State, Department of Personnel v. Iowa Public Employment Relations Board

560 N.W.2d 560, 156 L.R.R.M. (BNA) 2379, 1997 Iowa Sup. LEXIS 83, 1997 WL 142136
CourtSupreme Court of Iowa
DecidedMarch 26, 1997
DocketNo. 95-397
StatusPublished

This text of 560 N.W.2d 560 (State, Department of Personnel v. Iowa Public Employment Relations Board) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State, Department of Personnel v. Iowa Public Employment Relations Board, 560 N.W.2d 560, 156 L.R.R.M. (BNA) 2379, 1997 Iowa Sup. LEXIS 83, 1997 WL 142136 (iowa 1997).

Opinion

LARSON, Justice.

This is a public employee bargaining case under Iowa Code chapter 20 (1991). The issue is whether state park rangers are to be excluded from a bargaining unit on the ground that they are “supervisory” employees under Iowa Code section 20.4(2). Following lengthy administrative proceedings, the Public Employment Relations Board (board) ruled that park rangers are not supervisory employees and therefore may be included in the bargaining unit. The district court affirmed, and the State appealed. We initially remanded to the board for additional findings and now affirm the judgment of the district court.

The State is a public employer within the meaning of Iowa Code section 20.3(11). The park rangers, who are employed by the Iowa Department of Natural Resources (DNR), are public employees under Iowa Code section 20.3(10). The intervenor, State Police Officers Council, is an “employee organization” under section 20.3(4) and seeks to add the park rangers to its membership. The State argues that the rangers are “supervisors” under Iowa Code section 20.4(2) and therefore ineligible for inclusion in a bargaining unit.

Section 20.4 provides:

The following public employees shall be excluded from the provisions of this chapter:
1. Elected officials and persons appointed to fill vacancies in elective offices, and members of any board or commission.
2. Representatives of a public employer, including the administrative officer, director or chief executive officer of a public employer or major division thereof as well as the officer’s or director’s deputy, first assistant, and any supervisory employees.
“Supervisory employee” means any individual having authority in the interest of the public employer to hire, transfer, suspend, layoff, recall, promote, discharge, assign, reward or discipline other public employees, or the responsibility to direct them, or to adjust their grievances, or effectively to recommend such action, if, in connection with the foregoing, exercise of such authority is not of a merely routine or clerical nature, but requires the use of independent judgment.

(Emphasis added.)

Each party puts its own spin on certain italicized words in this definition. The State takes a literal approach: because the rangers hire and discipline DNR attendants and aides, the rangers fit the statutory definition of a “supervisory employee” and therefore are excluded from the bargaining unit.

The board and the intervenor, on the other hand, point to the words “not of a merely routine or clerical nature, but requires the [562]*562use of independent judgment” in supporting their position. They contend that the park rangers’ authority is so severely limited that any exercise of authority is merely routine or clerical in nature and not the result of independent judgment.

I. The Law.

Our review of this agency action is governed by the Iowa Administrative Procedure Act, Iowa Code § 17A.19. The test is whether the board’s decision is supported by substantial evidence in the record made before the agency when that record is viewed as a whole. Iowa Code § 17A.19(8)(f); City of Davenport v. PERB, 264 N.W.2d 307, 311 (Iowa 1978). Our public employment bargaining law is written in broad language so as to allow a large number of public employees to be eligible for coverage, and we interpret the exclusions under section 20.4 with that goal in mind. Iowa Ass’n of Sch. Bds. v. PERB, 400 N.W.2d 571, 576 (Iowa 1987); see also NLRB v. Security Guard Serv., Inc., 384 F.2d 143, 147 (5th Cir.1967) (supervisor exception under federal act not to be applied broadly).

The definition of supervisory employee in Iowa Code section 20.4(2) is taken from the National Labor Relations Act, and therefore, federal interpretations of that act are persuasive. City of Davenport, 264 N.W.2d at 313. The determination of who are supervisors is ordinarily a fact question, and the “[board’s] exercise of discretion will be accepted by reviewing courts if it has ‘warrant in the record and a reasonable basis in law.’ ” Id. (quoting NLRB v. Broyhill Co., 514 F.2d 655, 658 (8th Cir.1975)). As one federal court has stated,

judicial deference to the Board’s expertise is particularly strong since distinctions must be drawn between gradations of authority “so infinite and subtle that of necessity a large measure of informed discretion is involved in the exercise by the Board of its primary function to determine those who [are] supervisors.”

Walla Walla Union-Bulletin, Inc. v. NLRB, 631 F.2d 609, 613 (9th Cir.1980) (quoting NLRB v. Adrian Belt Co., 578 F.2d 1304, 1311 (9th Cir.1978)). The burden is on the employer to show that the board was wrong in ruling that employees are not supervisors. See Walla Walla, 631 F.2d at 613; NLRB v. Doctors’ Hosp. of Modesto, Inc., 489 F.2d 772, 776 (9th Cir.1973).

Under Iowa Code section 20.4(2), a supervisor includes any employee with the authority to perform a number of specified duties. The State relies on only two here: the rangers’ authority to hire and discipline DNR employees. Because the statute is worded in the disjunctive, the existence of either of the listed powers will confer supervisory status on the employee (subject to the limitations discussed below). See City of Davenport, 264 N.W.2d at 314; see also Northeast Utils. Serv. Corp. v. NLRB, 35 F.3d 621, 624 (1st Cir.1994). However, Iowa Code section 20.4(2) restricts the otherwise broad application of the test by also requiring that to be a supervisor the employee in question must (1) have authority (2) to use independent judgment (3) in performing such supervisory functions (4) in the interest of management. These requirements are stated in the conjunctive and must all be established. City of Davenport, 264 N.W.2d at 314; see Security Guard Serv., 384 F.2d at 147.

II. The Facts.

The facts found by the board include the following. There are three categories of park rangers: Park Ranger I, II, and III. The board found that each ranger, regardless of classification, is responsible for the daily operation, maintenance, and care of a specified state park. Small parks are managed by a Ranger I, medium-sized parks by a Ranger II, and large parks by one or more Ranger Ills. All of the rangers live on-site.

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560 N.W.2d 560, 156 L.R.R.M. (BNA) 2379, 1997 Iowa Sup. LEXIS 83, 1997 WL 142136, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-department-of-personnel-v-iowa-public-employment-relations-board-iowa-1997.