conditions of his probation and that failure to revoke his probation would unduly depreciate the seriousness of his conduct.

The executive assistant to the secretary of the department affirmed the revocation. Thompson petitioned the circuit court for Milwaukee county for certiorari to review the department’s revocation order. Thompson’s petition was dismissed and sentence imposed on March 30, 1981. A formal order dismissing the petition for writ of certiorari and affirming the department’s revocation order was entered on July 30,1981, by the Honorable Victor A. Manían.

Thompson appealed to the court of appeals. The primary issue addressed by the court of appeals was wheth[583]*583er Thompson’s confrontation rights under the Sixth and Fourteenth Amendments were violated when his probation was revoked on the basis of hearsay evidence. That court, in an unpublished decision, held that Thompson’s confrontation rights were violated and relied upon its decision in State ex rel. Henschel v. H&SS Department, 91 Wis. 2d 268, 271, 282 N.W.2d 618 (Ct. App. 1979). In Henschel, the court of appeals held that a probation violation may not be proved entirely by “unsubstantiated hearsay.” In Henschel, the kind of hearsay evidence that the court of appeals disapproved of is not described. Under most circumstances, the concern of a hearing examiner is not whether the hearsay evidence is substantiated, but whether it is reliable. For this reason, we think it is apparent that the court of appeals meant “unreliable hearsay” and not “unsubstantiated hearsay” in Henschel. We read Henschel to hold that a probation violation may not be proved entirely by “unreliable hearsay.”

We need not address the issue of whether Thompson’s right to confrontation was violated, since we find that he was denied due process guaranteed by the Fourteenth Amendment of the United States Constitution and Art. I, sec. 8 of the Wisconsin Constitution2 by the lack of [584]*584notice of the total extent and nature of the alleged violations of probation.3 In addition, we find that on the record before the hearing examiner, there was insufficient evidence to warrant revocation.4

Until the final hearing, Thompson only received notice that he violated Rules No. 1 and No. 5 of probation, i.e., he committed a crime and possessed a weapon without agent approval. However, at the final hearing, there was a substantial amount of hearsay evidence presented to demonstrate that Thompson did not satisfactorily cooperate with his supervisors while on probation. The hearing examiner based the decision to revoke, at least in part, on Thompson’s lack of cooperation while under supervision. But until the final hearing, Thompson never received notice that the department was also seeking to revoke his probation because he failed to cooperate with his supervisors.

In Morrissey v. Brewer, 408 U.S. 471 (1972), the United States Supreme Court set out the minimum requirements of due process in the parole revocation setting. Gagnon v. Scarpelli, 411 U.S. 778, 782 (1973), held that those same requirements also apply to probation revocation. One of the requisites of due process is that the parolee or probationer receive proper notice of alleged violations. In Morrissey, 408 U.S. at 486-87, the court stated:

[585]*585“With respect to the preliminary hearing before this officer, the parolee should be given notice that the hearing will take place and that its purpose is to determine whether there is probable cause to believe he has committed a parole violation. The notice should state what parole violations have been alleged.” (Emphasis added.)

The Morrissey court also stated at 408 U.S. 488-89:

“Our task is limited to deciding the minimum requirements of due process. They include (a) written notice of the claimed violations of parole;

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State Ex Rel. Thompson v. Riveland
326 N.W.2d 768 (Wisconsin Supreme Court, 1982)

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Bluebook (online)
326 N.W.2d 768, 109 Wis. 2d 580, 1982 Wisc. LEXIS 2933, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-thompson-v-riveland-wis-1982.