State Ex Rel. Seals v. State

831 So. 2d 828, 2002 La. LEXIS 3056, 2002 WL 31399648
Supreme Court of Louisiana·Decided October 25, 2002·No. 2000-KP-2738·Published·Cited by 40 cases

Opinion

831 So.2d 828 (2002)

STATE ex rel. Glen SEALS
v.
STATE of Louisiana.

No. 2000-KP-2738.

Supreme Court of Louisiana.

October 25, 2002.

*830 Paul D. Connick, Jr., District Attorney, Richard P. Ieyoub, Attorney General, Terry M. Boudreaux, Asst. District Attorney, for Applicant.

James Lohman, Nicholas J. Trenticosta, for Respondent.

TRAYLOR, J.[*]

Defendant, Glen E. Seals, was indicted for first degree murder in violation of La. Rev.Stat. 14:30. On March 1, 1993, defendant's attorney filed a "Motion for Psychiatric Evaluation," which was granted but not implemented. Shortly thereafter, defendant was tried, found guilty as charged, and sentenced to death. This court affirmed defendant's conviction and sentence. State v. Seals, 95-0305 (La.11/25/96), 684 So.2d 368. In 1998, defendant filed for and was granted post-conviction relief. The district court vacated the defendant's conviction and sentence and ordered a new trial. Upon the state's application, we granted certiorari to determine whether a retrospective determination of defendant's capacity to stand trial may be made from the evidence in the record.

FACTS AND PROCEDURAL HISTORY

On August 15, 1991, a Jefferson Parish Grand Jury indicted Glen E. Seals for the first degree murder of a cab driver during the commission of an armed robbery, in violation of La.Rev.Stat. 14:30. On March 1, 1993, Glenn Woods, defendant's attorney, filed a "Motion for Psychiatric Evaluation," requesting the court to appoint "a psychiatrist" to evaluate the defendant to determine whether he was "competent to stand trial and to determine his sanity at the time of the commission of the alleged offense."[1] Woods's motion did not designate a psychiatrist to be appointed. The trial judge signed the order to appoint a psychiatrist, however, the defendant was never examined, the order was not implemented, and the court made no determination regarding the defendant's competency.

In 1993, defendant was tried and found guilty as charged by a jury of his peers. After the guilt phase of trial concluded, the same jury then considered evidence presented at the sentencing phase of the proceedings. Having unanimously concluded that the state proved the aggravating circumstance of commission of murder during the perpetration of an armed robbery, the twelve members of the jury imposed the death sentence on defendant. This court *831 affirmed defendant's conviction and sentence. State v. Seals, 95-0305 (La.11/25/96), 684 So.2d 368.

In 1998, defendant filed an application for post-conviction relief.[2] Several grounds for relief were requested, including, inter alia: a Brady claim that the state withheld exculpatory evidence, Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963); a Napue/Agurs claim that the state presented false testimony; an ineffective assistance of counsel claim concerning both the guilt and penalty phases of trial, Napue v. Illinois, 360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959); United States v. Agurs, 427 U.S. 97, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976); and the instant Nomey claim asserting a due process violation for failure to conduct a competency examination of the defendant after it was ordered by the trial court. The district court conducted hearings on the Nomey claim and held the other claims in abeyance pending a final disposition, State v. Nomey, 613 So.2d 157 (La.1993).

The district court held a series of hearings to determine if defendant's request for the appointment of a psychiatrist was bona fide, made in good faith, and whether a meaningful retrospective evaluation of defendant's competency could be made under Nomey and Snyder. Over the course of several hearings, the court received testimony from former defense attorney Glenn Woods, lead trial counsel Martin Regan, and psychiatry experts Richard Richoux and Debra Deprato; oral arguments; and written memoranda from the parties. Throughout these proceedings, the state argued that the defendant was competent as evidenced by his lengthy trial testimony.

The state argues that the instant motion did nothing to rebut the legal presumption under La.Rev.Stat. 15:432 that the defendant was competent to proceed to trial. The absence of any such allegation is explained by the testimony of Glenn Woods, who stated that his purpose in filing the motion was to collect mitigation evidence to use in the penalty phase of trial. He stated that he wanted medical, psychiatric, social skills, background, and education information to present to the jury in mitigation.

The defense argued that the testimony of Glenn Woods and Dr. Richoux did not further the state's claims. Woods reported little recollection of working on the defendant's case. Dr. Richoux indicated that he could make a determination nunc pro tunc, but acknowledged that his brief consultations with defendant did not allow him to glean the kind of information he would obtain in a competency assessment. Dr. Richard Richoux conducted brief interviews of defendant, each lasting between five and fifteen minutes, while defendant was on prison suicide watch, but never examined the defendant for the purpose of a competency evaluation. Dr. Richoux agreed that a competency evaluation was certainly different from the visits he conducted with the defendant. Without firsthand knowledge of the defendant's mental condition, Dr. Richoux's testimony drew extensively from his retrospective reading of defendant's trial testimony. Furthermore, Dr. DePrado concluded that no retroactive determination was possible given the brevity of the consultations in 1993 and the lack of other information. The defendant contends that the state provided only scant evidence and has failed to *832 meet its burden of proving that there was enough evidence to make a retroactive determination.

After finding that it could not retrospectively determine the defendant's competence to stand trial, the district court then granted post conviction relief. In its oral reasons for judgment, the court stated in pertinent part:

After having those hearings, the Court finds that the information available to the doctors for a retroactive sanity [determination] is extremely small, extremely slight. It is—the "Schneider" case which indicated that retroactive sanity commissions—determinations of competency were not favored. So in order to overcome that, I think you would have to have some substantial material available.
In the "Schneider" [sic] case, there was an abundance of material available. There had also been a previous sanity commission. There were interviews by a number of psychologists and/or psychiatrists. There were medical records.
In this case, there is no such thing. We had three visits, I think, by Dr. Richoux, to visit Mr. Seals on suicide watch to determine whether he was a suicide risk and he did not do a complete work-up l

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State Ex Rel. Seals v. State, 831 So. 2d 828, 2002 La. LEXIS 3056, 2002 WL 31399648 (La. 2002).

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