[Cite as State ex rel. McIntyre v. McCarty, 2025-Ohio-2065.]
STATE OF OHIO ) IN THE COURT OF APPEALS )ss: NINTH JUDICIAL DISTRICT COUNTY OF SUMMIT )
STATE OF OHIO, EX REL., LEWIS C.A. No. 30845 LEROY MCINTYRE
Relator
v.
JUDGE ALISON MCCARTY, ET AL. ORIGINAL ACTION IN MANDAMUS AND PROHIBITION Respondents
Dated: June 11, 2025
PER CURIAM.
{¶1} Relator, Lewis Leroy McIntyre, filed a complaint for a writ of prohibition declaring
that Respondent, former Judge Mary Spicer, patently and unambiguously lacked jurisdiction to
accept a guilty plea and dismiss other charges in 1992, and a writ of mandamus to order Judge
Alison McCarty to vacate the 1992 guilty plea and order dismissing the other charges.
Respondents moved to dismiss and Mr. McIntyre responded. Because Mr. McIntyre is not entitled
to the writs of mandamus or prohibition, we dismiss this action.
{¶2} Mr. McIntyre has presented numerous claims over the years in this Court and to the
Ohio Supreme Court regarding his criminal convictions. Those cases are discussed in his
complaint or, to the extent any of them are not, we may take judicial notice of our own docket.
Lopez v. Warden, Madison Correctional Institution, 2018-Ohio-4061, ¶ 6. 2
{¶3} Many of Mr. McIntyre’s prior cases have concerned his convictions that resulted
from a trial in 1991. The complaint in this case also addresses those same issues, but it seeks a
writ directed to the conviction that followed his 1992 guilty plea related to acts that occurred during
and after his 1991 trial. As will be explained in more detail below, both before and after Mr.
McIntyre was sentenced following his trial, he was indicted on additional crimes for conduct that
occurred during the trial (he left during a recess in the trial and did not return until the jury was
deliberating) and after the trial (he assaulted a person he claimed was responsible for the crimes
he was charged with). Mr. McIntyre resolved the new charges in 1992 through a plea bargain
while his appeal from his 1991 conviction following trial was pending in this Court.
{¶4} Mr. McIntyre has filed this complaint seeking a writ of prohibition from this Court
to order the trial court to vacate his 1992 conviction because it was entered while his appeal from
his 1991 conviction was pending.
{¶5} The complaint, and this decision, begin with an overview of more than 30 years of
litigation surrounding the 1991 and 1992 convictions. After focusing on the 1991 conviction, the
complaint, and this decision, turn to the 1992 conviction that followed Mr. McIntyre’s guilty plea.
Factual Background
{¶6} The factual background set forth over the next few paragraphs recites the facts as
set forth in the complaint. According to the complaint, in December 1990, two men wearing ski
masks robbed two drug houses, firing shots during each crime. A child was injured at the first
house, but nobody was hurt at the second house. Mr. McIntyre was charged with various offenses
but he believed T.H., who was not charged, was responsible. Mr. McIntyre maintained his
innocence and, in a notice of alibi filed before trial, asserted that he was at his girlfriend’s, T.T.’s,
residence. 3
{¶7} In August 1991, Mr. McIntyre was tried for two counts of felonious assault, one of
which was an amended count. He was also tried for one count of aggravated burglary. There were
also firearm specifications and a prior aggravated felony specification.
{¶8} During the trial, according to the complaint, Mr. McIntyre realized his trial counsel
did not successfully subpoena T.T. Mr. McIntyre left the courthouse to find her, but she had gone
out of town for the weekend. The trial continued in Mr. McIntyre’s absence. After the weekend,
Mr. McIntyre brought T.T. to court to testify, but, by that time, the jury was already deliberating.
{¶9} The jury found Mr. McIntyre guilty of one count of felonious assault and
aggravated burglary, but hung on the amended felonious assault charge. The jury verdict form
contained a firearm specification for felonious assault instead of for aggravated burglary, as
indicted. The prior aggravated felony specification was tried to the bench.
{¶10} After he was found guilty, but before he was sentenced, Mr. McIntyre was indicted
for failing to appear. This indictment, which was filed under the same case number as the 1991
charges, was labeled Supplement Three.
{¶11} Shortly after his 1991 conviction, according to the complaint, Mr. McIntyre
confronted T.H., the person he believed responsible for the two robberies. T.H. pulled out a razor
blade, which Mr. McIntyre grabbed from him. The complaint explains that Mr. McIntyre used the
razor blade to cut T.H.’s throat. As a result of this, Mr. McIntyre was indicted for felonious assault.
This indictment, also filed under the same case number as the 1991 charges, was labeled
Supplement Four.
{¶12} At the end of August 1991, Mr. McIntyre was sentenced as a result of the jury trial.
The count on which the jury was hung, and the two supplemental indictments, remained 4
outstanding. The sentence was journalized in September 1991; that sentencing entry did not
mention the outstanding charges.
{¶13} Mr. McIntyre appealed his convictions in early October 1991. In mid-October, Mr.
McIntyre was indicted for a prior aggravated felony specification to felonious assault in
Supplement Four and a prior offense of violence specification to the weapons under disability
charge. This indictment, which was also filed under the 1991 case number, was labeled
Supplement Five.
{¶14} In May 1992, while the appeal from the 1991 conviction remained pending, Mr.
McIntyre was indicted for two counts of felonious assault with specifications to each count. This
indictment related to the charges in Supplement Four but it was labeled Supplement Six, and it
was also filed under the 1991 case number. A few days later, while the appeal of the 1991
conviction remained pending, Mr. McIntyre, pursuant to a plea bargain, pled guilty to an amended
charge of aggravated assault and all the counts and specifications in Supplements Three, Four,
Five, and Six were dismissed. Mr. McIntyre was sentenced to 18 months to run concurrently with
his earlier sentence.
{¶15} A week later, this Court filed its decision in Mr. McIntyre’s appeal from his 1991
conviction. This Court overruled the assignments of error and affirmed the judgment of conviction
that resulted from the trial.
{¶16} The complaint then skips ahead from this Court’s decision in May 1992 to
December 2015 when the Supreme Court decided State ex rel. McIntyre v. Summit County Court
of Common Pleas, 2015-Ohio-5343 (plurality). That decision resulted from a mandamus action 5
Mr. McIntyre filed in the Ohio Supreme Court. A plurality 1 – three justices – of the Supreme
Court concluded that there was not a final and appealable order in 1991 because the amended
felonious assault count remained outstanding and no single document disposed of all of the
charges. The decision ordered the trial court to enter a final, appealable order.
{¶17} In February 2016, the trial court entered a nunc pro tunc order that disposed of all
charges, although the complaint also notes that the February 2016 order has still not accurately
and completely resolved all charges, so, according to the complaint, there is still no final,
appealable order. The trial court’s order memorialized the sentence imposed in 1991, the
concurrent sentence imposed in 1992, and ordered credit for time served.
{¶18} Mr. McIntyre appealed the trial court’s order to this Court. The complaint makes
clear, in no uncertain terms, that Mr. McIntyre disagrees with this Court’s decision. This Court
applied res judicata and did not consider the assignments of error on the merits. The Supreme
Court declined to accept his appeal of this Court’s decision. State v. McIntyre, 2019-Ohio-4600.
{¶19} Regarding the matter pending before this Court now, the complaint alleges that the
key fact is that the first appeal, taken in 1991, was pending while the trial court proceeded on other
charges. The complaint contends that former Judge Spicer acted while that original appeal was
1 In a plurality opinion, “only three justices joined while a fourth concurred in judgment only. . . .” Duriak v. Globe Am. Cas. Co., 28 Ohio St.3d 70, 73 (1994) (Brown, J., dissenting). A plurality opinion is different than an opinion that has the support of at least four justices. A plurality opinion “is simply not the law of Ohio.” Hedrick v. Motorists Mut. Ins. Co., 22 Ohio St.3d 42, 44 (1986). As the Supreme Court recognized again recently, a plurality opinion has limited precedential authority. State ex rel. Ware v. Fankhauser, 2024-Ohio-5037, ¶ 20. While a plurality opinion may be persuasive, NASCAR Holdings, Inc. v. Testa, 2017-Ohio-9118, ¶ 18, at least one justice has concluded that plurality opinions “are best viewed as unfortunate abberrations (sic).” State ex rel. Rouch v. Eagle Tool & Machine Co., 26 Ohio St.3d 197, 218, fn. 7 (1986) (Celebrezze, C.J., concurring in part and dissenting in part). 6
pending and, therefore, she patently and unambiguously lacked jurisdiction to accept his guilty
plea and dispose of Supplements Three, Four, Five, and Six.
{¶20} The complaint alleges that, in 1991, the trial court lost jurisdiction to act once the
appeal was filed and during the time it was pending. The complaint seeks a writ of prohibition to
void this action taken without jurisdiction and, if the writ of prohibition is granted, a writ of
mandamus to compel the trial court to vacate the portions of the judgment rendered void.
Specifically, the complaint seeks a writ of prohibition to correct former Judge Spicer’s actions
because she lacked jurisdiction to accept Mr. McIntyre’s guilty plea and to dismiss the remaining
Supplements and a writ of mandamus to compel Judge McCarty to vacate his guilty plea and the
trial court’s order setting forth the plea and sentence and dismissing the Supplements.
{¶21} Respondents moved to dismiss. They argued that Mr. McIntyre’s claim is barred
by res judicata, pointing to the prior appeals and actions Mr. McIntyre has filed over many years.
{¶22} Mr. McIntyre replied in opposition. He argued that res judicata is inapplicable in
this case. He contends the focus must be on whether the trial court patently and unambiguously
lacked jurisdiction to take his guilty plea and dispose of the other charges. As Mr. McIntyre put
it, if this Court agrees with his argument, then he prevails in his prohibition claim.
{¶23} Mr. McIntyre also noted that Respondents oversimplified this case and ignored the
many nuanced contexts that have developed in this case. We agree – this is not a simple case.
There are decades of decisions that are all relevant to resolving the question before this Court.
Both sides in this dispute have focused on what they contend is relevant to resolving this dispute.
Respondents argued res judicata, which is consistent with how this Court has decided some of Mr.
McIntyre’s other cases. Mr. McIntyre, on the other hand, skipped more than a decade from his 7
1992 guilty plea to the Supreme Court’s 2015 decision. Ultimately, however, the question before
this Court is whether former Judge Spicer patently and unambiguously lacked jurisdiction to act.
Requirements for a Writ of Prohibition
{¶24} For this Court to issue a writ of prohibition, a relator would normally be required
to establish that: (1) the judge is about to exercise judicial power, (2) the exercise of that power is
unauthorized by law, and (3) the denial of the writ will result in injury for which no other adequate
remedy exists. State ex rel. Jones v. Garfield Hts. Mun. Court, 77 Ohio St.3d 447, 448 (1997). In
many prohibition cases, the relator seeks to prevent anticipated unauthorized judicial action. This
reflects the well-established rule that the writ of prohibition provides a preventative rather than
corrective remedy. State ex rel. Feltner v. Cuyahoga Cnty. Bd. of Revision, 2020-Ohio-3080, ¶ 6.
{¶25} In this case, however, Mr. McIntyre seeks the writ to correct former Judge Spicer’s
past actions. For a corrective writ of prohibition to issue, Mr. McIntyre must demonstrate that
former Judge Spicer patently and unambiguously lacked jurisdiction to take the action about which
he complains. Id. at ¶ 6, 8. Under these circumstances, Mr. McIntyre is not required to
demonstrate that he lacked an adequate remedy in the ordinary course of the law. State ex rel.
Koren v. Grogan, 68 Ohio St.3d 590 (1994).
{¶26} The key point of Mr. McIntyre’s argument is that former Judge Spicer patently and
unambiguously lacked jurisdiction over his criminal case while the initial appeal was pending.
Requirements for a Writ of Mandamus
{¶27} “For a writ of mandamus to issue, a relator must demonstrate that (1) the relator has
a clear legal right to the relief prayed for, (2) respondent is under a corresponding clear legal duty
to perform the requested acts, and (3) relator has no plain and adequate legal remedy.” State ex
rel. Serv. Emp. Internatl. Union, Dist. 925 v. State Emp. Relations Bd., 81 Ohio St.3d 173, 176 8
(1998). Mr. McIntyre must demonstrate all three elements in order for this Court to grant the writ
of mandamus.
Requirements for Motion to Dismiss
{¶28} Respondents moved to dismiss. When this Court reviews a motion to dismiss under
Civ.R. 12(B)(6), we must presume that all of the factual allegations in the complaint are true and
make all reasonable inferences in favor of the nonmoving party. State ex rel. Seikbert v. Wilkinson,
69 Ohio St.3d 489, 490 (1994). The complaint can only be dismissed when, having viewed the
complaint in this way, it appears beyond doubt that Mr. McIntyre can prove no set of facts that
would entitle him to the relief requested. Goudlock v. Voorhies, 2008-Ohio-4787, ¶ 7. With this
standard in mind, we turn to consider the requirements for granting the writs and the claims raised
in the complaint.
{¶29} The complaint notes that granting the writ of mandamus is contingent upon first
granting the writ of prohibition. In other words, if this Court grants the writ of prohibition and
determines that the trial court’s order is void, then the Court should also grant the writ of
mandamus to order Judge McCarty to vacate that void order. Thus, we will begin by reviewing
the request for a writ of prohibition.
The Writ of Prohibition claim
{¶30} The complaint seeks a writ of prohibition to correct judicial action taken without
jurisdiction. That action involved former Judge Spicer accepting a guilty plea, dismissing pending
charges, and imposing sentence, all in a case which was, at the time, subject to a pending appeal.
That seemingly-straightforward claim ignores the nuance that Mr. McIntyre referred to in his reply
to the motion to dismiss. 9
{¶31} While much of the complaint and motion to dismiss are focused on the 1991
conviction, the complaint contends that this is, in fact, immaterial. According to the complaint, it
does not matter whether the 1991 conviction was final because former Judge Spicer continued to
exercise jurisdiction in the 1991 case while that case was on appeal. We agree with Mr. McIntyre
that we need not consider whether the 1991 conviction was final at that time. The sole question is
whether former Judge Spicer had jurisdiction to act.
Mr. McIntyre is not entitled to a writ of prohibition
{¶32} The complaint contends that the trial court lacked jurisdiction to accept Mr.
McIntyre’s guilty plea, and dismiss outstanding counts, while an appeal was pending from the
same case. It relies on an often-quoted proposition that once an appeal is taken in a case, the trial
court loses jurisdiction except to take action in aid of the appeal. See, e.g., State ex rel. Special
Prosecutors v. Judges, Court of Common Pleas, 55 Ohio St.2d 94, 97 (1978). The Supreme Court
has also stated this rule more specifically, holding that a “trial court retains jurisdiction over issues
not inconsistent with the appellate court’s jurisdiction to reverse, modify, or affirm the judgment
appealed from.” (Emphasis added.) In re S.J., 2005-Ohio-3215, ¶ 9. The emphasized language is
critical to our analysis.
{¶33} In 1991, Mr. McIntyre appealed from the judgment related to the offenses at two
drug houses. There were supplemental indictments filed before and after the conviction for those
offenses. Mr. McIntyre’s case is not unique in that supplemental indictments were filed after
conviction. In State v. Harbert, 1996 WL 285365 (9th Dist.), for example, this Court reversed the
defendant’s convictions and remanded for further proceedings. On remand, a supplemental
indictment was filed, charging the defendant with additional counts. State v. Harbert, 2002-Ohio-
6114, ¶ 3. The defendant entered guilty pleas to counts from both the original indictment and the 10
supplemental indictment. Id. What appears to be unique, and our research has not uncovered
cases where something similar has happened, is that new charges were filed in a case after
conviction.
{¶34} Mr. McIntyre was indicted for actions related to the gunshots fired at two locations.
He was tried for those offenses. As the trial neared an end, Mr. McIntyre committed other acts
that constituted new criminal offenses, including failure to appear and assaulting the person he
believed to be responsible for the offense. These offenses were, in a sense, related to the reason
for the original prosecution, but only because of acts Mr. McIntyre committed during the original
prosecution. Mr. McIntyre’s failure to appear and assault were collateral to the original charges.
These counts were never presented to the jury that found him guilty. Nor could they be – they
were not even pending at the time the jury returned its decision. Those counts could not have been
presented to the jury to consider before it returned a verdict because the jury had already returned
a verdict at the time the supplemental indictments were returned.
{¶35} This is not a case where one count of a multi-count indictment remains pending
when a defendant attempts to appeal. In State v. Craig, 2020-Ohio-455, ¶ 21, the Supreme Court
held that a conviction on one count of a multicount indictment is not a final, appealable order when
other counts remain pending after a mistrial. In Mr. McIntyre’s case, however, the counts that he
plead guilty to in 1992 were not pending before the jury when he was tried. Those supplemental
indictments were filed after the jury returned a verdict. In this significant way, Mr. McIntyre’s
case is different than Craig.
{¶36} The confusion in this case, to the extent there is any, relates to timing and filing.
Mr. McIntyre was indicted for criminal acts, shootings at two houses, that occurred months before
he was tried, which is what normally happens in a criminal case. What does not normally happen 11
is that the defendant is later indicted for new criminal conduct in an existing, pending, case. If the
charges for failing to appear, and then committing a subsequent felonious assault, had been filed
under a new case number, there would be no question that the original conviction was final and
appealable and that the trial court could have resolved the new counts by Mr. McIntyre’s plea.
{¶37} It is not clear that those new counts should have, or should not have, been filed
under the same case number as was used for the original indictment for the earlier, unrelated
criminal acts. Perhaps the original and later charges were “related” because Mr. McIntyre failed
to appear for trial on the original charges and he cut the throat of the person he believed was
responsible for the original criminal conduct. They were not, however, related in the way that
supplemental indictments are often related, where additional charges are filed based on further
investigation of the original criminal conduct. The supplemental charges at issue here, that were
resolved by Mr. McIntyre’s 1992 guilty plea, were entirely new charges resulting from new
criminal conduct.
{¶38} The supplemental indictments resolved by the 1992 guilty plea presented charges
that were ancillary to the original charges. Ancillary charges are separate from the original charges
and, for finality purposes, are considered separately. For example, a charge of juror misconduct
could be filed in an ongoing criminal case. That charge can be resolved, and the conviction
appealed, even though the criminal case remains pending. See, e.g., State v. T.F., 2019-Ohio-1039
(9th Dist.). In T.F., this Court reversed the contempt conviction even though a mistrial had been
declared in the underlying criminal case and it remained pending. Id. at ¶ 3.
{¶39} When considered this way, it is apparent that these charges are not like those
considered in In re S.J. and Special Prosecutors recognizing that the trial court retains “jurisdiction
over issues not inconsistent with that of the appellate court to review, affirm, modify or reverse 12
the appealed judgment, such as the collateral issues like contempt, appointment of a receiver and
injunction.” (Emphasis added.) Special Prosecutors, 55 Ohio St.2d at 97. Focusing on the
“appealed judgment” language as it relates to Mr. McIntyre’s case, there was nothing about the
trial court’s acceptance of Mr. McIntyre’s 1992 guilty plea – to indictments returned after the jury
rendered its verdict – that was inconsistent with the appellate court’s authority to review the
appealed judgment, the 1991 conviction. The “appealed judgment” determined that Mr. McIntyre
was guilty of the offenses involving shots fired at two locations months before the trial. The
charges resolved by Mr. McIntyre’s 1992 guilty plea, however, related to conduct that occurred
after the trial on the original charges began. Those counts involved whether Mr. McIntyre failed
to appear at the trial on the original charges and whether Mr. McIntyre assaulted T.H. Therefore,
resolution of those counts had nothing to do with the appealed judgment.
{¶40} The Supreme Court recently considered what trial court actions could not be taken
under In re S.J. and Special Prosecutors. A trial court cannot, for example, rule on postjudgment
motions to reconsider the court’s verdict that was the subject of a pending appeal. State ex rel.
Dobson v. Handwork, 2020-Ohio-1069, ¶ 16. Dobson listed a number of examples where the trial
court’s action would also run afoul of In re S.J., including trial court action after a state’s appeal,
resentencing a defendant while the direct appeal of the case involving the sentence was pending,
and modifying sentence while the appeal was pending. Dobson at ¶ 17 (collecting cases).
{¶41} It is noteworthy that the list of examples where a trial court’s exercise of jurisdiction
was followed by the conclusion that the trial court’s postjudgment orders in Dobson do not qualify
as “in aid of the appeal” but, instead, “modified the very substance of the judgment” under appeal.
Id. The Court further noted that the orders also did not address collateral issues like contempt,
appointment of a receiver, and injunction. Id. 13
{¶42} Here, Mr. McIntyre was found guilty of charges related to shots fired at two
locations. The appeal of the 1991 judgment of conviction based on the jury verdict put only that
matter before the court of appeals. During and after the trial, Mr. McIntyre committed other
criminal acts. Mr. McIntyre’s 1992 guilty plea to the subsequent charges, and the trial court’s
dismissal of the outstanding counts related to those charges, had nothing to do with the 1991
appealed judgment and did not even touch on “the very substance of the judgment.” Accordingly,
the trial court had jurisdiction to accept Mr. McIntyre’s guilty plea.
Conclusion
{¶43} Mr. McIntyre filed a complaint for a writ of prohibition asserting that Respondent,
former Judge Spicer, patently and unambiguously lacked jurisdiction to accept Mr. McIntyre’s
guilty plea and dismiss other charges in 1992, and a writ of mandamus to order Respondent, Judge
McCarty, to vacate the 1992 guilty plea and order dismissing the other charges. Respondents
moved to dismiss and Mr. McIntyre responded. Considering the factual allegations as true and
making all reasonable inferences in Mr. McIntyre’s favor, it appears beyond doubt that Mr.
McIntyre cannot demonstrate that he is entitled to the writ of prohibition and, therefore, he is also
not entitled to the writ of mandamus he seeks to effectuate his relief should he prevail on his claim
for the writ of prohibition.
{¶44} This case is dismissed. Costs are taxed to Mr. McIntyre. The clerk of courts is
hereby directed to serve upon all parties not in default notice of this judgment and its date of entry
upon the journal. See Civ.R. 58(B).
JENNIFER L. HENSAL FOR THE COURT 14
FLAGG LANZINGER, J. CONCURS.
CARR, J. CONCURRING IN JUDGMENT ONLY.
{¶45} In Mr. McIntyre’s request for a writ of prohibition and mandamus, the sole issue is
whether the trial court had jurisdiction over his 1992 case. The answer to this question is clearly
“Yes.” Even though the supplemental indictments were filed under his 1991 case number that was
on appeal, the 1992 charges involved different criminal activity and therefore, the appeal of the
1991 conviction did not deprive the court of jurisdiction to proceed on these new, different charges.
APPEARANCES:
STEPHEN P. HANUDEL, Attorney at Law, for Relator.
ELLIOT KOLKOVICH, Prosecuting Attorney, and JENNIFER M. PIATT, Assistant Prosecuting Attorney, for Respondents.