State Ex Rel. Oklahoma Bar Ass'n v. Ferguson

1960 OK 229, 356 P.2d 734, 1960 Okla. LEXIS 481
CourtSupreme Court of Oklahoma
DecidedNovember 1, 1960
DocketS. C. B. D. 1745
StatusPublished
Cited by10 cases

This text of 1960 OK 229 (State Ex Rel. Oklahoma Bar Ass'n v. Ferguson) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Oklahoma Bar Ass'n v. Ferguson, 1960 OK 229, 356 P.2d 734, 1960 Okla. LEXIS 481 (Okla. 1960).

Opinions

WILLIAMS, Vice Chief Justice.

The Central Committee of the Oklahoma Bar Association has recommended that Jack J. Ferguson from Tulsa, hereinafter referred to as “Respondent”, be suspended from the practice of law as a member of the Oklahoma Bar for a period of six months.

An insurance company appears to have brought an action against one Clark for about $1,100. Respondent was retained to defend that action, although it further appears that said Clark had' practically no defense to it. In hearing before Grievance Committee 14 — A, Respondent admitted that on August 6, 1956, he, Respondent, accepted $650 in cash from his client, with the hope that he could settle the insurance company claim against his client for $550 and with the understanding with his client that if he did so he could retain the other $100 as a fee.

Along about the time Respondent received Mr. Clark’s money, Respondent was having marital difficulty. Apparently he became inebriated and spent or lost his client’s funds.

Mr. Clark took the matter up with the County Attorney who conferred with Respondent. The matter was referred successively to the Oklahoma Bar Association and by it in turn to the above named committee. The latter committee notified Respondent to appear in answer to a writ[735]*735ten complaint lodged with it charging him with misconduct as above outlined.

The Grievance Committee, in reporting its findings of fact, said:

“In his opening statement, the respondent admitted all of the allegations of the complaint except that he denied a willful appropriation of his client’s funds, stating at the same time he admits that such is reasonable inference from the fact that he did not apply the funds to the purpose for which such funds were delivered to him.
“In substance, respondent pleads guilty to the charge.”

On the date Respondent had received the $650 he wrote the attorneys for the insurance company offering to settle the case for $550. Respondent testified that in the light of his experience in such cases, he believed the matter could be settled for that amount.

When his client’s case was set for trial, Respondent did not notify him of such setting. Mr. Clark learned of the existence of the judgment against him from some other source. Subsequently, and on June 14, 1957, Respondent procured a release and satisfaction of judgment in the case against his client by paying the sum of $650 and court costs in the amount of approximately $18. ■

The Grievance Committee further reported as follows:

“In explanation of his statement that he did not willfully appropriate the money, respondent states that he simply does not know what happened to it. At the time he was separated from his wife, under severe emotional stress, and was drinking heavily.
“Within a few days the money was gone. He states that he may have spent, gambled, lost, or been rolled for the money, but he simply does not know what happened to it.
“Respondent’s explanation of his conduct was to the effect that he was hoping against hope that money would become available to him with which to effect the settlement, and that even after the judgment was entered he continued to hope that he would earn or otherwise find the funds with which he could dispose of the case without having to reveal the situation to his client, but that all such hopes proved futile.”

The recommendation of the Grievance Committee was in part as follows :

“The committee has considered, and such have weighed heavily, the fact that restitution has been made, that respondent’s client appeared and informed the committee that he bore respondent no ill will and did not desire to press the matter further, that no other instance of improper conduct of this or any other character on the part of respondent was brought to the attention of the committee, and that the respondent appeared willingly, made a clean breast of the entire matter freely answering all of the questions propounded, many of which he could have refused to answer under the rules.
“The explanation offered, in view of the age and experience of respondent, is understandable, but, in view of the high standard of the profession, not excusable, and if our standards are to be maintained, such violations cannot be permitted to pass unnoticed, merely because the respondent is repentant, and because the injured client does not desire to press the matter after having received restitution.”

Such report was submitted to and was considered by the Central Committee of the Oklahoma Bar Association, which Committee formally approved and adopted the report January 9, 1959. In its report to this Court said Committee recommended:

. “That on account of unprofessional conduct of the respondent described and set forth in the Complaint and thereafter admitted by respondent, the license of respondent Jack J. Ferguson, to practice law as a member of the Bar [736]*736of the State of Oklahoma be suspended for a period of six (6) months and that the period of suspension begin from the date this Court makes its final Order herein.”

Respondent admits the facts set out in the quoted findings of the Grievance Committee, but argues that plaintiff was not properly represented at the hearing before said Committee. Plaintiff contends that had he been properly represented, proof would have been made that respondent’s professional conduct prior to the incidents referred to in the report was good; that the testimony of numerous members of the bench and bar would have been presented to the effect:

“that this is the only instance known by them, or any of them, where he has been guilty of any infidelity to his profession, and that they would attest to the fact that he has suffered untold retribution for this one error, and that it will never happen again, and that he will live strictly up to his oath of his office as a lawyer and will lead an exemplary life as a member of the Bar.”

Respondent urges that in any event the recommendation submitted to this Court be rejected as too harsh and that respondent be only reprimanded.

The question presented to us is whether Respondent’s conduct as above set out justifies disciplinary action and the extent thereof, if any.

In Oklahoma, an attorney, upon his admission to the Bar, takes an oath that he will act in the office of attorney in this court according to his best learning and discretion with all good fidelity as well to the court as to his client. 5 O.S.1951 § 2.

It is further provided by statute:

“Disciplinary power and revocation of permit — The Supreme Court of the State of Oklahoma shall have the exclusive power and authority to discipline attorneys and counselors at law or revoke the permit to practice law granted to attorneys and counsellors at law and thé rules of conduct of attorneys and counselors at law in this State shall be such as are now or may hereafter be prescribed by the statutes of Oklahoma and the rules of the Supreme Court.”

5 O.S.1951 § 13.

By Article 10 of Rules Creating, Controlling and Regulating the Oklahoma Bar Association (promulgated pursuant to such statutory authority, see Chapter 1, Appendix to Title 5 O.S.1951) it is provided:

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Bluebook (online)
1960 OK 229, 356 P.2d 734, 1960 Okla. LEXIS 481, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-oklahoma-bar-assn-v-ferguson-okla-1960.