State Ex Rel. Lewis v. Lutheran Social Services of Wisconsin & Upper Michigan

207 N.W.2d 826, 59 Wis. 2d 1, 1973 Wisc. LEXIS 1405
CourtWisconsin Supreme Court
DecidedJune 5, 1973
DocketState 12
StatusPublished
Cited by47 cases

This text of 207 N.W.2d 826 (State Ex Rel. Lewis v. Lutheran Social Services of Wisconsin & Upper Michigan) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Lewis v. Lutheran Social Services of Wisconsin & Upper Michigan, 207 N.W.2d 826, 59 Wis. 2d 1, 1973 Wisc. LEXIS 1405 (Wis. 1973).

Opinions

Hallows, C. J.

Perhaps the most important determination to be made is the effect of Stanley v. Illinois upon this case. In Stanley, the supreme court struck down an Illinois law which made children of unwed fathers wards of the state. Mr. Stanley had lived with a woman not his wife intermittently for some eighteen years, during which time they had three children.2 Upon the woman’s death, these children were placed with guardians. Mr. Stanley fought this placement, claiming a denial of equal protection. In Stanley, the supreme court decided two things: (1) That the denial of a natural father’s parental rights to a child born out of wedlock based on mere illegitimacy violated his constitutional right to equal protection of the laws, and (2) that the termination of a natural father’s parental rights to a [5]*5child born out of wedlock without actual notice to him, if he was known, or constructive notice, if unknown, and without giving him the right to be heard on the termination of his rights denied him due process of law.

It is urged that Stanley v. Illinois should not be applied to this case, that its ruling should have only prospective effect; we disagree. The very mandate of the United States Supreme Court, which vacated our judgment holding that the petitioner Jerry D. Rothstein had no parental rights, tells us to reconsider the problem of custody in light of Stanley. Certainly we cannot validate an adoption when the very holding of Stanley was that the denial of the existence of parental rights in unwed fathers is unconstitutional. If custody is to be left with the “adoptive parents,” it must rest on grounds other than the adoption decree. There can be no valid adoption without a valid termination of parental rights. Armstrong v. Manso (1965), 380 U. S. 545, 85 Sup. Ct. 1187, 14 L. Ed. 2d 62. See also: Selman v. Phillips (1966), 384 U. S. 210, 86 Sup. Ct. 1468, 16 L. Ed. 2d 482.

A distinction must be made between the termination of parental rights and the granting of custody without the termination of parental rights. While it is possible to grant custody in divorce cases without terminating parental rights and perhaps in other cases, it is not possible to give custody based upon adoption without a termination of parental rights. Whether the present persons having custody of John Thomas Lewis would accept custody without adoption is a question not before us; their position is adoption, not custody. We point out it has been held that where an adoption proceeding is void, the “adoptive parents” could be allowed to retain custody where it would be in the best interests of the child. Fielding v. Highsmith (1943), 152 Fla. 837, 13 So. 2d 208; Ex parte Vanearen (1929), 135 Okla. 91, [6]*6274 Pac. 469; Mathews v. Grant (Okla. 1958), 326 Pac. 2d 1043. However, other courts have awarded custody to the natural parent upon a successful challenge to the validity of an adoption decree. Thus in McClary v. Follett (1961), 226 Md. 436, 174 Atl. 2d 66, where the adoption decree was set aside because the natural father had received no notice due to the mother’s false representation of herself as unwed, the child was taken from its “adoptive parents” and awarded to the father. See also: Hatgimisios v. Smith (1972), 229 Ga. 475, 192 S. E. 2d 270; Pole v. Bowen (Fla. App. 1972), 269 So. 2d 707.

An adoption proceeding is the legal method of creating a new relationship of parent and child; it does not merely determine custody. Sec. 48.92, Stats. In our opinion of October 31, 1972, we stated the parental rights of the petitioner had not been terminated. In some states, adoption proceedings terminate parental rights. Wisconsin takes two independent steps: (1) Termination of parental rights, with temporary custody generally given to a social agency, as here; and (2) adoption. What the mandate of the United States Supreme Court can only mean in view of Wisconsin law is that this court must determine whether the petitioner is entitled to custody which would have been his as a natural father unless his parental rights had been terminated. We point out that there was an injunction against the adoption of John Thomas Lewis while the matter was under consideration of this court, and the child was secretly adopted without notice to this court, the guardian ad litem, or the petitioner during the period in which a rehearing motion might have been made to this court. Consequently, when this matter reached the United States Supreme Court on appeal the child had been adopted with full knowledge of the pending litigation and the alleged legal infirmities involved. Under these circumstances, we [7]*7cannot hold that the adoption was valid or that Stanley is only of academic concern and not applicable.

We do not hold that Stanley or the reversal of our decision in Rothstein is to be applied retroactively and undercut the basis of other prior adoption proceedings. In this case, the petitioner made his claim known prior to the birth of the child, was kept from knowledge of its birth and its whereabouts, made an application to the court to assert his rights as soon as he learned of the termination-of-parental-rights proceedings, and was denied a hearing. There are few cases pending with facts raising such an issue. Stanley applied retroactively only to these facts and to any pending cases where the natural father has been denied rights which he asserted as the petitioner did in this case.

The treatment of Stanley as retroactively applicable to this case is 'in accordance with what at least one other state has done with this same problem. In People ex rel. Slawek v. Covenant Children’s Home (1972), 52 Ill. 2d 20, 284 N. E. 2d 291, a child born out of wedlock was placed for adoption upon consent of the mother alone and without notice to the putative father. The father challenged the Illinois statutes which precluded fathers of illegitimate children from asserting any rights in adoption proceedings. The Illinois court applied the rule of Stanley that putative fathers have a constitutional right to a hearing on their fitness for custody to this pre-Stanley adoption and declared the Illinois adoption and paternity acts unconstitutional “insofar as they are in conflict with Stanley, Rothstein, and Vanderlaan v. Vanderlaan, 126 Ill. App. 2d 410, 262 N. E. 2d 717, vacated 405 U. S. 1051, 92 Sup. Ct. 1488, 31 L. Ed. 2d 787.”

In Vanderlaan, the Illinois Supreme Court held that a divorced father had no right to custody of his children born subsequent to the divorce. On the same day that it decided Rothstein, the United States Supreme Court [8]*8vacated the Illinois judgment, but the reports do not show what the Illinois court has done with this case on remand. Other cases citing Stanley do not address themselves authoritatively to the question of retroactivity. See Gomez v. Perez (1973), 409 U. S. 535, 93 Sup. Ct. 872, 35 L. Ed. 2d 56.3

Our present statutes on termination of parental rights are unconstitutional only insofar as they are in conflict with Stanley, Rothstein, and Vanderlaan. The saving of so much of the statutes as possible is desirable and compatible with the method recognized in Huebner v. State

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Bluebook (online)
207 N.W.2d 826, 59 Wis. 2d 1, 1973 Wisc. LEXIS 1405, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-lewis-v-lutheran-social-services-of-wisconsin-upper-wis-1973.