State Ex Rel. King v. Morton

955 So. 2d 1012, 2006 WL 2938636
CourtSupreme Court of Alabama
DecidedOctober 12, 2006
Docket1051771 and 1051814
StatusPublished
Cited by35 cases

This text of 955 So. 2d 1012 (State Ex Rel. King v. Morton) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. King v. Morton, 955 So. 2d 1012, 2006 WL 2938636 (Ala. 2006).

Opinion

955 So.2d 1012 (2006)

STATE of Alabama ex rel. Troy KING, in his official capacity as Attorney General of Alabama; and Bob Riley, in his official capacity as Governor of Alabama
v.
Joe MORTON, in his official capacity as State Superintendent of Education, et al.
State of Alabama ex rel. Troy King, in his official capacity as Attorney General of Alabama; and Bob Riley, in his official capacity as Governor of Alabama
v.
Lucy Baxley, in her official capacity as Lieutenant Governor of Alabama, et al.

1051771 and 1051814.

Supreme Court of Alabama.

October 12, 2006.

*1014 Troy King, atty. gen.; Kevin C. Newsom, deputy atty. gen., Scott L. Rouse, deputy legal advisor, office of the Governor; and James W. Davis, asst. atty. gen., for appellant.

Joe Espy III and J. Flynn Mozingo of Melton, Espy & Williams, PC, Montgomery, for appellee the Joint Fiscal Committee.

PER CURIAM.

The State of Alabama on the relation of Troy King, Attorney General of Alabama, and Bob Riley, Governor of Alabama ("the State"), challenges the constitutionality of Act No. 2006-511, codified at §§ 29-2-121, 29-2-123, and 41-24A-1, Ala.Code 1975.[1] The trial court upheld the constitutionality of Act No. 2006-511 against the State's challenge, and the State appeals (case no. 1051814). The State also filed a separate appeal, seeking an injunction prohibiting the defendants from disbursing any funds pending the disposition of its appeal (case no. 1051771). In case no. 1051814, we affirm; we dismiss as moot case no. 1051771.

Facts and Procedural History

In 1998, the Legislature passed Act No. 98-677, Ala. Acts 1998, codified at Ala. Code 1975, §§ 29-2-120 to -124. Section 29-2-121 created a "permanent Joint Legislative Oversight Committee on Community Services Grants" (the "Legislative Oversight Committee"), made up of eight members of the Legislature. The Legislative Oversight Committee was charged with reviewing "community services" grant applications. Section 29-2-123 authorized the Legislative Oversight Committee to "become a grant-making agency and receive and distribute any appropriations made by the Legislature to the committee for the community services grant program pursuant to Chapter 24 of Title 41." As a grant-making agency, the Legislative Oversight Committee evaluated grant proposals based on certain criteria and either approved or rejected the proposals. Id.

This community-services-grant process established by Act No. 98-677 and the appropriations in Act No. 2004-456, the education-appropriations act, for the community-services grants were held unconstitutional in McInnish v. Riley, 925 So.2d 174, 176 (Ala.2005). This Court held in McInnish that § 29-2-123 encroached on the powers specifically reserved to the executive branch of government by the Alabama Constitution:

"[W]e hold that § 29-2-123, which authorizes a permanent joint legislative committee to award community-services grants, and so much of Act No. 2004-456 by which those grants are funded `constitute,' in the words of the complaint, an `encroachment of the executive powers specifically reserved to the executive branch of government by the Alabama Constitution.' The legislature cannot, consistent with § 42 and § 43, execute the laws it enacts. See Bowsher v. Synar, 478 U.S. [714] at 726, 106 S.Ct. 3181 [(1986)]; Stockman v. Leddy, 55 Colo. [24] at 31, 129 P. [220] at 223 [ (1912) ].
". . . .
*1015 "`"[W]here the whole power of one department is exercised by the same hands which possess the whole power of another department, the fundamental principles of a free constitution, are subverted."' Mistretta v. United States, 488 U.S. 361, 381, 109 S.Ct. 647, 102 L.Ed.2d 714 (1989) (quoting The Federalist No. 47, at 325-26 (James Madison) (J. Cooke ed.1961) (emphasis in The Federalist)). Because the grant-making process created by § 29-2-123 begins and ends in the legislature, it violates the separation-of-powers provisions of the Constitution of Alabama."

925 So.2d at 188.

In 2006, after this Court had issued its opinion in McInnish, the Legislature passed Act No. 2006-511 ("the Act").[2] The Act created the State Executive Commission on Community Services Grants (the "Executive Commission"), which, according to §§ 41-24A-1 and 41-24-2 to -5, Ala.Code 1975, is a "grant-making agency."[3] Further, the Act empowers the Executive Commission to distribute any appropriations made by the Legislature to the Executive Commission for the community-services-grant program. The Executive Commission is composed of certain members of the executive department, namely, the State Superintendent of Education, the Lieutenant Governor, the State Treasurer, and the Commissioner of Agriculture and Industries. The Governor does not serve on the Executive Commission, and he does not have any authority to appoint its members, directly oversee its actions, or veto its decisions.

The Act also amended §§ 29-2-121 and -123, to redesignate the Legislative Oversight Committee as the "Legislative Advisory Committee on Community Service Grants" ("the Legislative Advisory Committee"). Under the Act, legislators submit grant applications to the Legislative Advisory Committee,[4] which is composed entirely of members of the legislative department, namely:

"[T]he Chair of the House Ways and Means Committee; the Chair of the Senate Finance and Taxation-Education Committee; the Chair of the Senate Committee on Economic Expansion and Trade; three members of the House Ways and Means Committee appointed by the Chair of the House Ways and Means Committee; one member of the Senate Finance and Taxation-Education Committee appointed by the Chair of the Senate Finance and Taxation-Education Committee; and one member of the Senate Committee on Economic Expansion and Trade appointed by the Chair of the Senate Committee on Economic Expansion and Trade."

§ 29-2-121, Ala.Code 1975. The Legislative Advisory Committee is authorized under § 29-2-123 to conduct hearings and to gather information in order to determine whether a grant application falls within the applicable guidelines.[5] The Legislative *1016 Advisory Committee is to forward the grant applications to the Executive Commission, along with its recommendations on those applications. Finally, the Executive Commission makes a final ruling on the grant applications forwarded to it from the Legislative Advisory Committee. "The [executive] commission shall have absolute discretion to award or reject any grant." § 29-2-123, Ala.Code 1975. Finally, the Act appropriates to the Executive Commission $12,800,000 from the Education Trust Fund to be used for grants that promote public-education purposes, and $604,633 from the Education Trust Fund to be distributed within those legislative districts "that did not receive the full designated amounts for the fiscal year ending September 30, 2005."

The State filed a complaint in the Montgomery Circuit Court challenging the constitutionality of the Act and moved the court for a preliminary injunction prohibiting the defendants from disbursing any funds from the Education Trust Fund pursuant to the Act. After a hearing, the trial court denied the State's motion in a written order.

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Cite This Page — Counsel Stack

Bluebook (online)
955 So. 2d 1012, 2006 WL 2938636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-king-v-morton-ala-2006.