Stamicarbon, N.V. v. The Chemical Construction Corporation

544 F.2d 645
CourtCourt of Appeals for the Third Circuit
DecidedOctober 21, 1976
Docket75-2384
StatusPublished

This text of 544 F.2d 645 (Stamicarbon, N.V. v. The Chemical Construction Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stamicarbon, N.V. v. The Chemical Construction Corporation, 544 F.2d 645 (3d Cir. 1976).

Opinion

544 F.2d 645

192 U.S.P.Q. 11

STAMICARBON, N.V., a Limited Liability of the Netherlands
and
Mathieu Bongard, a subject of the Queen of Netherlands
v.
The CHEMICAL CONSTRUCTION CORPORATION, a corporation of
Delaware, Appellant.

No. 75-2384.

United States Court of Appeals,
Third Circuit.

Argued June 11, 1976.
Decided Oct. 21, 1976.

Carl G. Love, Donald J. Bird, Susan T. Brown, Cushman, Darby & Cushman, Washington, D.C., John G. Mulford, Theisen, Lank & Mulford, Wilmington, Del., for appellees.

Stanton T. Lawrence, Jr., Clyde C. Metzger, Berj A. Terzian, Gidon D. Stern, Pennie & Edmonds, New York City, for appellant.

Before VAN DUSEN, GIBBONS and ROSENN, Circuit Judges.

OPINION OF THE COURT

ROSENN, Circuit Judge.

In this patent interference action, two parties claim priority with respect to a patentable refinement on a process for synthesizing urea, an industrial chemical compound. Appellant Chemical Construction Company (Chemico) is the assignee of a United States patent on a process for synthesizing urea issued in 1965 to Ivo Mavrovic (the Mavrovic patent). This patent was based on a United States application filed by Mavrovic in June of 1961. Appellee Stamicarbon N.V. is the assignee of a United States patent application on a urea synthesization process which was filed by appellee Mathieu Bongard in March of 1966. In these proceedings, Stamicarbon has claimed that Bongard's application relates back to a Netherlands application filed by him in 1960.1

To provoke this interference action, Bongard copied two claims of the Mavrovic patent in 1966. In April of 1969, the Patent and Trademark Office declared the interference.2 In May of 1972, the Board of Patent Interferences awarded Bongard priority.3 This action was then initiated in the district court pursuant to 35 U.S.C. § 146.4

In the district court proceeding, neither party sought to prove actual invention; each relied on his application filing date for priority purposes. Chemico presented essentially three issues to the district court. First, it contended that the Bongard application did not teach the same process as the Mavrovic patent. Second, Chemico attacked Bongard's right to the Netherlands filing date, claiming that foreign applications filed prior to September, 1960 disclosed the same process; thus, the Netherlands application was not the earliest foreign application as required by 35 U.S.C. § 119, supra note 1. Finally, Chemico contended that the oath Bongard filed with his parent application was false. The district court determined (1) that the Bongard application and the Mavrovic patent disclosed the same process, (2) that Bongard's earlier foreign applications did not disclose the process set out in his Netherlands application and hence he was entitled to the filing date of the latter, and (3) that Bongard's parent application oath was not false.5 Accordingly, Bongard was awarded priority on the two interference counts.

On appeal, Chemico's principal contention, simply stated, is that the district court erred in concluding that the Bongard application discloses the refinement in urea synthesization technique taught by the Mavrovic patent. Because we agree with this contention, we reverse the judgment of the district court and do not reach other issues tendered by Chemico.

I.

Although a district court proceeding pursuant to 35 U.S.C. § 146 is a trial de novo, it is governed by the strict rule of Morgan v. Daniels, 153 U.S. 120, 14 S.Ct. 772, 38 L.Ed. 657 (1894), that a Patent Office decision on priority of invention is not to be disturbed "unless the contrary is established by testimony which in character and amount carries thorough conviction." Id. at 125, 14 S.Ct. at 773. "The force of Morgan v. Daniels has been repeatedly recognized by this Court." Radio Corp. of America v. International Standard Electric Corporation, 232 F.2d 726, 729 (3rd Cir. 1956). We have said that the "Patent Office decision presents itself as a particularly heavy unit of weight which the evidence of the plaintiff in the district court must counterbalance." S & S Corrugated Paper Machinery Co. v. George W. Swift, Jr., Inc., 176 F.2d 358, 360 (3rd Cir. 1949).

Our review of the district court decision is governed, as to questions of fact, by the clearly erroneous rule. F.R.C.P. 52(a). The question for this court is "whether the District Court erred in confirming the Patent Office's award of priority of invention . . . ." Smith v. Carter Carburetor Corporation, 130 F.2d 555, 560 (3rd Cir. 1942). And where a factual matter is solely dependent on documentary evidence, we have more leeway, "(s)ince we are in just as good a position as the district court to evaluate (such) evidence . . . ." In re Multidistrict Litigation Involving Frost Patent, General Tire & Rubber Company, Appellant, 540 F.2d 601, 603 (3rd Cir. 1976). On questions of law, of course, we exercise plenary review.

With these precepts in mind, we turn to an examination of the processes at issue.

II.

The prior art urea synthesis process which both Bongard and Mavrovic sought to improve involves taking a process stream (an aqueous solution combining the various chemical compounds necessary to synthesize ammonia) from a pressurized reaction vessel, expanding the volume to reduce the pressure, and then heating the mixture at the reduced pressure. The heating produces a gas, termed an off-gas, which is removed from the process stream, leaving behind a liquid mixture. In subsequent steps, the off-gas is partially condensed to an aqueous solution, and both the condensed and uncondensed portions of the off-gas are recycled to the reaction vessel for further use in the ongoing process.6 The process stream goes through further steps that are not here material.

Both Bongard and Mavrovic recognized that the efficiency of the process could be improved by minimizing the water content of the recycled off-gas condensate. They both seek to accomplish this end by reducing the water vapor content of the off-gas.

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Related

Morgan v. Daniels
153 U.S. 120 (Supreme Court, 1894)
United States v. United States Gypsum Co.
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William S. Gubelmann, Deceased, by Walter S. Gubelmann v. Herman Gang
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Herbert A. McAninch and Spencer H. Mieras v. Loren J. O'Brien
443 F.2d 1403 (Customs and Patent Appeals, 1971)
Stamicarbon, N v. v. Chemical Construction Corp.
355 F. Supp. 228 (D. Delaware, 1973)
Smith v. Carter Carburetor Corporation
130 F.2d 555 (Third Circuit, 1942)
Hansgirg v. Kemmer
102 F.2d 212 (Customs and Patent Appeals, 1939)
In re Dubbs
77 F.2d 520 (Customs and Patent Appeals, 1935)
Tummers v. Kleimack
455 F.2d 566 (Customs and Patent Appeals, 1972)
Stamicarbon, N.V. v. Chemical Construction Corp.
544 F.2d 645 (Third Circuit, 1976)
Stamicarbon, N.V. v. Chemical Construction Corp.
401 F. Supp. 384 (D. Delaware, 1975)

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544 F.2d 645, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stamicarbon-nv-v-the-chemical-construction-corporation-ca3-1976.