IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA24-136
Filed 21 May 2025
Burke County, Nos. 01CVS000952-110, 23CRS000703-110
STATE BOARD OF EXAMINERS OF PLUMBING HEATING AND FIRE SPRINKLER CONTRACTORS, Plaintiff,
v.
NEEL HUDSON, individual and d/b/a HUDSON PLUMBING AND ELECTRIC, Defendant.
Appeal by Defendant from judgment entered 17 August 2023 by Judge Reggie
E. McKnight in Burke County Superior Court. Heard in the Court of Appeals 25
September 2024.
Wesley E. Starnes, PC, by Wesley E. Starnes, for Defendant-Appellant.
Young Moore & Henderson, P.A., by Reed N. Fountain and John N. Hutson, III, for Plaintiff-Appellee.
CARPENTER, Judge.
Neel Hudson (“Defendant”) appeals from the trial court’s 18 July 2023 “Order
in Indirect Criminal Proceeding” and the 17 August 2023 “Order of Contempt and
Order of Arrest.” After careful review, we affirm.
I. Factual & Procedural Background
On 8 June 2001, the State Board of Examiners of Plumbing, Heating, and Fire
Sprinkler Contractors (“Plaintiff”) filed a complaint alleging Defendant violated
sections 87-21(a)(1) and (5) of our General Statutes by engaging in the business of STATE BD. OF EXAM’RS OF PLUMBING, HEATING & FIRE SPRINKLER CONTRACTORS V. HUDSON
Opinion of the Court
plumbing contracting without a valid license. Defendant did not respond to the
complaint. On 30 June 2001, Plaintiff filed a motion for entry of default. On 2 August
2001, the Burke County Clerk of Court entered default judgment against Defendant.
On 15 August 2001, the trial court entered a judgment of permanent injunction (the
“Injunction”) which prohibited Defendant from “engaging in business as a plumbing,
heating, or fire sprinkler contractor at all such times as he is not licensed to do so
pursuant to Article 2, Chapter 87, of the General Statutes of North Carolina.”
On 23 January 2009, Plaintiff filed a motion for order to show cause alleging
Defendant violated the Injunction on four separate occasions between September
2001 and April 2005. On 27 March 2009, the trial court entered an order of contempt,
finding beyond a reasonable doubt that Defendant committed the violations alleged
by Plaintiff. The trial court sentenced Defendant to 120 days in the Burke-Catawba
District Confinement Facility, but Plaintiff consented to Defendant serving a lesser
sentence of ten days in confinement consisting of twenty overnight sessions.
On 6 April 2021, after receiving a new complaint concerning Defendant,
Thomas Johnston, a field investigator for Plaintiff, travelled to 2107 Woodside
Terrace (the “Home”) to investigate. Upon his arrival at the Home, Johnston met
with Sharon Eller, the homeowner, and took her statement. In the basement of the
Home, Johnston observed a gas-fired heating unit (the “new HVAC system”) and
determined it was installed incorrectly. Johnston also concluded that only someone
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with a valid license would be authorized to install the new HVAC System.
On 22 April 2021, Jonathan Yerkes, another field investigator for Plaintiff, met
with Defendant to discuss the complaint and obtain a statement. In Defendant’s
statement he acknowledged that he knew Gary Eller, Sharon Eller’s late husband,
and that he had been “fixing and servicing” the Eller’s previous HVAC system (the
“old HVAC system”) for quite some time. Defendant told Yerkes that the old HVAC
system would freeze up and thaw out, which resulted in water draining into the duct
board of the plenum and onto the basement floor. To address this problem, Defendant
“repaired a 12-inch section of duct board that was soaked from water.” Defendant
explained this work consisted of “removing [that] section of duct board and replacing
it due to it being soaked.”
Defendant also told Yerkes that while he was at the Home servicing the old
HVAC system, the Ellers asked him if he would replace the old HVAC system with a
new one. Defendant told the Ellers he was not authorized to install a new system.
According to Defendant, he did not install the new HVAC system but rather procured
the equipment for the Ellers on or about 30 May 2019 for someone else to install.
Defendant could not identify the person the Ellers hired to install the new HVAC
system. In response to Defendant’s remarks, Yerkes informed Defendant that the
work he performed on the old HVAC system—replacing and altering duct work—also
required a license, but Defendant disagreed, stating he believed the work he
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performed on the old HVAC system was merely “repair work.”
Yerkes and Defendant next discussed an invoice (the “Invoice”) Defendant
issued to the Ellers on 30 May 2019 for a total of $7,543.56. The Invoice included a
$6,278.50 charge for parts and $700.00 charge for labor. Defendant told Yerkes that
the $700.00 labor charge was for the duct work repairs he performed on the old HVAC
system and the $6,278.50 parts charge was for his procurement of the new HVAC
system. On the Invoice, in the section entitled “description of service work,” there
were four entries: “(1) Replaced unit bad compressor 30y/o unit; (2) Found unit frozen
– Replaced unit; (3) Replaced section of ductboard; (4) Return air suction Flooded
water.” When Yerkes questioned Defendant regarding the first entry—“Replaced
unit bad compressor 30y/o unit”—Defendant explained he mistakenly wrote
“replaced” and that he meant to write the word “repaired.” According to Yerkes,
Defendant was “adamant” it was a word mix-up.
On 26 May 2022, Plaintiff filed a motion for order to show cause alleging that
on or about 20 May 2019, Defendant, again, violated the Injunction. On 18 July 2023,
Defendant appeared before the trial court for a contempt hearing. At the outset,
Plaintiff moved to continue because Sharon Eller was not present to testify. The trial
court denied Plaintiff’s motion. At the close of Plaintiff’s evidence, Defendant moved
to dismiss, arguing Plaintiff’s evidence was insufficient to establish he violated the
Injunction since there was no direct evidence he installed the new HVAC system. The
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trial court denied Defendant’s motion stating, “there is, at this point, substantial
evidence reasonably necessary to persuade what would be reasonable jury or a trier
of fact in this case.” At the close of all the evidence, Defendant renewed his motion.
The trial court denied the motion and informed Defendant he was being held in
criminal contempt for violating the Injunction. The trial court sentenced Defendant
to thirty days of active imprisonment and a $250.00 fine. The trial court also
informed the parties that it was required, pursuant to section 5A-15(f), to issue
written findings in relation to its finding of contempt beyond a reasonable doubt.
That same day, the trial court filled out and signed a form document entitled:
“Order in Indirect Criminal Contempt Proceeding” (the “Form”). The check boxes on
the Form did not directly correspond to the specific circumstances of Defendant’s
contempt. The trial court checked a box on the Form stating, “Defendant was able to
comply with the subpoena or take reasonable measures to comply and failed to do so
without any lawful excuse for failing to appear and testify; and therefore is in indirect
criminal contempt[.]” The Form also reflected Defendant’s fine of $250.00 and
sentence of thirty days of active imprisonment, which was to begin on 7 August 2023.
Also on 18 July 2023, Defendant filed two written notices of appeal: one from
the trial court’s oral ruling and another concerning the Form. Each notice specified
the file number, 01 CVS 952. On 26 July 2023, Defendant filed an amended notice of
appeal stating the notices were signed before the file number 23 CRS 703 “had been
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assigned or was known” to Defendant.
On 17 August 2023, the trial court entered the “Order of Contempt and Order
of Arrest” (the “Order”) which included thirty-two detailed findings of fact and six
conclusions of law. On 7 September 2023, Defendant gave written notice of appeal
from the Order.
II. Jurisdiction
This Court has jurisdiction under N.C. Gen. Stat. § 7A-27(b)(4) (2023).
III. Issues
The issues are whether: (1) the trial court erred by denying Defendant’s motion
to dismiss; (2) the trial court had jurisdiction to enter the Order; (3) findings of fact
13, 14, 15, 28, 31, and 32 are supported by competent evidence; and (4) the criminal
contempt proceeding was barred by a two-year statute of limitations.
IV. Analysis
A. Motion to Dismiss
First, Defendant argues the trial court erred by denying his motion to dismiss.
Specifically, Defendant asserts that Plaintiff’s evidence was insufficient because
Plaintiff presented no direct evidence that Defendant installed the new HVAC system
and his conduct regarding the duct work fell within the carve-out exception.
1. Standard of Review
As a threshold matter, we consider which standard of review applies to a trial
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court’s denial of a motion to dismiss during an indirect criminal contempt proceeding.
Our consideration necessitates a brief discussion of contempt in its various forms.
We begin with the principle that contempt is “‘sui generis,’ meaning ‘[o]f its
own kind or class.’” State v. Burrow, 248 N.C. App. 663, 670, 789 S.E.2d 923, 928
(2016) (quoting sui generis, Black’s Law Dictionary 1475 (8th ed. 2004)). In other
words, contempt generally is not wholly civil or wholly criminal.
There are two “kinds” of contempt: civil and criminal. O’Briant v. O’Briant,
313 N.C. 432, 434, 329 S.E.2d 370, 372 (1985). Although “the demarcation between
the two may be hazy at best,” id. at 434, 329 S.E.2d at 372, the distinction becomes
apparent when considering the “purpose for which the power is exercised” and the
potential range of consequences, id. at 434, 329 S.E.2d at 372. If the goal is to punish
for a past-act that “interfere[d] with the administration of justice,” the contempt is
criminal in nature. Id. at 434, 329 S.E.2d at 372. On the other hand, if the intention
is to “preserve the rights of private parties and to compel obedience,” the contempt is
civil in nature. Id. at 434, 329 S.E.2d at 372. To distinguish between the two, the
question is whether the contemnor is subject to punishment for previously disobeying
an order of the court or is forewarned to comply in the future with an order of the
court.
Complicating matters, there are two “divisions” of contempt: direct and
indirect. State v. Wendorf, 274 N.C. App. 480, 843, 852 S.E.2d 898, 902 (2020)
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(citation omitted). Put simply, direct contempt occurs in the presence of the court
while indirect contempt occurs outside of the presence of the court. Id. at 483, 852
S.E.2d at 902.
Additionally, there are two kinds of criminal contempt proceedings: “summary
proceedings, which are for direct criminal contempt, and plenary proceedings, which
are for indirect criminal contempt.” Wendorf, 274 N.C. App. at 487, 852 S.E.2d at
486; but see O’Briant, 313 N.C. at 436, 329 S.E.2d at 373 (explaining that summary
proceedings are not appropriate for direct criminal contempt “where a court does not
act immediately to punish acts constituting a direct contempt . . .”) (emphasis added).
An indirect criminal contempt proceeding functions similarly to an ordinary
criminal trial. For example, in an indirect criminal contempt proceeding the moving
party has the burden of proving the defendant committed the contemptuous acts
beyond a reasonable doubt. State v. Coleman, 188 N.C. App. 144, 150, 655 S.E.2d
450, 453–54 (2008). Additionally, a show-cause order in a criminal contempt
proceeding, while not “equivalent” to a criminal indictment, Wendorf, 274 N.C. App.
at 486, 852 S.E.2d at 904, is “akin” to one, Coleman, 188 N.C. App. at 150, 655 S.E.2d
at 453. Further, indirect criminal contempt proceedings trigger certain
“constitutional safeguards,” including reasonable notice and an opportunity to be
heard. O’Briant, 313 N.C. at 435, 329 S.E.2d at 373 (citation omitted).
Based on these similarities, we conclude the substantial evidence standard is
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the appropriate standard to apply here. See State v. Powell, 299 N.C. 95, 98, 261
S.E.2d 114, 117 (1980) (citations omitted). Accordingly, we review the trial court’s
denial of Defendant’s motion to dismiss de novo. State v. Smith, 186 N.C. App. 57,
62, 650 S.E.2d 29, 33 (2007). “‘Under a de novo review, [this Court] considers the
matter anew and freely substitutes its own judgment’ for that of the lower tribunal.”
State v. Williams, 362 N.C. 628, 632–33, 669 S.E.2d 290, 294 (2008) (quoting In re
Greens of Pine Glen, Ltd. P’ship, 356 N.C. 642, 647, 576 S.E.2d 316, 319 (2003)).
On a motion to dismiss, the question is whether “there is substantial evidence
(1) of each essential element of the offense charged . . . , and (2) of defendant’s being
the perpetrator of such offense.” Powell, 299 N.C. at 98, 261 S.E.2d at 117 (citations
omitted). “Substantial evidence is such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” State v. Smith, 300 N.C. 71, 78–79, 265
S.E.2d 164, 169 (1980); see State v. Beck, 385 N.C. 435, 438, 894 S.E.2d 729, 732 (2023)
(“Substantial evidence is the amount necessary to persuade a rational juror to accept
a conclusion.”) (internal quotation marks and citation omitted). Substantial evidence
can be direct, circumstantial, or both. State v. Shelton, 293 N.C. App. 154, 157, 899
S.E.2d 894, 897 (2024); State v. Parker, 354 N.C. 268, 279, 553 S.E.2d 885, 894 (2001)
(explaining “[c]ircumstantial evidence and direct evidence are subject to the same
test for sufficiency”) (citing State v. Sokolowski, 351 N.C. 137, 143, 522 S.E.2d 65, 69
(1999)). The distinction can be explained as follows:
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Direct evidence is that which is immediately applied to the fact to be proved, while circumstantial evidence is that which is indirectly applied, by means of circumstances from which the existence of the principal fact may reasonably be deduced or inferred. In other words . . . circumstantial evidence is merely direct evidence indirectly applied.
Shelton, 293 N.C. App. at 157, 899 S.E.2d at 897 (quoting State v. Wright, 275 N.C.
242, 249–50, 166 S.E.2d 681, 686 (1969) (citation omitted)).
“In reviewing challenges to the sufficiency of evidence, we must view the
evidence in the light most favorable to the State, giving the State the benefit of all
reasonable inferences.” State v. Fritsch, 351 N.C. 373, 378–79, 526 S.E.2d 451, 455
(2000) (citing State v. Benson, 331 N.C. 537, 544, 417 S.E.2d 756, 761 (1992)).
Here, under the terms of the Injunction, Defendant was “permanently enjoined
from . . . engaging in business as a plumbing, heating or fire sprinkler contractor at
all such times as he is not properly licensed to do so[.]” In this proceeding, Plaintiff
alleged Defendant violated the Injunction by performing two distinct acts: installing
the new HVAC system and removing and replacing the duct work of the old HVAC
system. Therefore, to survive Defendant’s motion to dismiss, Plaintiff was required
to present substantial evidence that Defendant engaged in at least one of these acts.
See Coleman, 188 N.C. App. at 150, 655 S.E.2d at 453–54 (explaining it is the State’s
burden to establish that the alleged contemptuous act occurred).
2. New HVAC System Installation
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Defendant asserts Plaintiff’s evidence was insufficient to establish that he
installed the new HVAC system. We disagree.
At the contempt proceeding, Plaintiff presented the following evidence tending
to show Defendant installed the new HVAC system: the Invoice, Defendant’s written
statement, and testimony from Johnston and Yerkes, Plaintiff’s field investigators.
Plaintiff also introduced evidence that Defendant previously violated the Injunction.
Additionally, Defendant testified on direct that he gave Sharon Eller approximately
$600.00 to cover a bill from another service provider who worked on the new HVAC
system after it was installed. Although there was no direct evidence that Defendant
installed the new HVAC system, the circumstantial evidence, when viewed in the
light most favorable to Plaintiff, was sufficient to persuade a rational juror that
Defendant installed the new HVAC system. See Shelton, 293 N.C. App. at 157, 899
S.E.2d at 897.
First, the Invoice prepared by Defendant states Defendant “Replaced unit bad
compressor 30y/o unit,” and “Found unit frozen – Replaced unit.” Although
Defendant contends the word “unit” in “replaced unit” refers only to the “compressor
unit”—a component within the old HVAC system—a rational juror, examining the
plain language of the Invoice, could interpret the word “unit” to mean the entire
system.
Second, Defendant’s statements regarding the Invoice and the work performed
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were inconsistent. For example, during his interview with Yerkes, Defendant
explained he meant to write the word “repair[ed]” instead of “replac[ed]” on the
Invoice. But when Defendant testified at the contempt hearing, he stated that the
first Invoice entry was for his replacement of the compressor “unit” within the old
HVAC system, not the “unit” as a whole. Similarly, Defendant’s testimony regarding
the duct work was also at odds with his prior statement. In his statement, Defendant
stated he removed and replaced a 12-inch section of duct work “due to it being
soaked.” When he testified, however, Defendant stated the duct board was not soaked
and that he removed the 12-inch section, allowed it to thaw, and then reinstalled that
same section.
Finally, there was additional circumstantial evidence tending to show
Defendant installed the new HVAC system, including Defendant’s previous violations
of the Injunction and his $600.00 payment to Sharon Eller to cover a bill she acquired
from another service provider who worked on the new HVAC system after it was
installed. When asked why he paid Sharon Eller this money, Defendant testified that
he “wanted to be released from anything to do with this unit whatsoever.”
Defendant’s testimony tends to show he did more than just procure equipment for the
Ellers.
In sum, although there was no direct evidence that Defendant installed the
new HVAC system, the circumstantial evidence was more than sufficient to survive
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Defendant’s motion to dismiss. A rational juror could reasonably infer from the
evidence that Defendant installed the new HVAC system. See Smith, 300 N.C. at 78–
79, 265 S.E.2d at 169. Accordingly, the trial court properly denied Defendant’s
motion to dismiss.
3. Duct Work Repair
Defendant further argues that the evidence was insufficient to establish the
duct work “repair” he performed on the old HVAC system constituted a violation of
the Injunction. Specifically, Defendant argues this work falls within the “carve out
exception” of section 87-21(c). We disagree.
A license is not required to “make minor repairs or minor replacements to an
already installed system of . . . heating or air conditioning[.]” N.C. Gen. Stat. § 87-
21(c) (2023). A minor replacement or repair is defined as the “replacement of parts
in an installed system which do not require any change in energy source, fuel type,
or routing or sizing of venting or piping.” Id. (emphasis added). Section 87-21(c)
defines “parts” as “a compressor, coil, contactor, motor, or capacitor.” Id.
In his statement prepared for Yerkes, Defendant stated the following in regard
to the duct work: “[P]rior to the new install I repaired a 12-inch section of duct board
that was soaked from water. I state that this work consisted of me removing the
section of duct board and replacing it due to it being soaked.”
Because the “carve out exception” identifies specific “parts” for which a minor
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repair or replacement is permissible without a license, and duct work is not included
in this list, Defendant’s conduct does not fall within the “carve out exception.” See
N.C. Gen. Stat. § 87-21(c). Therefore, Defendant’s admission that he “remov[ed] the
section of duct board and replac[ed] it” was substantial evidence upon which a
rational juror could conclude that Defendant violated the Injunction. See Smith, 300
N.C. at 78–79, 265 S.E.2d at 169. Accordingly, the trial court properly denied
Defendant’s motion to dismiss for insufficient evidence.
B. Jurisdiction
Next, Defendant argues the trial court lacked jurisdiction to enter the Order
because he gave notice of appeal before the trial court entered the Order. We
disagree.
“Whether the trial court had jurisdiction is a question of law that [this Court]
review[s] de novo.” State v. Lebeau, 271 N.C. App. 111, 113, 843 S.E.2d 317, 319
(2020). “‘Under a de novo review, [this Court] considers the matter anew and freely
substitutes its own judgment’ for that of the lower tribunal.” Williams, 362 N.C. at
632–33, 669 S.E.2d at 294 (quoting In re Greens of Pine Glen, 356 N.C. at 647, 576
S.E.2d at 319).
Generally, “when a party gives notice of appeal, the trial court is divested of
jurisdiction until the appellate court returns a mandate in the case.” SED Holdings,
LLC v. 3 Star Properties, LLC, 250 N.C. App. 215, 219, 791 S.E.2d 914, 919 (2016).
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When a party gives notice of appeal, “the trial judge becomes functus officio.” RPR &
Assocs. Inc. v. Univ. of N.C.-Chapel Hill, 153 N.C. App. 342, 346–47, 570 S.E.2d 510,
513 (2002) (citing Bowen v. Motor Co., 292 N.C. 633, 635, 234 S.E.2d 748, 749 (1977)).
“Functus officio, which translates from Latin as ‘having performed his [or] her office,’
is defined as being ‘without further authority or legal competence because the duties
and functions of the original commission have been fully accomplished.’” Id. at 347,
570 S.E.2d at 513 (quoting functus officio, Black’s Law Dictionary 682 (7th ed.1999)).
This general rule, however, is less straightforward than its language suggests.
Indeed, while final judgments are “always appealable,” see SED Holdings, LLC, 250
N.C. App. at 220, 791 S.E.2d at 919 (citation omitted), “a litigant cannot deprive the
trial court of jurisdiction to determine a case on its merits by appealing from a
nonappealable interlocutory order of the trial court,” Velez v. Dick Keffer Pontiac-
GMC Truck, Inc., 114 N.C. App. 589, 591, 551 S.E.2d 873, 875 (2001). In other words,
a party’s notice of appeal does not automatically divest the trial court of jurisdiction
and trigger our jurisdiction if no final judgment or appealable interlocutory order has
been entered by the trial court. See id. at 591, 551 S.E.2d at 875. Moreover, “the trial
court maintains jurisdiction to enter a written order after notice of appeal has been
given where the order does not ‘affect[] the merits, but rather is a chronicle of the
findings and conclusions’ decided at a prior hearing.” State v. Fields, 268 N.C. App.
561, 565, 836 S.E.2d 886, 889 (2019) (quoting State v. Walker, 255 N.C. App. 828, 830,
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806 S.E.2d 326, 329 (2017)) (emphasis and alteration in original).
In the instant case, the trial court conducted the contempt proceeding on 18
July 2023. At the conclusion of the hearing, the trial court made multiple oral
findings of fact to support its determination that Defendant was being held in
criminal contempt for violating the Injunction. The trial court also informed the
parties that it was required, pursuant to section 5A-15(f), to issue written findings in
relation to its finding of contempt beyond a reasonable doubt. That same day, the
trial court filled out and signed the Form. On the Form, the trial court checked a box
indicating that, Defendant “was able to comply with the subpoena or take reasonable
measures to comply and failed to do so without any lawful excuse for failing to appear
and testify; and therefore is in indirect criminal contempt[.]” The Form also indicated
Defendant’s sentence of thirty days of active imprisonment and his $250.00 fine. The
Form was not file-stamped.
On 18 July 2023, Defendant filed two notices of appeal. On 26 July 2023,
Defendant filed an amended notice of appeal reflecting the correct docket number.
On 17 August 2023, thirty days after the contempt proceeding, the trial court entered
the Order which included thirty-two detailed findings of fact and six conclusions of
law. Unlike the Form, the Order was file-stamped. On 7 September 2023, Defendant
entered written notice of appeal from the Order.
The Order was the trial court’s final judgment in this matter. Not only was
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the Order file-stamped, see N.C. Gen. Stat. § 1A-1, Rule 58 (2023) (“[A] judgment is
entered when it is reduced to writing, signed by the judge, and filed with the clerk of
court pursuant to Rule 5.”), it also included the trial court’s findings of fact and
conclusions of law pursuant to section 5A-15(f), see N.C. Gen. Stat. § 5A-15(f) (2023)
(“If the person is found to be in contempt, the judge must make findings of fact and
enter judgment.”). Thus, Defendant’s notice of appeal from the Form did not divest
the trial court of jurisdiction because the Form was neither a final judgment nor an
appealable interlocutory order. See SED Holdings, LLC, 250 N.C. App. at 220, 791
S.E.2d at 919. Accordingly, the trial court had jurisdiction to enter the Order.
C. Challenged Findings of Fact
In his next argument, Defendant asserts the following findings of fact are not
supported by competent evidence: 13, 14, 15, 28, 31, and 32. We disagree.
“In general, ‘our standard of review for contempt cases is whether there is
competent evidence to support the trial court’s findings of fact and whether the
findings support the conclusions of law and ensuing judgment.’” Wendorf, 274 N.C.
App. at 483, 852 S.E.2d at 902 (quoting State v. Phair, 193 N.C. App. 591, 593, 668
S.E.2d 110, 111 (2008)). “ ‘Findings of fact are binding on appeal if there is competent
evidence to support them, even if there is evidence to the contrary . . . .’ ” Id. at 483,
852 S.E.2d at 902 (quoting State v. Salter, 264 N.C. App. 724, 732, 826 S.E.2d 803,
809 (2019)). “Meanwhile, conclusions of law are reviewed de novo and are subject to
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full review.” State v. Aguilar, 287 N.C. App. 248, 252, 882 S.E.2d 411, 415 (2022)
(internal quotation marks and citations omitted). The trial court, sitting as the trier
of fact, “is in the best position to weigh the evidence, given that he has heard all of
the testimony and observed the demeanor of witnesses.” State v. Hughes, 353 N.C.
200, 207, 539 S.E.2d 625, 631 (2000).
1. Findings of Fact 13, 14, and 15
Defendant asserts the trial court’s findings of fact 13, 14, and 15 are not
supported by competent evidence. Defendant contends these findings, which all
relate to Johnston’s observations regarding the condition of the new HVAC system—
a system Defendant denies installing—were not supported by competent evidence
because Johnston’s testimony was improper as he was not qualified as an expert.
Rule 701 provides that a non-expert witness can testify in the form of an
opinion or inference so long as his opinion or inference is “rationally based on [his]
perception . . . and helpful to a clear understanding of his testimony or the
determination of a fact in issue.” N.C. Gen. Stat. § 8C-1, Rule 701 (2023).
In the instant case, Johnston testified that the new HVAC system was
installed incorrectly. Specifically, Johnston testified that because the new HVAC
system’s “venting [was] backwards,” the new HVAC system was “exhausting [] carbon
monoxide into the occupied space where [Sharon Eller] resides.” Defendant objected
to Johnston’s testimony, arguing Johnston was not qualified to testify regarding the
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proper installation of the new HVAC system. In essence, Defendant asserted
Johnston needed to be admitted as an expert to testify as to the propriety of the
installation. The trial court overruled Defendant’s objections.
Based on Johnston’s testimony, the trial court found that:
13. The unit was improperly installed in that the exhaust of the heating system was venting into the basement as opposed to venting outside the home.
14. As a result of the improper venting of the unit, whenever it was operational, carbon monoxide would vent into the basement. The Court takes notice of the dangers posed by improperly vented carbon monoxide gas into an occupied residence.
15. Photographs taken by Mr. Johnston and admitted into evidence depict the unit and show its improper ventilation.
Even if we were to assume Johnston’s testimony was improper and conclude
the trial court erred by making findings of fact 13, 14, and 15, these findings have no
bearing on the trial court’s ultimate determination that Defendant violated the
Injunction. As Johnston explained during the contempt proceeding, different
standards apply to licensed and unlicensed service providers. For an unlicensed
provider, like Defendant, the only concern is whether the provider did or did not
perform the installation. In other words, Plaintiff was not required to demonstrate
that Defendant installed the new HVAC system incorrectly to establish he violated
the Injunction. Instead, Plaintiff only had to demonstrate Defendant installed the
new HVAC system. Put simply, even if we were to agree with Defendant and set
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aside these findings, the trial court’s remaining findings support the conclusion that
Defendant willfully violated the Injunction. Accordingly, even assuming the trial
court erred by making findings of fact 13, 14, and 15, any error was not prejudicial.
2. Findings of Fact 28, 31, and 32
Defendant also asserts the trial court’s findings of fact 28, 31, and 32 are not
supported by competent evidence. Defendant, however, has not provided any
supporting argument for his assertion in this section of his brief. Rather he
“incorporates . . . by reference” his arguments from the first section of his brief
regarding the trial court’s denial of his motion to dismiss. Because Defendant makes
no mention of findings of fact 28 and 32 in his fourteen pages of motion to dismiss
argument, we deem these challenges as abandoned and binding. See N.C. R. App. P.
28(b)(6) (“Issues not presented in a party’s brief, or in support of which no reason or
argument is stated, will be taken as abandoned.”). It is not the duty of this Court to
craft an appellant’s arguments for them. See Goodson v. P.H. Glatfelter Co., 171 N.C.
App. 596, 606, 615 S.E.2d 350, 358, (2005); Viar v. N. Carolina Dep’t of Transp., 359
N.C. 400, 402, 610 S.E.2d 360, 361 (2005).
We will, however, review ultimate finding 31 since Defendant indirectly
challenged this finding in the context of his motion to dismiss argument. See In re
G.C., 384 N.C. 62, 65 n.3, 884 S.E.2d 658, 661 (2023); State v. Johnson, 246 N.C. App.
677, 683, 783 S.E.2d 753, 758–59 (2016) (“[W]e do not base our review of findings of
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fact and conclusions of law on the label in the order, but rather, on the substance of
the finding or conclusion.”).
Ultimate finding 31 states:
31. The Court acknowledges that Plaintiff did not present direct testimony that Defendant installed the unit; however, Plaintiff presented sufficient circumstantial evidence to lead the court to believe – beyond a reasonable doubt – that Defendant did in fact install the unit and replaced duct board for the unit.
Similar to our reasoning outlined above, ultimate finding 31 is supported by
the evidentiary findings which are supported by competent evidence. The trial court
found that the plain language of the Invoice contradicted Defendant’s statement that
he did not install the new HVAC system and found that the Invoice and Defendant’s
statement established Defendant replaced the ductwork on the old HVAC system.
Further, the trial court found that Defendant’s testimony at the contempt hearing
contradicted his statement prepared for Yerkes and that Defendant was not a
credible witness. These findings are supported by competent evidence, including the
Invoice, Johnston and Yerkes’ testimony, and circumstantial evidence including,
Defendant’s previous violations of the Injunction, $600.00 payment to Sharon Eller,
and inconsistent statements regarding the Invoice and the work performed.
Accordingly, the evidence was adequate to support the trial court’s evidentiary
findings which support ultimate finding 31 that the circumstantial evidence was
sufficient to establish that Defendant installed the new HVAC system and replaced
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the duct work on the old HVAC system in violation of the Injunction. Thus, ultimate
finding 31 is supported by the evidentiary findings which are supported by competent
evidence.
D. Statute of Limitations
Finally, Defendant asserts the trial court erred by finding him in criminal
contempt because criminal contempt is a misdemeanor subject to a two-year statute
of limitations. According to Defendant, the statute of limitations had run because the
alleged violations occurred prior to 30 May 2019 and Plaintiff’s motion for order to
show cause was filed on 26 May 2022, more than two years later. We disagree.
In support of his proposition, Defendant directs our attention to two North
Carolina statutes. See N.C. Gen. Stat. §§ 15-1(a) and 14-1 (2023). Section 15-1
provides the two-year statute of limitations period for misdemeanors stating, “crimes
of deceit and malicious mischief, and the crime of petit larceny . . . , and all
misdemeanors except malicious misdemeanors, shall be charged within two years
after the commission of the same, and not afterwards[.]” N.C. Gen. Stat. § 15-1(a).
According to section 14-1:
A felony is a crime which: (1) Was a felony at common law; (2) Is or may be punishable by death; (3) Is or may be punishable by imprisonment in the State’s prison; or (4) Is denominated as a felony by statute. Any other crime is a misdemeanor.
N.C. Gen. Stat. § 14-1 (emphasis added).
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Defendant attempts to harmonize these statutes as follows: because criminal
contempt is not a felony, it must be a misdemeanor subject to a two-year statute of
limitations. We are not persuaded by Defendant’s argument.
First, Defendant’s assertion presumes that criminal contempt is, by nature, a
“crime” and is therefore encompassed by the “Any other crime” language of section
14-1. See N.C. Gen. Stat. § 14-1 (emphasis added). Although an indirect criminal
contempt proceeding is “punitive or ‘criminal in . . . nature,’” State v. Reaves, 142 N.C.
App. 629, 633, 544 S.E.2d 253, 256 (2001) (emphasis in original), contempt itself
remains “of its own kind or class,” see Burrow, 248 N.C. App. at 670, 789 S.E.2d at
928 (citation omitted). Indeed, criminal contempt is not tantamount to a traditional
“crime.”
To justify affording contemnors the same “constitutional safeguards” as those
provided to ordinary criminal defendants, our courts have treated criminal contempts
as “crimes.” See O’Briant, 313 N.C. at 435, 329 S.E.2d at 373. However, in other
instances, criminal contempt receives different treatment. For example, criminal
contempt has been defined as a “petty offense with no constitutional right to a jury
trial,” Blue Jeans Corp. v. Amalgamated Clothing Workers of Am., AFL-CIO, 275 N.C.
503, 511, 169 S.E.2d 867, 872 (1969), and prior adjudications for criminal contempt
do not “constitute [] ‘prior conviction[s]’ for purposes of the [Structured Sentencing]
Act,” Reaves, 142 N.C. App. at 633, 544 S.E.2d at 256. Thus, despite an indirect
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criminal contempt proceeding resembling a conventional criminal bench trial, it
cannot be said that criminal contempt is encompassed by the “Any other crime”
language of section 14-1.
Second, Defendant’s argument overlooks the fact that this Court has expressly
rejected the notion that criminal contempt is a misdemeanor. See Burrow, 248 N.C.
App. at 669–70, 789 S.E.2d at 928–29. The defendant in Burrow advanced a similar
argument to the one Defendant presents here. Id. at 669, 789 S.E.2d at 928. There,
the defendant argued his six consecutive thirty-day terms of imprisonment based on
six findings of direct criminal contempt was improper because criminal contempt is a
Class 3 misdemeanor for which consecutive sentences are impermissible. Id. at 669,
789 S.E.2d at 928. We rejected this argument, noting that it “fail[ed] to take into
account the entirety of [section] 14-3, which dictates that the offense actually be a
misdemeanor before labeling it a Class 3 misdemeanor.” Id. at 670, 789 S.E.2d at 928
(emphasis added). Ultimately, we determined the defendant’s sentences could run
consecutively because “a criminal contempt adjudication is not a misdemeanor in
North Carolina.” Id. at 670, 789 S.E.2d at 929 (emphasis added) (quoting State v.
Luke, 207 N.C. App. 749, 701 S.E.2d 403 (2010) (unpublished)).
Finally, the statutory provisions governing contempt are confined to their own
chapter of our General Statutes—Chapter 5A. See N.C. Gen. Stat. § 5A (2023).
Conversely, “the General Assembly has confined provisions of our ‘penal law,’ . . .
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primarily to Chapter 14 of the General Statutes.” Reaves, 142 N.C. App. at 633, 544
S.E.2d at 256. There is no mention of a statute of limitations period in Chapter 5A.
See N.C. Gen. Stat. § 5A. It is the role of the General Assembly, not this Court to
proscribe such a limitation. See State v. Scoggin, 236 N.C. 19, 23, 72 S.E.2d 54, 57
(1952) (“It is our duty to interpret and apply the law as it is written, but it is the
function and prerogative of the Legislature to make the law.”).
Accordingly, because a criminal contempt adjudication is not a misdemeanor
and there is no applicable statute of limitations period for criminal contempt,
Defendant’s statute of limitations argument fails.
V. Conclusion
In sum, the trial court properly denied Defendant’s motion to dismiss for
insufficient evidence and had jurisdiction to enter the Order. Ultimate finding 31 is
supported and the criminal contempt adjudication was not barred by a two-year
statute of limitations period. Accordingly, we affirm the Order.
AFFIRMED.
Judges ARROWOOD and STADING concur.
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