O’CONNELL, J.
This is a mandamus proceeding, commenced in the court below, through which plaintiff seeks to compel the city of Milwaukie and the members of the city council to establish a civil service commission in accordance with ORS 242.702 to 242.990 which provides for a civil service system for firemen.
The defendants appeal from a judgment granting a peremptory writ of mandamus commanding the city council to establish a civil service commission as prayed for in plaintiff’s petition for the alternative writ of mandamus.
Defendant city operates under a home rule charter. The city has made no provision for the establishment of a civil service system covering the employees of its
fire department. Provisions relating to the employment and discharge of city personnel including firemen are, however, found in the city charter.
ORS 242.702 to 242.990 requires the creation of a civil service system for city firemen.
The defendants contend that matters relating to the operation of the city fire department, including the employment and discharge of firemen, are matters of purely local municipal concern and, therefore, not subject to regulation or control by the legislative
assembly. Defendants, relying upon Article XI, § 2 and Article IV, § 1a as the source of this alleged exclusive municipal authority,
contend that ORS 242.702 cannot constitutionally be applied to the defendant city.
The two principal questions presented in this appeal are: (1) does the legislative assembly have the constitutional authority to enact a general law applicable to all cities when the enactment relates to a matter of local concern and in which there is no need for general regulation outside city boundaries; (2) is the establishment of a civil service system for city firemen a local matter or is it a matter of state wide concern? These precise questions have been presented
to this court in previous cases. Unfortunately, not all of these cases are in harmony with each other.
In some of our cases the position is taken that if the statute applies to all cities (or to cities constitutionally classified) it is valid even though the statute deals with a matter of local concern only.
The contrary view is expressed in other cases.
The most recent pronouncement on the question is found in
Schmidt v. City of Cornelius,
211 Or 505, 316 P2d 511 (1957). In that case a statute purported to empower owners of tracts of land to effect a disconnection of the tracts from the city under prescribed procedure. After reaffirming the rule stated in
In Re Application of Boalt,
123 Or 1, 17, 260 P 1004 (1927) that the legislature may enact a general law “governing the exercise of municipal authority in matters not strictly local or municipal, but pertaining in part to the general welfare of the state, or the exercise of sovereign authority,” the court said:
“Whether the legislature may ever by a general law operate directly upon all city charters in matters which concern alone the inhabitants of the respective cities and which relate to purely local affairs germane to the purposes for which the city was incorporated need not be again decided here.
We merely take note of the apparent conflict between the dictum in
Burton v. Gibbons
(148 Or at 381) and the clear statement supra from
City of Portland v. Welch.
“It
is sufficient for the disposal of the pending question to hold that since the legislature could not pass a special law amending the charter of the city of Cornelius and excluding territory from its boundaries, ‘Hence, what the legislature can not do directly it can not do through indirection.’
City of Portland v. Welch,
154 Or at 295.”
Schmidt v. City of Cornelius,
211 Or at 529.
The court then said that the legislature could not effect an amendment to a city charter by empowering an individual to initiate judicial proceedings which, if successful, would amend the charter, for, it was said, “To hold otherwise would 'be to deprive the city of its admitted power to change its own boundaries by its own procedure, and would in practical effect violate the mandate of Constitution Article I, § 21,
which provides that no law shall be passed ‘the taking effect of which shall be made to depend upon any authority, except as provided in this Constitution.’ ”
Since the foregoing language may leave some doubt as to the rationale of the Schmidt case we now expressly hold that the legislative assembly does not have the authority to enact a law relating to city government even though it is of general applicability to all cities in the state unless the subject matter of the enactment is of general concern to the state as a whole, that is to say that it is a matter of more than local concern to each of the municipalities purported to be regulated by the enactment. Borrowing the language from
Branch v. Albee,
71 Or 188, 193, 142 P 598, 599 (1914), we hold that the people of a city are not “subject to the will of the legislature in the management of purely local municipal business in which the state at large is not interested, and which is not of any interest to any outside the local municipality.”
An enactment is not of state-wide interest simply because the legislature decides that each of the cities in the state should be governed by the same law. In the appropriate case the need for uniformity in the operation of the law may be a sufficient basis for legislative pre-emption. But uniformity in itself is no virtue, and a municipality is entitled to shape its local law as it sees fit if there is no discernible pervading state interest involved.
We recognize that the constitutional provisions referred to above are susceptible to a narrower construction,
but the broader construction adopted in
City of Portland v. Welch,
154 Or 286, 59 P2d 228, 106 ALR 1188 (1936) apparently endorsed by
Schmidt v. City of Cornelius,
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O’CONNELL, J.
This is a mandamus proceeding, commenced in the court below, through which plaintiff seeks to compel the city of Milwaukie and the members of the city council to establish a civil service commission in accordance with ORS 242.702 to 242.990 which provides for a civil service system for firemen.
The defendants appeal from a judgment granting a peremptory writ of mandamus commanding the city council to establish a civil service commission as prayed for in plaintiff’s petition for the alternative writ of mandamus.
Defendant city operates under a home rule charter. The city has made no provision for the establishment of a civil service system covering the employees of its
fire department. Provisions relating to the employment and discharge of city personnel including firemen are, however, found in the city charter.
ORS 242.702 to 242.990 requires the creation of a civil service system for city firemen.
The defendants contend that matters relating to the operation of the city fire department, including the employment and discharge of firemen, are matters of purely local municipal concern and, therefore, not subject to regulation or control by the legislative
assembly. Defendants, relying upon Article XI, § 2 and Article IV, § 1a as the source of this alleged exclusive municipal authority,
contend that ORS 242.702 cannot constitutionally be applied to the defendant city.
The two principal questions presented in this appeal are: (1) does the legislative assembly have the constitutional authority to enact a general law applicable to all cities when the enactment relates to a matter of local concern and in which there is no need for general regulation outside city boundaries; (2) is the establishment of a civil service system for city firemen a local matter or is it a matter of state wide concern? These precise questions have been presented
to this court in previous cases. Unfortunately, not all of these cases are in harmony with each other.
In some of our cases the position is taken that if the statute applies to all cities (or to cities constitutionally classified) it is valid even though the statute deals with a matter of local concern only.
The contrary view is expressed in other cases.
The most recent pronouncement on the question is found in
Schmidt v. City of Cornelius,
211 Or 505, 316 P2d 511 (1957). In that case a statute purported to empower owners of tracts of land to effect a disconnection of the tracts from the city under prescribed procedure. After reaffirming the rule stated in
In Re Application of Boalt,
123 Or 1, 17, 260 P 1004 (1927) that the legislature may enact a general law “governing the exercise of municipal authority in matters not strictly local or municipal, but pertaining in part to the general welfare of the state, or the exercise of sovereign authority,” the court said:
“Whether the legislature may ever by a general law operate directly upon all city charters in matters which concern alone the inhabitants of the respective cities and which relate to purely local affairs germane to the purposes for which the city was incorporated need not be again decided here.
We merely take note of the apparent conflict between the dictum in
Burton v. Gibbons
(148 Or at 381) and the clear statement supra from
City of Portland v. Welch.
“It
is sufficient for the disposal of the pending question to hold that since the legislature could not pass a special law amending the charter of the city of Cornelius and excluding territory from its boundaries, ‘Hence, what the legislature can not do directly it can not do through indirection.’
City of Portland v. Welch,
154 Or at 295.”
Schmidt v. City of Cornelius,
211 Or at 529.
The court then said that the legislature could not effect an amendment to a city charter by empowering an individual to initiate judicial proceedings which, if successful, would amend the charter, for, it was said, “To hold otherwise would 'be to deprive the city of its admitted power to change its own boundaries by its own procedure, and would in practical effect violate the mandate of Constitution Article I, § 21,
which provides that no law shall be passed ‘the taking effect of which shall be made to depend upon any authority, except as provided in this Constitution.’ ”
Since the foregoing language may leave some doubt as to the rationale of the Schmidt case we now expressly hold that the legislative assembly does not have the authority to enact a law relating to city government even though it is of general applicability to all cities in the state unless the subject matter of the enactment is of general concern to the state as a whole, that is to say that it is a matter of more than local concern to each of the municipalities purported to be regulated by the enactment. Borrowing the language from
Branch v. Albee,
71 Or 188, 193, 142 P 598, 599 (1914), we hold that the people of a city are not “subject to the will of the legislature in the management of purely local municipal business in which the state at large is not interested, and which is not of any interest to any outside the local municipality.”
An enactment is not of state-wide interest simply because the legislature decides that each of the cities in the state should be governed by the same law. In the appropriate case the need for uniformity in the operation of the law may be a sufficient basis for legislative pre-emption. But uniformity in itself is no virtue, and a municipality is entitled to shape its local law as it sees fit if there is no discernible pervading state interest involved.
We recognize that the constitutional provisions referred to above are susceptible to a narrower construction,
but the broader construction adopted in
City of Portland v. Welch,
154 Or 286, 59 P2d 228, 106 ALR 1188 (1936) apparently endorsed by
Schmidt v. City of Cornelius,
supra, is supportable, and the matter having finally come to resolution in those cases after a long period of vacillation and confusion in this important area of the law, we believe that it is desirable to reaffirm the position taken in the latter cases.
We next consider the question of whether the statutes relied upon by plaintiffs deal with a matter of local or of more general concern. Here again we are met with confusion and conflict in the cases. As has been observed, “The courts have, generally speaking, been unable to devise any objective test whereby it can be determined with certainty what matters come within the term ‘municipal affairs,’ for the term has no fixed quantity, fluctuates with every change in the conditions upon which it operates, and has of necessity been determined by a slow process of judicial inclusion and exclusion.”
Purely upon the basis of precedent our own decision in
Branch v. Albee,
71 Or 188, 142 P 598 (1914) holding that the pensioning of city police is a municipal matter would, in our opinion, be conclusive in the present case.
In relation to the question before us
we
can see no substantial difference between tbe establishment of a pension system for city police and the establishment of a civil service system for city firemen. But even if we were to consider the question as res integra we would still hold that the manner of employing and discharging the personnel of a municipal fire department is a matter of local rather than state concern. To be sure, it could be shown that the manner of dealing with personnel of local fire departments may have some relation to the affairs of the state outside of the city boundary—in a sense all events in life are related—but the question requiring our answer is whether the extramural effect is substantial or insignificant. “The real test is not whether the state or the city has an interest in the matter, for usually they both have, but whether the state’s interest or that of the city is paramount.”
The solution cannot be arrived at by a recitation of the definitions of “local” or “municipal” affairs.
The question is, of course, one of degree, and the allocation of power between legislature and municipality must be made by us in accordance with the purpose, as we understand it, of the constitutional amendments which vested in the cities a part and an exclusive part of the power to legislate free from control of the state legislative assembly.
That purpose, stated broadly, was to make operative the concept that the closer those who make and execute the laws are to the citizens they represent the better are those citizens represented and gov
emed in accordance with democratic ideals.
That objective would not be served if we should decide that the legislative assembly pre-empts the field each time it makes a statute applicable to all cities alike.
The statement of this broad objective of the home rule amendments does not, of course, decide the case before us. It serves only as a basis for emphasis in making the choice between the city and the state in the allocation of sovereignty upon more specific grounds.
The constitutional recognition that the municipality is to have exclusive authority to legislate on some matters presupposes that we are able to decide whether a function is predominantly local or predominantly state-wide. Not being aided by any evidence on the question, we must make the choice solely upon the basis of our knowledge of the manner in which local and state governments operate and the relative importance of the function in question to the cities and to the state as a whole.
It has been said that “The question of which level of government should provide a given service is essentially a political one and should be determined by the political agencies of government.”
But under the theory of home rule which we have adopted there are involved
two political agencies making conflicting claims to sovereignty, and the resolution of that conflict must be made by the courts.
In our opinion the administrative machinery by which the employment and discharge of city firemen is to be determined is a matter of local concern. The principal function of a city fire department is to provide fire protection within the city. On occasion the department may be called upon to assist in the suppression of fires outside of its limits,
or it may engage in other cooperative extramural activities but this interrelation between the city and those benefited outside is not of such frequency and importance as to warrant describing it as a matter of state-wide concern.
Plaintiffs argue that because by statute (ORS 476.060) city fire department chiefs are ex-officio assistant fire marshals subject to the direction of the state fire marshal the state has “a direct and definite concern under the police power with the fire departments of the municipalities of the state.” There can be no doubt that for the reason given the state has some “concern” with the operation of local fire departments. However, the question is not simply whether the state has an interest in such operations, but whether it is substantial enough to predominate over the interest of the city.
At this point it is important to observe certain refinements. It is not necessary to regard all of the activities of a municipal department as either local or state-wide; some of the activities may be predominantly local, whereas others may be predomi
nanbly state-wide. A statute standardizing fire hose couplings would very likely be held to be binding upon the various cities; whereas a statute standardizing the style of firemen’s uniforms would not.
We are unable to see how the manner of the employment and discharge of the personnel of a city fire department is relevant in any substantial way to the function of the state in the field of fire protection. G-ranting that a compulsory civil service system for firemen would tend to improve the quality of the personnel in city fire departments throughout the state, it seems to us that considering the limited function which the city fireman performs outside the city there is not a sufficient justification for depriving the city of control over this aspect of the operation of city government. If the legislative assembly has the power to deprive the people of municipalities of self-government in this respect, it would be difficult to imagine an area of activity engaged in by the city which could not be similarly controlled.
The cases from other jurisdictions relating to the power of the state or municipality over the employment and discharge of municipal personnel are in conflict. It is difficult to appraise these eases in relation to the problem before us because, as was pointed
out in
Schmidt v. City of Cornelius,
supra at p. 512, our constitutional provisions on lióme rule ,are unique. Many cases, as noted in the margin, hold such problems to be of local concern,
while others hold them to be of state-wide interest.
Plaintiffs rely upon
Thurber v. McMinnville,
63 Or 410, 414, 128 P 43, 44 (erroneously titled
Thurber v. Henderson)
(1912) for the proposition that Article XI, § 2 “being a grant of the sovereign power of the State to the particular local subdivisions named, and being a limitation on the power of the legislature, it
should be strictly construed.” We reject this rule of construction. The grant of sovereignty emanates from the same source, the people of the state. There is nothing in the manner of making the division of sovereignty which would suggest a constructional preference for state legislation. In fact, there is reason to accept a contrary construction favoring the charter over the statute if we should take the view expressed by many that home rule is superior to state rule in carrying out the ideals of representative government. It has been urged that “Unless there is an imperative need that a service have statewide uniformity, it may be presumed that local agencies will perform it with greater public satisfaction, if not indeed with greater economy.”
If this view were accepted, the charter would receive the favored construction. But we do not think that there is room for a preference either way. Each ease requires a weighing of the state’s interest against the interest of the municipality. In some instances the need for uniformity, or the benefit of a widespread application of the law, or the recognition that the matter dealt with is interrelated with other functions of the state and similar considerations will require that the statute have preference over the charter; on the other hand the charter will prevail when the advantages of local autonomy are paramount.
It is our opinion that the establishment of a civil service system for firemen is a matter of local concern. Therefore the judgment granting a peremptory writ of mandamus must be reversed and the cause remanded with directions to dismiss the petition.
Judgment reversed.