State ex rel. New Mexico State Police Department v. One 1978 Buick, Lesabre, Blue, Bearing Iowa License No. PBG-114, VIN No.: 4N37Y8X-152686

775 P.2d 1329, 108 N.M. 612
CourtNew Mexico Court of Appeals
DecidedMay 18, 1989
DocketNo. 10,505
StatusPublished
Cited by2 cases

This text of 775 P.2d 1329 (State ex rel. New Mexico State Police Department v. One 1978 Buick, Lesabre, Blue, Bearing Iowa License No. PBG-114, VIN No.: 4N37Y8X-152686) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. New Mexico State Police Department v. One 1978 Buick, Lesabre, Blue, Bearing Iowa License No. PBG-114, VIN No.: 4N37Y8X-152686, 775 P.2d 1329, 108 N.M. 612 (N.M. Ct. App. 1989).

Opinion

OPINION

HARTZ, Judge.

George Kinshaw (Kinshaw) appeals a default judgment entered against him in a suit brought by the state to forfeit an automobile and cash pursuant to the New Mexico Controlled Substances Act, NMSA 1978, Sections 30-31-1 to 30-31-41 (Repl. Pamp.1987) (the Act). The state sought the default because of Kinshaw’s allegedly improper invocation of privileges, primarily the privilege against self-incrimination, in response to interrogatories and a request for production served upon him.

This case raises a novel issue concerning the appropriateness of a default judgment for violation of rules of discovery in the absence of a court order compelling discovery. Because this issue would be of concern to all litigators, we requested amicus briefs from the New Mexico Trial Lawyers Association and the New Mexico Defense Lawyers Association. Both amicus briefs recommend the same disposition in this case. We express our appreciation for the able briefs, agree with them, and reverse.

PROCEEDINGS BELOW

On May 6, 1987, the state, pursuant to Section 30-31-34 of the Act, filed suit in the First Judicial District Court for forfeiture of an automobile and $25,700 seized on May 5 on the ground that they were the fruits or instrumentalities of a conspiracy to distribute marijuana in violation of the Act. The complaint named Kinshaw as one who may have a claim to the vehicle and the cash. Kinshaw filed an answer.

On September 21, 1987, Kinshaw served responses to the state’s interrogatories and request for production. He provided only his name, current address, and date of birth. Stating that he faced pending misdemeanor charges relating to the vehicle and cash, Kinshaw claimed his privilege against self-incrimination with respect to the request for production and most of the interrogatories. He objected to other interrogatories on various grounds, including that they called for attorney work product.

On November 18,1987, the court set trial for January 6, 1988. On December 21, 1987, the state filed a “Motion to Compel Answers to Interrogatories or, in the Alternative, to Impose Sanctions for Failure to Comply with Discovery,” which requested sanctions “including but not limited to the entry of default.” Although the motion to compel was untimely under Rule 23(c) (1st Dist.1986), N.M.Loc. & Fed.R.Hnbk. (1988), Kinshaw waived any objection to the motion on that ground, because he never raised the objection in district court. See State v. Muise, 103 N.M. 382, 707 P.2d 1192 (Ct.App.1985). During the holiday season between December 21 and the trial, counsel for the parties discussed discovery and Kinshaw produced some records. Kinshaw did not, however, serve any response to the state’s motion, despite the local rules that (1) counsel is to submit a response to a motion “no later than ten (10) days after service of the motion,” Rule 26(c) (1st Dist. 1986), N.M.Loc. & Fed.R.Hnbk. (1988), and (2) “[a]ll motions will be decided by the court without a hearing, unless otherwise ordered by the court,” Rule 26(e).

At the outset of the proceedings on January 6, 1988, the state, when asked by the court if there were any preliminary matters that needed handling, mentioned the motion. The court then heard oral argument on whether Kinshaw’s objections were proper and on the appropriate sanction if they were found improper. Kinshaw’s attorney requested the opportunity to submit a memorandum the following day if the court thought her argument regarding the good faith of the objections was not adequate. The only case authorities Kinshaw’s attorney cited at the hearing were (1) In re One 1967 Peterbilt Tractor, 84 N.M. 652, 506 P.2d 1199 (1973) (evidence obtained by an unconstitutional search and seizure is inadmissible in a forfeiture proceeding), cited for the proposition that the procedures in criminal cases apply to forfeiture proceedings, and (2) Rainbo Baking Co. of Albuquerque, Inc. v. Apodaca, 88 N.M. 501, 542 P.2d 1191 (Ct.App.1975), cited for the proposition that a litigant in a civil proceeding is entitled to invoke the privilege against self-incrimination. Counsel for the state argued that “even though [Kinshaw’s attorney] perhaps has no personal bad faith, the way she’s used these rules, it comes to the point of bad faith as a legal conclusion.” When the court suggested that a continuance might resolve the problem, neither attorney agreed; Kinshaw’s attorney noted that Kinshaw had flown from Iowa for the proceeding. The district judge then orally granted a default, stating, “I find that there is evidence of bad faith in the blanket use of the Fifth Amendment privilege to questions which are not even reasonably related to it, and in the failure to abide by the, what I think are the Rules of Civil Procedure, as well as our Local Rules.” The district court later entered a default judgment, which states:

THIS MATTER having come before the Court on the State’s MOTION TO COMPEL ANSWERS TO INTERROGATORIES, OR, IN THE ALTERNATIVE, TO IMPOSE SANCTIONS FOR FAILURE TO COMPLY WITH DISCOVERY, the Court being sufficiently advised and the Defendant Kinshaw failing to respond to said motion in a timely manner as provided by the Local Rules for the First Judicial District, NOW, THEREFORE,
IT IS THEREFORE ORDERED that Judgment against Kinshaw be and is entered for his failure to comply with discovery herein.

APPLICATION OF THE RULES OF DISCOVERY

New Mexico’s procedural rules for handling objections to discovery are based on, and are virtually identical to, the federal rules. A party that believes that another party has served it with interrogatories or requests for production calling for privileged matter may object to the discovery requests. SCRA 1986, 1-033(A), -034(B). The objecting party need not move for a protective order. If the party requesting discovery wishes to challenge the objections, that party ordinarily would proceed under SCRA 1986, 1-037(A) (Cum.Supp. 1988), through which it could obtain a court order compelling answers and, in some circumstances, recover its expenses in obtaining the order. Violation of the order could lead to more severe sanctions, including default. R. 1-037(B). Courts have applied these procedures when the privilege claimed has been the privilege against self-incrimination. See Campbell v. Gerrans, 592 F.2d 1054 (9th Cir.1979); Stone v. Martin, 56 N.C.App. 473, 289 S.E.2d 898 (1982) (state rule similar to New Mexico rule).

This was not the procedure followed in this case. The district court never ordered Kinshaw to answer interrogatories or to respond to requests for production. In the absence of a court order, the district court’s only authority to order a default judgment for violation of discovery rules would have been Rule 1-037(D), which reads, in pertinent part:

D. * * * If a party * * * fails[:]

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775 P.2d 1329, 108 N.M. 612, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-new-mexico-state-police-department-v-one-1978-buick-nmctapp-1989.