State ex rel. S.G.

814 A.2d 612, 175 N.J. 132, 2003 N.J. LEXIS 17
Supreme Court of New Jersey·Decided January 27, 2003·Published·Cited by 39 cases

Opinion

The opinion of the Court was delivered by

LaVECCHIA, J.

In this case we consider whether a law firm may represent a defendant accused of shooting and lulling another of the firm’s clients. Our Rules of Professional Conduct (RPCs) prohibit an attorney from undertaking representation of a client when that representation will be directly adverse to the interests of another client. RPC 1.7(a). For a two-week period, members of the law firm involved here served as the attorney of record for the accused defendant and the victim. That simultaneous representation occurred because a deceased client continues to have interests that are entitled to the protection of the attorney-client relationship [135] until the representation is terminated consistent with our professional and procedural rules. We hold that, during the period of dual representation that occurred here, the interests of the two clients were adverse, resulting in a prohibited actual conflict. Accordingly, the firm may not proceed with the defense, notwithstanding the defendant’s desire to consent to the representation.

I.

Defendant, S.G., was charged with purposely or knowingly causing death or serious bodily injury resulting in death in violation of N.J.S.A 2C:ll-3(a). The charge arises out of the shooting death of Theodore J. Hilton (Hilton). We summarize the facts underlying that charge as presented by the investigating officer and accepted by the parties solely for the purpose of addressing the disqualification issue.

On August 1, 2001, a group of people congregated in the City of Camden at the intersection of Morton Street and Mt. Ephraim Avenue. The group had been at the intersection for approximately two hours when an altercation erupted between a man identified as ‘Woo” and a woman identified as “Shirley.” Shirley left, only to return twenty minutes later accompanied by five men, one of who is alleged to be S.G. The men demanded that Woo apologize to Shirley. Woo apologized, and then Shirley and her five companions left. Approximately thirty minutes later, the person alleged to be S.G. returned to the intersection with a firearm and began shooting into the crowd, hitting Hilton in the neck. The assailant was not apprehended at the scene. The Camden Police commenced an investigation into the incident, considering the event to constitute an aggravated assault.

Hilton survived for seven days after the shooting. He died as a result of the gunshot wound on August 8, 2001. Coincidentally, on the same day, the Office of the Camden County Prosecutor intervened in the investigation and arrested S.G., who was seventeen years old at the time of the shooting. A Juvenile Delinquency Complaint was filed and shortly thereafter, on August 13, 2001, [136] the State moved to transfer the matter to the Law Division, Criminal Part, in order to prosecute S.G. as an adult.

On August 14, 2001, Saul Steinberg, Esquire, of Sufrin, Zucker, Steinberg, Waller & Wixted (the Sufrin firm), entered his appearance of record on behalf of S.G. According to Steinberg, S.G.’s sister approached him about representing S.G. in connection with the shooting charge, and he agreed to do so before he learned the identity of the victim. In a certification, Steinberg informs us that he had a long-standing relationship with S.G.’s family, and had represented S.G.’s aunt and grandmother in civil matters. In addition, one of S.G.’s aunts had provided housekeeping and babysitting services to Steinberg’s family.

At the time Steinberg entered his appearance on behalf of S.G., Dennis Wixted, Esquire, also of the Sufrin firm, was serving as the attorney of record representing Hilton in connection with a narcotics charge that had been pending in the Law Division, Criminal Part, since May 18, 2001. That criminal charge was not dismissed until August 30, 2001, more than three weeks after Hilton’s death and two weeks after Steinberg had entered his appearance commencing representation of S.G. Wixted remained counsel of record on behalf of Hilton until dismissal of the charge.

The Sufrin firm had represented the victim on a previous occasion. Several years earlier, Steinberg represented Hilton on another narcotics charge. The representation in that matter commenced on September 13, 1996, and continued through Hilton’s plea and later sentencing on January 13,1997.

In summary, the Sufrin firm represented Hilton in two separate criminal matters over a period of five years. The firm was in the midst of representing him on one of those criminal charges at the time he allegedly was killed by S.G., and continued representation of his interests for three weeks thereafter until that charge was dismissed due to his death. While that narcotics charge was still pending, the Sufrin firm undertook representation of S.G., who stood accused of Hilton’s murder.

[137] The State moved to disqualify the firm from representing S.G. on the basis of its current and prior representation of the victim. The trial court held a hearing and denied the motion, stating that “the representation clearly is over, [because] the victim, defense counsel’s former client is now obviously deceased.” The trial court did not address further the State’s argument that an actual or potential actual conflict existed by virtue of the firm’s representation of both S.G. and Hilton. Having found that no actual conflict was present, the court concluded that, at that time, there was no other conflict-of-interest ground that supported overriding defendant’s right to counsel of his choice. The trial court left open, however, the prospect of addressing the conflict issue again as the case progressed.

On August 20, 2001, the trial court entered an order denying both the motion and the State’s request for a stay. The State moved for leave to file an emergent interlocutory appeal, which was denied by the Appellate Division. The State then filed with this Court a motion for leave to appeal. We granted the motion and summarily remanded the matter to the Appellate Division for consideration on the merits. In addition, all further proceedings in the trial court were stayed.

On remand, a divided panel of the Appellate Division affirmed the denial of the motion to disqualify. State in the Interest of S.G., 348 N.J.Super. 77, 98, 791 A.2d 285 (2002). The Appellate Division majority regarded the case as involving “successive” representation. Id. at 91, 791 A.2d 285. It concluded that due to Hilton’s death the Sufrin firm did not represent Hilton and S.G. simultaneously, and that no actual conflict of interest existed. Id. at 95, 791 A.2d 285. The majority also concluded that the circumstances presented only a potential for a conflict, and not a serious one at that, because there was no evidence that the Sufrin firm had obtained from Hilton any confidential information relevant to S.G.’s representation. Id. at 96, 791 A.2d 285. Accordingly, the risk of a potential conflict was not found to outweigh S.G.’s right to counsel of his choice. Ibid.

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State ex rel. S.G., 814 A.2d 612, 175 N.J. 132, 2003 N.J. LEXIS 17 (N.J. 2003).

814 A.2d 612 (State ex rel. S.G.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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