State ex rel. Agri-Trans Corp. v. Nolan

756 S.W.2d 203, 1990 A.M.C. 2401, 1988 Mo. App. LEXIS 1211, 1988 WL 87209
CourtMissouri Court of Appeals
DecidedAugust 23, 1988
DocketNo. 54595
StatusPublished
Cited by7 cases

This text of 756 S.W.2d 203 (State ex rel. Agri-Trans Corp. v. Nolan) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Agri-Trans Corp. v. Nolan, 756 S.W.2d 203, 1990 A.M.C. 2401, 1988 Mo. App. LEXIS 1211, 1988 WL 87209 (Mo. Ct. App. 1988).

Opinion

GRIMM, Judge.

Relator seeks a writ of prohibition against respondent judge to prohibit further litigation in the underlying action. Finding that the doctrine of res judicata (claim preclusion) is applicable, we grant the writ by making our preliminary order in prohibition permanent.

The procedural history of the underlying case began when Ernest C. Riley filed his original complaint against Agri-Trans Corporation (ATC) in the United States District Court for the Eastern District of Missouri on February 19, 1986. Federal jurisdiction was based on diversity of citizenship. Riley alleged that he was injured on January 15, 1982, on ATC’s barge “attached to the Missouri? bank.”

ATC filed a motion to dismiss, accompanied by affidavit, alleging that the district court lacked subject matter jurisdiction due to lack of complete diversity. Faced with the prospect of that complaint being dismissed, Riley filed “Plaintiff’s Memorandum in Opposition of Defendant’s Motion to Dismiss.” In that memorandum, Riley stated that the complaint not only was based on diversity, but “on its face shows that the cause of action is also a pure maritime action” and falls “within the jurisdiction of this [court], under § 28 U.S.C. 1333.” Riley sought leave to file an amended complaint and “that the case be tried as a pure maritime ease to the Court.” Leave to file the amended complaint was granted.

In his amended complaint, Riley no longer alleged diversity of citizenship. Rather, he alleged “jurisdiction on the basis of this is a maritime tort under § 28 U.S.C., paragraph 1333.” Riley no longer alleged that the barge was “attached to the Missouri bank.” Rather, he alleged that ATC “maintained offices on a barge in the Mississippi River, a navigable stream;” and that Riley had been invited on the barge to do repair work. The rest of the amended complaint was basically the same as that contained in the original complaint.

ATC then filed a motion for summary judgment. In that motion, it alleged that Riley’s claimed maritime tort was barred by the three-year statute of limitations, citing 46 U.S.C.App. § 763a.

Eleven days later, Riley sought to dismiss his claim and filed a motion to dismiss without prejudice. ATC objected due to the pendency of its motion for summary [205]*205judgment, to which Riley had not yet responded. Thereafter, the district court denied Riley’s motion to dismiss and ordered that “absent good cause shown on or before September 2,1986, defendant’s motion for summary judgment ... will be granted.”

In an order dated September 15, the district court noted that Riley had “not shown good cause or otherwise responded to the Court’s order, and has not responded to defendant’s motion.” The district court found that Riley’s claim based upon a maritime tort was untimely due to a three-year statute of limitations. The court then granted defendant’s motion for summary judgment and dismissed the action with prejudice. This order was not appealed.

A week later, Riley filed his petition against ATC in the Circuit Court of St. Louis County. All of the basic allegations from the original February 19 federal complaint were incorporated in this petition. The allegations from the amended complaint concerning a maritime tort were not included.

In response, ATC filed a motion to dismiss, in part on the basis that the action was barred by the district court judgment. The respondent overruled the motion. Relator seeks our writ of prohibition to command respondent, the Honorable Margaret Nolan, to refrain from further proceeding in the underlying case pending before her.

Prohibition is generally the appropriate remedy to forestall unwarranted, useless litigation. State ex rel. O’Blennis v. Adolf, 691 S.W.2d 498, 500 (Mo.App.E.D.1985). The issue before the trial court and us is solely a matter of law. Based on the pleadings, we conclude that prohibition is an available remedy.

The respondent judge overruled ATC’s motion to dismiss “on the ground that the federal court lacked jurisdiction in the original suit brought there by plaintiff.” Thus, consideration must first be given as to whether the federal court had jurisdiction in the original suit. If so, and we find that it did, then the question presented for determination is whether the granting of the summary judgment by the federal court, which dismissed Riley’s claim with prejudice, precludes a second claim for the same injury in state court.

A lack of jurisdiction can be either as to the parties or as to the subject matter. Although respondent’s order did not specify which type of jurisdiction was lacking, respondent’s answer and brief each clearly indicate that the order was based on lack of subject matter jurisdiction. Subject matter jurisdiction refers to the type or kind of a controversy a court may adjudicate. Federal courts ordinarily have power to make binding determinations of their own subject matter jurisdiction. Stoll v. Gottlieb, 305 U.S. 165, 59 S.Ct. 134, 83 L.Ed. 104 (1938).

The Constitution of the United States, Article III, § 2, provides that the judicial power of the United States extends “to all cases of admiralty and maritime jurisdiction.” The federal district courts have original jurisdiction of all civil cases of admiralty or maritime jurisdiction. 28 U.S. C.A. § 1333(1). It is clear that the district court had general subject matter jurisdiction of Riley’s amended complaint if it invoked maritime jurisdiction.

If a claim can be within the federal court’s admiralty and maritime jurisdiction, and also be in federal court on some other jurisdictional basis, a specific statement is required to bring the action as an admiralty or maritime claim. Rule 9(h), Fed.R.Civ.P. If the claim, however, is cognizable only in admiralty, it is such a claim whether so identified or not. Riley’s allegation that his claim was “a maritime tort under § 28 U.S.C. paragraph 1333” was sufficient to allow the claim to be considered an admiralty or maritime claim. Romero v. Bethlehem Steel Corporation, 515 F.2d 1249, 1252 (5th Cir.1975) and 2A Moore’s Federal Practice, § 9.09.

Respondent argues that the federal court did not determine whether it had jurisdiction, made no finding of subject matter jurisdiction, and “its order is null and void for lack of subject matter jurisdiction.” An express determination or finding of subject matter jurisdiction, however, is not required to preclude a collateral attack [206]*206on lack of that jurisdiction. In Chicot County Drainage District v. Baxter State Bank, 308 U.S. 371, 60 S.Ct. 317, 84 L.Ed. 329 (1940), the Supreme Court said “[a] court has the authority to pass upon its own jurisdiction and its decree sustaining jurisdiction against attack, while open to direct review, is res judicata in a collateral action.” 308 U.S. at 377, 60 S.Ct. at 320. Commenting on the Chicot case, Professors C. Wright, A. Miller, and E. Cooper say that the case holds “that a party who does not actually contest the court’s subject matter jurisdiction also will be bound by the judgment.

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Bluebook (online)
756 S.W.2d 203, 1990 A.M.C. 2401, 1988 Mo. App. LEXIS 1211, 1988 WL 87209, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-agri-trans-corp-v-nolan-moctapp-1988.