Stamps v. Collagen Corp.

CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 19, 1993
Docket92-2084
StatusPublished

This text of Stamps v. Collagen Corp. (Stamps v. Collagen Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Stamps v. Collagen Corp., (5th Cir. 1993).

Opinion

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

_______________

No. 92-2084 _______________

JENNIFER STAMPS,

Plaintiff-Appellant,

VERSUS

COLLAGEN CORPORATION,

Defendant-Appellee.

_________________________

Appeals from the United States District Court for the Southern District of Texas _________________________

(February 19, 1993)

Before GOLDBERG, SMITH, and EMILIO M. GARZA, Circuit Judges.

JERRY E. SMITH, Circuit Judge:

Contending that she contracted a rare autoimmune disease

from being injected with defendant Collagen Corporation's ("Colla-

gen") products, Jennifer Stamps filed suit to recover damages in

state court, alleging causes of action based upon defective design,

inadequate warnings, and negligent failure to warn. Collagen

timely removed and thereafter moved for summary judgment. The

district court found all of Stamps's state law claims to be

preempted by federal law and granted summary judgment. We affirm. I.

A.

Zyderm and Zyplast are so-called Class III medical devices

regulated under the Medical Device Amendments of 1976 ("MDA"), 21

U.S.C. §§ 360c-360l, pursuant to which the Food and Drug Adminis-

tration ("FDA") classifies all medical devices in one of three

categories. See 21 U.S.C. § 360c. Class I devices generally pose

little or no threat to public health and safety; tongue depressors

are an example. Accordingly, Class I devices are subject only to

general controls on manufacturing processes.

Class II items are more complex than Class I and include such

devices as oxygen masks used in anesthesiology and tampons. These

may be subject to recommendations, guidelines, post-marketing

surveillance, the development of patient registries, and even the

promulgation of specific performance standards, should the FDA deem

them a sufficient health hazard as to require strict product

specifications or warnings. See 21 U.S.C. § 360c(a)(B).

Class III devices, such as Zyderm, require premarket approval

("PMA"), which process permits the FDA to determine whether a

proposed product provides "reasonable assurance of its safety and

effectiveness." 21 U.S.C. § 360c(a)(C). Such devices are subject

to the more stringent PMA process because they "present[] a

potential unreasonable risk of illness or injury." 21 U.S.C.

§ 360c(a)(1)(C)(ii)(II).

The PMA process requires a manufacturer to submit a detailed

application to the FDA, including information pertaining to product

2 specifications, intended use, manufacturing methods, and proposed

labeling. See 21 U.S.C. § 360e(c). The FDA refers each applica-

tion to a panel of qualified experts that prepares a report and

recommendation. Within six months, the FDA must either accept or

reject the application. 21 U.S.C. § 360e(d).

B.

In March and April 1988, Stamps was injected with Zyderm and

Zyplast, which contain processed bovine collagen that Collagen

markets as an anti-wrinkle treatment for middle-aged women. A

typical treatment consists of a series of injections directly under

the skin, the collagen then remaining to smooth out any wrinkles or

deformities on the skin's surface.

Shortly after receiving her injections, Stamps began complain-

ing of muscle and joint pains that subsequently were diagnosed as

dermatomyositis/polymyositis ("DM/PM"). DM/PM is a relatively rare

autoimmune disease in which an individual's immune system identi-

fies one's own skin and muscle tissue as foreign and attacks them.

Stamps claims that Collagen's products attached to her tissues and

provoked an immune response that destroyed her body tissue.

II.

In granting summary judgment, the district court likened the

instant case to Moore v. Kimberly-Clark Corp., 867 F.2d 243 (5th

Cir. 1989), in which we found a plaintiff's state-law-based

failure-to-warn and labeling claims regarding a Class II medical

3 device (tampons) to be preempted, although her defective construc-

tion and design claims survived. Reasoning that collagen implants

are regulated under Class III, which requires FDA pre-market

approval of not just labeling and packaging, but manufacturing

methods as well, see, e.g., 21 C.F.R. §§ 814.20, 814.80, the court

concluded that Stamps's claims are completely preempted.

Appellant Stamps disputes the district court's interpretation

of the MDA and its application of Moore, contending that the MDA

neither expressly nor impliedly preempts general state tort law and

that Moore must be limited to the Class II regulatory context it

describes. As a final matter, Stamps argues that even if we find

Moore compelling precedent in the Class III context as well, the

most it can be said to require is the preemption of her defective

labeling and negligent failure-to-warn claims; her products

liability, fraud, and negligence per se causes of action, as in

Moore, should be reinstated.

III.

The question is whether the MDA preempts Stamps's state law

claims. The Supremacy Clause of the Constitution invalidates state

laws that "interfere with, or are contrary to" federal law. U.S.

CONST. art. VI, cl. 2. When "the field which Congress is said to

have pre-empted has been traditionally occupied by the States . . .

`we start with the assumption that the historic police powers of

the States [are] not to be superseded by the Federal Act unless

that [is] the clear and manifest purpose of Congress.'" Jones v.

4 Rath Packing Co., 430 U.S. 519, 525 (1977) (quoting Rice v. Santa

Fe Elevator Corp., 331 U.S. 218, 230 (1947)) (citations omitted);

see also Hillsborough County v. Automated Medical Lab., 471 U.S.

707, 715 (1985) (recognizing a "presumption that state or local

regulation of matters related to health and safety is not invali-

dated under the Supremacy Clause"). Accordingly, "`[t]he purpose

of Congress is the ultimate touchstone'" of preemption analysis.

Malone v. White Motor Corp., 435 U.S. 497, 504 (1978) (quoting

Retail Clerks v. Schermerhorn, 375 U.S. 96, 103 (1963)).

Congress's intention to preempt may be either express or

implied from the statutory text. Absent an express declaration,

Congressional intent to preempt state law may be inferred only if

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