Stanley Blumenthal v. Federal Communications Commission and United States of America

318 F.2d 276, 115 U.S. App. D.C. 305, 1963 U.S. App. LEXIS 5750
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 28, 1963
Docket17208_1
StatusPublished
Cited by12 cases

This text of 318 F.2d 276 (Stanley Blumenthal v. Federal Communications Commission and United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stanley Blumenthal v. Federal Communications Commission and United States of America, 318 F.2d 276, 115 U.S. App. D.C. 305, 1963 U.S. App. LEXIS 5750 (D.C. Cir. 1963).

Opinions

FAHY, Circuit Judge.

Petitioners Blumenthal, Jones and Paschal each applied to the Federal Communications Commission for a radio operator’s license. Their applications were dismissed. They petition this court to review the orders of the Commission dismissing the applications. Our jurisdiction is rested upon § 402(a) of the Communications Act, 47 U.S.C. § 402(a).

The dismissals were made on the ground that each applicant had failed to respond adequately to relevant questions, answers to which under oath had been requested by the Commission. The questions were as follows:

“1. Are you now or have you ever been a member of the Communist Party? If the answer is yes, give dates of membership;
“2. Are you now or have you ever been a member of any organization or group which advocates or teaches the overthrow of the Government of the United States, or of any political subdivision thereof, by force or violence? If the answer is yes, list the organizations or groups and give dates of membership.”

Blumenthal answered question No. 1 as follows:

“I am not a member of the Communist Party and was not at the time I applied for renewal of my second-class radiotelegraph operator’s license in 1958. As to the period prior to that date, I decline to answer in accordance with the privileges granted to me under the Fifth Amendment to the Constitution of the United States.”
He answered question No. 2, “No.”

Jones answered question No. 1 as follows:

“I am not a member of the Communist Party and was not at the time I was first requested to execute a questionnaire by the Commission.”

He also answered “No” to question No. 2.

Paschal, who applied for renewal of his amateur operator’s and station licenses, in answer to question No. 1 replied :

“I am not a member of the Communist Party. In view of the manner in which existing legislation has been utilized and the attitude of various governmental agencies in prosecuting and persecuting by defacto fiat, I must utilize my right under the Fifth Amendment of the Constitution to refuse to give comfort or aid to any inquisitorial activity regarding any past or present political activity.”

He gave the same answer to question No. 2.

The Commission advised the applicants that it was unable to act upon their applications until complete answers wire given. The Commission advised also that any answers given would be considered in light of all the facts and circumstances, and that the applicants might submit with the answers any information which would help the Commission in finally disposing of the applications. Blumenthal and Jones requested hearings as to the sufficiency of the applications. The requests were denied because each applicant had been afforded such a hearing in connection with his earlier application, which had been abandoned, and also because the Commission relied on the intervening decision of this court in Borrow v. Federal Communications Comm’n, 109 U.S.App.D.C. 224, 285 F.2d 666, cert. denied, 364 U.S. 892, 81 S.Ct. 223, 5 L.Ed.2d 188 (1960), as establishing the Commission’s authority to require complete answers to the questions. Blumenthal and Jones failed to avail themselves of further time allowed to complete their answers, whereupon the Commission dismissed their applications, citing Section [278]*278303(Ɩ)1 of the Act and Section 1.71(d) of its Rules.2

Paschal’s application was also dismissed, on the ground that he too had not satisfactorily completed the questionnaire, the Commission citing in his case Section 1.506(b) of its Rules 3 in addition to Section 303 (Ɩ) of the Act.

Since Jones did not invoke the Fifth Amendment his ease is governed by our decision in Borrow, from which it follows that the order of the Commission dismissing his application will be affirmed on the authority of that case. And see Cronan v. Federal Communications Comm’n, 109 U.S.App.D.C. 208, 285 F.2d 288, cert. denied, 366 U.S. 904, 81 S.Ct. 1046, 6 L.Ed.2d 203 (1960).

As to Blumenthal and Paschal the contention is that since they invoked the Fifth Amendment their cases are distinguishable from Borrow and reversal is required.

This court in Borrow, followed in Cronan, decided that the questions were pertinent and relevant and that the Commission had authority to insist upon the information. Those cases further hold that First Amendment rights are not infringed by requiring answers to the questions. In Borrow we held that the applicant’s failure to answer authorized the Commission to dismiss the application, not because the failure to answer considered alone was a reason for disqualification but because it withheld information the Commission was entitled to request and to receive; in other words, the application was not completed in important respects.

In contending that the exercise by Blumenthal and Paschal of their Fifth Amendment privilege not to answer fully, removes their cases from the controlling effect of Borrow and Cronan, appellants rely on Konigsberg v. State Bar of California, 353 U.S. 252, 77 S.Ct. 722, 1 L.Ed.2d 810 (1957). There an applicant for admission to the state bar had refused to answer certain questions, and the Court held that no adverse inference as to character and loyalty could be based on such refusal. And the appellants contend that the decision in the second Konigsberg case, 366 U.S. 36, 81 S.Ct. 997, 6 L.Ed.2d 105 (1961), does not affect them adversely. In this regard they rely on the following statement from the majority opinion in that case: “We think: it clear that the Fourteenth Amendment’s protection against arbitrary state-action does not forbid a State from denying admission to a bar applicant so-long as he refuses to provide unprivileged answers to questions having a substantial relevance to his qualifications.”' 366 U.S. at 44, 81 S.Ct. at 1003. It is-urged that the Court’s reference to “unprivileged answers” indicates that were the answers privileged, as here, failure to answer would not lead to denial of the application as unduly incomplete. We-do not feel warranted in so interpreting-this statement of the Supreme Court. In second Konigsberg the Fifth Amendment privilege was not interposed, so we-cannot say the question of a “privileged, answer” was actually decided. Considering that the Fourteenth Amendment imposes upon state action the same limitations the First Amendment imposes upon federal action, the Court held in second Konigsberg that the questions asked' did not impinge upon rights of free-speech and association protected by the-[279]*279Fourteenth Amendment.4 In our case, however, there is the explicit Fifth Amendment privilege to refuse to answer. Petitioners accordingly had a constitutional right not to answer, whereas Konigsberg did not have the constitutional right which he asserted.

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318 F.2d 276, 115 U.S. App. D.C. 305, 1963 U.S. App. LEXIS 5750, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stanley-blumenthal-v-federal-communications-commission-and-united-states-cadc-1963.